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HomeMy WebLinkAbout2001 ACFRr r ,..., r ,..., ,-, CITY OF PASCO TABLE OF CONTENTS Year Ended December 31, 2001 INTRODUCTORY SECTION Letter of Transmittal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Directory of City Officials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Directory of Management Team .. . .. ... ......... .. ... . .. . .. ... ... . ...... ...... .... 13 Organizational Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 FINANCIAL SECTION Auditor's Opinion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 COMBINED STATEMENTS-Overview (Exhibits 1 -5) (General Purpose Financial Statements) Combined Balance Sheet -All Fund Types and Account Groups . . . . . . . . . . . . . . . 18 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances -All Governmental Fund Types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Combined Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual -General and Special Revenue Funds 24 Combined Statement of Revenues, Expenses and Changes in Retained Earnings Balance/Fund Balances -All Proprietary Fund Types and Similar Trust Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Combined Statement of Cash Flows All Proprietary Fund Types and Similar Trust Funds . . . . . . . . . . . . . . . 28 Notes to Financial Statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 COMBINING AND INDIVIDUAL FUNDS AND ACCOUNT GROUPS (Supplemental Financial Statements): General Fund Balance Sheet (Exhibits A-1 to A-4) Statement of Revenues, Expenditures and Changes in Fund Balance ........... . Statement of Revenues -Budget to Actual ......................................... . Statement of Expenditures -Budget to Actual ................................ . Special Revenue Funds (Exhibits B-1 to B2) Combining Balance Sheet ........................................................... . Combining Statement of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual ......................................... . 63 64 65 66 74 78 TABLE OF CONTENTS, continued Debt Service Funds (Exhibits C-1 to C-3) Combining Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 91 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 92 Capital Projects Funds (Exhibits D-1 to D-2) Combining Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 97 Enterprise Funds (Exhibits E-1 to E-4) Combining Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 Combining Statement of Revenues, Expenses and Changes in Fund Equity ...... 102 Combining Statement of Revenues, Expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 Statement of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 Internal Service Funds (Exhibits F-1 to F-3) Combining Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 Combining Statement of Revenues, Expenses and Changes in Fund Equity ...... 107 Combining Statement of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 Trust and Agency Funds (Exhibits G-1 to G-10) Combining Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 0 Cemetery Non-Expendable Trust -Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 -Statement of Revenues, Expenditures and Changes in Fund Balances.. 113 -Statement of Cash Flows . . . . . . . . . . . .. . .. . .. . .. . .. . . . . .. . . . . . . . .. . .. . . . . .. . . 114 Cemetery Pre-Need Expendable Trust -Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 -Statement of Revenues, Expenditures and Changes in Fund Balances ... 116 -Statement of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 Fire Pension Trust -Balance Sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 -Statement of Revenues, Expenditures and Changes in Fund Balances .. 119 -Statement of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 General Fixed Assets Account Group (Exhibits H-1 to H-3) Comparative Statement of General Fixed Assets -By Source . . . . . . . . . . . . . . . 122 Schedule of General Fixed Assets -By Function and Activity . . . . . . . . . . . . . . . 123 Schedule of Changes in General Fixed Assets -By Function and Activity . . . . . . 124 11 hall, meeting rooms, a concession area, and administrative offices. Additionally, an adjoining 15-field soccer complex was developed in 1995 and shares the stadium parking lot. The complex is the state's second largest and has become a popular location for tournament play. In 2000, the City completed construction of a S3.5 million multi-field softball complex in the TRAC area. The City is currently preparing plans to light the fields. In 2001, the push for additional tourism continued. A Pavilion was constructed at the TRAC facility that adds an ice rink and additional rental space; and, the City owned sun Willows Golf course Clubhouse was completely renovated. Broadmoor Park, located a few short miles from TRAC, was completed in August of 1995. This regional discount factory outlet mall has 24 shops and 110,000 square feet of retail space. Also located in Pasco is the Northwest Regional Autoplex, a multi-million dollar auto dealership, representing nine major automobile manufacturers. SUMMARY OF CURRENT AND FUTURE ECONOMIC OUTLOOK The economy both nationally and locally has been a major news topic for the past several years. Incidents that have negatively impacted the economy are: the slowdown in the economy particularly in the manufacturing sector; Federal Reserve interest rate cuts to create a soft economic landing; the large downward adjustments in the stock market especially in the high-tech stock sector; corporate bankruptcies, layoffs and relocations; September 11th terrorist attacks; and soaring energy prices. For many years the Northwest has enjoyed relatively cheap electricity as compared to the rest of the nation due to the proximity of the Bonneville Power Administration (BPAL However in 2001, the era of cheap electricity in the Northwest came to an end due to one of the worst droughts in the past so years. Energy demands outstripped supply and federal regulators required the BPA revise its rate structure. Locally, this has meant a 38% -40% increase in electricity costs to residents in Franklin and Benton counties starting in the fall of 2001. While on a national level the country has been experiencing a recession with massive layoffs, bankruptcies, and decreased consumer spending, the Tri-Cities area has managed to continue its upward growth trend. Bechtel National, Inc. and CH2M Hill Hanford Group, Inc. are in charge of designing and building two plants to start vitrifying Hanford's radioactive tank wastes into glass logs. The first glass logs are scheduled to be produced in 2007. Bechtel's contract with the Department of Energy <DOE> calls for the plants· shakedown phase to be completed and operating at full capacity by 2011. Ten percent of this highly radioactive waste is targeted to be glassified by 2018. The Hanford Glassification contract with Bechtel is a long term DOE Project that is anticipated to bring in up to 4,000 construction jobs between 2002 and 2006. An additional 2,000 white-collar employees will be hired during the design phase starting in 2002. This should be reduced to approx. 1,100 by 2005. The number of white-collar jobs should remain steady until 2009 when it is expected to shrink to the number of engineers and operators needed to run the plants on a regular basis. 4 • complete construction of Phase I of the Rivershore Enhancement Program. • Develop a definitive funding strategy and program to replace the Lewis street Underpass and develop an associated project impact plan. • Develop a Downtown Revitalization Action Plan with the Pasco Downtown Development Association. The Pasco downtown area continues to struggle in its effort to transition from the commercial core it was 30 years ago to the stable and healthy business area it should be today. It is the City's intent to provide for an experienced downtown revitalization consultant to aid the owners of properties and businesses as well as the City in defining a common and realistic action plan towards revitalization of the downtown area. • Sponsor the design of and obtain adequate state financial funding commitments for SR-395 to Argent connection. • complete design plans and cost estimates for the Fourth Avenue and East Lewis Gateway projects. • Define and implement an appropriate Neighborhood Rehabilitation Demonstration Project. several small neighborhoods within the city contain pockets of decay in the form of substandard structures, declining property values and a general trend toward disinvestments. As a demonstration project using various federal and state resources, one of these pockets of decay should be selected for implementation of an appropriate action plan to arrest the decay and restore a trend of positive investment in the surrounding neighborhood. • Implement a Downtown Fac;ade Improvement Program whereby financial assistance is used to encourage equal or greater private investment in improving building facades within the downtown area. • Adopt an Aquatic Recreation Action Plan. The three public pools owned and operated by the City have reached the point of needing complete renovation or replacement. This objective intends to develop a definitive action plan to provide contemporary swimming facilities for Pasco residents. • complete a market analysis of apartments. The last apartment complex built in the City of Pasco occurred in 1978. The absence of contemporary quality apartments in the City makes it difficult for young professionals and others of moderate or higher incomes to reside in Pasco. It is the intent of the City to sponsor a market analysis and solicit the private sector to invest in quality, contemporary apartment projects in the city. • Determine the location and design, and then construct a pedestrian overpass of SR-395 to aid in pedestrians crossing safely. 6 Ill Increase Percent of 2001 Percent of <Decrease> Increase sources of Funds Revenues Total from 2000 !Decrease> Taxes: Property $ 3,112,653 13.71% s 217,151 7.50% Sales & use 5,625,774 24.79% 509,422 9.96% Utility 3,807,585 16.77% 27,837 0.74% Other 533,942 2.35% (161,586) (23.23%) Licenses & Permits 1,015,381 4.47% 220,704 27.77% I ntergovern men ta I 932,859 4.11% 92,662 (11.03%) Charges for services 1,915,019 8.44% 249,588 14.99% Fines & Forfeitures 481,435 2.12% 78,280 19.42% Investment Earnings 251,146 1.11% 40,005 18.97% Miscellaneous Revenues 498,960 2.20% 129,436 35.03% Operating Transfers In 34,000 0.15% (141,915) (80.67%) Other Financing sources 4!489!498 19.78% 4!228!052 1618.29% 522,698,252 55,489,636 The following table presents a summary of general government expenditures !General Fund, Special Revenue Funds and Debt service Funds> and other financing uses for 2001 and the amount and percentage of increases and decreases in relation to prior year revenue. Increase Percent of 2001 Percent of <Decrease> Increase use of Funds Expenditures Total from 2000 !Decrease> General Government S 3,133,298 15.06% s 287,669 10.11% Public Safety 8,417,803 40.46% 113,250 1.36% Physical Environment 750,329 3.61% (56,923) (7.05%) Economic Environment 269,308 1.29% (21,759) (7.48%) Mental & Physical Health 6,892 0.03% 3,288 91.23% Culture & Recreation 1,848,657 8.89% 210,168 12.83% capital outlays 670,386 3.22% 126,816 23 .33% Debt service 5,013,504 24.10% 4,058,936 425.21% Operating Transfers out 695!280 3.34% (149!053) (17.65%) S20,805,457 54,572,392 The analysis of revenues and expenditures is very important, but must also be accompanied by an analysis of fund balance. Fund balance is the accumulated excess of revenues and other financing sources over expenditures and other financing uses. 8 The City administers a cemetery Trust Fund for the perpetual care and maintenance of gravesites. Interest earnings from trust assets are transferred out to the cemetery Fund, where the maintenance expenditures are paid. The City also administers a cemetery Pre-Need Trust Fund for the pre-payment of cemetery goods such as liners and markers. Monies from this fund are transferred to the cemetery Fund when expenses are incurred. Interest earnings from the expendable trust assets are used to offset any increase in the cost of goods between the time of payment and the purchase of goods. Excess interest earnings are transferred to the cemetery Fund to defray maintenance costs. DEBT ADMINISTRATION At December 31, 2001, the City had a number of debt issues outstanding. These issues include $16,618,571 of general obligation bonds, both voted and non-voted, $12,600,000 of revenue and revenue refunding bonds, and $1,474,075 of special assessment bonds. The City's general obligation bonds have maintained an Aaa rating from Moody's Investor service and an AAA rating from standard & Poor's Rating Group and Fitch Investors service, Inc. Each are backed with a municipal bond insurance policy by AMBAC Indemnity corporation. Moody's rated the City's most recent water and sewer revenue bonds A3. over the last several years the City has obtained Public works Trust Fund loans to help finance several major construction projects. These loans have been financed at interest rates of 1 or 2%. The outstanding balance of these four loans totals $4,487,904 at December 31, 2001. The City is also utilizing the state Revolving Loan Fund to help finance the expansion of the sewer treatment plant. The City had drawn S22,726,011 as of December 31, 2001. The outstanding balance of this loan is $22,838,935. These loans each have a term of 20 years. CASH MANAGEMENT The City's investment policy is to minimize credit and market risk while maintaining a competitive yield on its portfolio. City funds are invested by fund or on the basis of pooled cash. All available funds not individually invested are invested as one source leading to higher interest yield than if invested on an individual fund basis. The cash flow needs of the City require our investments to be relatively short term in nature. The majority of idle cash is deposited with the State Treasurer in the Local Government Investment Pool. A smaller portion of the portfolio is invested in long term (up to five yearsl u.s. government securities. The entire investment portfolio is approximately $26,411,682. RISK MANAGEMENT The City has an active risk management program that utilizes a combination of in- house staff and third party administrators to manage the City's risk programs. The City utilizes self-insurance in several areas. The Medical-Dental Fund receives revenues from other funds based on the medical/dental premiums contributed by the City for each full time employee. Medical and dental claims are paid from this fund along with administrative costs to Northstar Administrators (a subsidiary of 10 DIRECTORY OF CITY OFFICIALS As of December 31, 2001 ELECTED OFFICIALS MAYOR Michael Garrison COUNCILMEMBERS Eileen Crawford Rebecca M. Francik, Mayor Pro Tern Joe Jackson Charles D. Kilbury Tom Larsen Carl R. Strode ADMINISTRATIVE OFFICIALS CITY MANAGER Gary Crutchfield PUBLIC WORKS DIRECTOR Robert J. Alberts LENGTH OF SERVICE 14 1 5 12 11 1 9 TERM EXPIRES 12/31/05 12/31/05 12/31/03 12/31/03 12/31/03 12/31/05 12/31/03 LENGTH IN YEARS OF POSITION SERVICE 17 23 7 7 ADMISTRATIVE & COMMUNITY SERVICES DIRECTOR Stanley R. Strebel 3 3 COMMUNITY DEVELOPMENT DIRECTOR Richard J. Smith 7 7 FIRE CHIEF Gregory L. Garcia 7 7 POLICE CHIEF Denis W. Austin 6 6 MUNIC~ALCOURTJUDGE Mary B. Ramirez 15 15 12 THIS PAGE INTENTIONALLY LEFT BLANK 16 MCAC NO. 0292 CITY OF PASCO, WASHINCTON Exhibit 1 COMBINED BALANCE SHEET ALL FUND TYPES AND ACCOUNT CROUPS As Of oecember 31, 2001 <With comparative Totals For 2000> GOVERNMENTAL FUND TYPES SPECIAL DEBT CAPITAL GENERAL REVENUE SERVICE PROJECTS ASSETS: cash and Imprest cash s 4,247,242 s 4,077,712 s 1,633,426 s SSS,815 cash with Fiscal Agent 50,000 Investments !Note 3) Receivables !net>: Taxes 803,426 50,178 46,953 Accounts 96,916 273,653 Special Assessments 4,S73,175 Interest Grants 12,245 Loans/Advances Receivable 438,535 10,084 lnterfund Loans Receivable (Note 13> 1,828,100 Inventories, at cost !Note 1> Prepaid Expenses Restricted Assets: !Note 1) cash and Investments Fixed Assets !Note 6> OTHER DEBITS: unamortized Debt Discount Amount Available in Debt Service Funds Amount to be Provided for Retirement of Long Term Debt TOTAL ASSETS s 7,025,684 s 4,852,323 s 6,263,638 s 585,815 LIABILITIES, EQUITY AND OTHER CREDITS LIABILITIES: Outstanding Checks Payable s 0 s 0 s 0 s 0 Accounts Payable 446,819 180,785 15,551 7,052 Matured Bonds Payable 50,000 Matured Interest Payable Retainage Payable 25,421 14,171 lnterfund Loans Payable !Note 13> 1,955,000 80,200 Due to Other Governmental Units 9,976 6,160 Accrued Interest Payable 10,127 Accrued Employee Benefits !Note 1) Deposits Payable 219,260 6,023 12,036 G. o. Bonds Payable !Note 10> Revenue Bonds Payable !Note 10> Assessment Bonds Payable 1,466,975 Other Long Term Liabilities Unamortized Discount on Refunding Debt Unclaimed Property 1,000 Deferred Revenue 398,395 1,167 3,999,264 Total Liabilities 1,125,450 2,174,556 5,572,117 33,259 EQUITY AND OTHER CREDITS: Investment in General Fixed Assets contributed Capital !Note 14) Retained Earnings: !Note 14> Reserved Reserved for Employees' Pension benefits Unreserved Fund Balances : !Note 14) Reserved 1,839,865 277,129 691,521 552,556 Unreserved·Undesignated 4,060,369 2,400,638 Total Equity and Other credits 5,900,234 2,677,767 691 ,521 552,556 TOTAL LIABILITIES, EQUITY AND OTHER CREDITS s 7,025,684 s 4,852,323 s 6,263,638 s 585,815 see Accompanying Notes to Financial Statements. 18 MCAG NO. 0292 CITY OF PASCO, WASHINCTON COMBINED BALANCE SHEET ALL FUND TYPES AND ACCOUNT GROUPS As Of December 31, 2001 !With comparative Totals For 20001 TOTALS <Memorandum Only) 2001 2000 ASSETS: cash and Imprest cash s 22,866,983 s 19,178,803 cash with Fiscal Agent 75,000 275,000 Investments <Note 3l 3,052,728 2,139,505 Receivables <netJ: Taxes 900,557 679,583 Accounts 867,017 1,167,436 Special Assessments 4,573,175 6,109,788 Interest 234,967 191,373 Grants 12,245 244,222 Loans/Advances Receivable 694,981 479,658 lnterfund Loans Receivable <Note 13l 2,035,200 1,771,360 Inventories, at cost <Note 1l 189,534 217,551 Prepaid Expenses 14,146 11,299 Restricted Assets: <Note 1l cash and Investments 1,219,612 1,265,820 Fixed Assets <Note 6l 98,850,911 96,878,893 OTHER DEBITS: unamortized Debt Discount 236,935 251,312 Amount Available in Debt service Funds 110,153 77,653 Amount to be Provided for Retirement of Long Term Debt 18,887,651 15,487,821 TOTAL ASSETS s 154,821,795 s 146,427,077 LIABILITIES, EQUITY AND OTHER CREDITS LIABILITIES: Outstanding Checks Payable s 127,622 s 165,349 Accounts Payable 854,733 661,577 Matured Bonds Payable 75,000 275,000 Matured Interest Payable 10,127 Retainage Payable 115,722 132,290 lnterfund Loans Payable <Note 13) 2,035,200 1,771,360 Due to Other Governmental Units 231,417 190,743 Accrued Interest Payable 434,995 419,834 Accrued Employee Benefits <Note 1l 1,232,979 1,150,445 Deposits Payable 310,919 191,419 G.D. Bonds Payable (Note 10l 16,430,000 14,310,000 Revenue Bonds Payable <Note 10l 12,600,000 12,220,000 Assessment Bonds Payable 1,466,975 1,165,000 Other Long Term Liabilities 29,485,278 28,982,820 unamortized Discount on Refunding Debt (342,230) (441,425) unclaimed Property 10,631 1,056 Deferred Revenue 4,686,970 6,685,470 Total Liabilities 69,756,211 67,891 ,065 EQUITY AND OTHER CREDITS: Investment in General Fixed Assets 26,663.420 26,672,604 contributed capital <Note 14l 15,019,783 14,571,184 Retained Earnings: <Note 14l Reserved 983,093 644,311 Reserved for Employees' Pension benefits 3,514,981 2.582,082 Unreserved 29,062,279 24,480,076 Fund Balances : !Note 14l Reserved 3,361,071 4,240,826 unreserved-Undesignated 6,461,007 5,344,929 Total Equity and Other credits 85,065,634 78,536,012 TOTAL LIABILITIES, EQUITY AND OTHER CREDITS s 154,821,845 s 146,427,077 see Accompanying Notes to Financial statements. 20 MCAC NO. 0292 CITY OF PASCO, WASHINGTON COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANCES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES For The Year Ended December 31, 2001 !With Comparative Totals For 2000) GENERAL REVENUES Taxes s 13,079,954 Licenses & Permits 1,015,381 Intergovernmental Revenue 932,859 Charges for services 1,915,019 Fines & Forfeitures 481,435 Special Assessments Interest 251,146 Miscellaneous Revenue 498,960 Total Revenues 18,174,754 EXPENDITURES current: General Government 3,133,298 security of Persons & Property 8,417,803 Physical Environment 750,329 Transportation Economic Environment 269,308 Mental & Physical Health 6,892 Culture & Recreation 1,848,657 capital outlay 670,386 Debt service Principal 4,538,136 Interest 475,368 Total Expenditures 20,110,177 Excess <Deficiency! of Revenues over Expedltures (1,935,4231 OTHER FINANCING SOURCES (USES! Disposition of Fixed Assets 231,305 Insurance Recoveries 1,457 Proceeds of General L·T Debt 4,248,876 Loan Repayment 7,860 Operating Transfers -In !Note 13> 34,000 Operating Transfers • !Outl !Note 131 (695,280) Total Other Financing sources !UsesJ 3,828,218 Excess <Deficiency> of Revenues and Other Financing sources over Expenditures and other Financing uses 1,892,795 Fund Balances, January 1 3,896,941 Prior period adjustments (160,242) Equity Transfers ln/!Out> 270,740 Assessment Adjustment for Foreclosures Fund Balances, December 31 s 5,900,234 see Accompanying Notes to Financial Statements. 22 Exhibit 2 SPECIAL DEBT REVENUE SERVICE s 1,425,043 s 499,752 7,778 1,497,951 1,088,875 25,529 1,097,701 142,361 322,270 352,601 4,540,138 1,919,723 1,171,104 235,848 51 685,779 123,590 806,657 1,043,446 108,793 205,000 125,752 357,045 4,300,969 562,096 239,169 1,357,627 17,558 (687) 100,958 S98,211 (213,9001 (1,285,5901 502,827 (1,286,277) 741,996 71,350 1,652,930 829,721 282,841 (210,654) 1,104 s 2,677,767 s 691 ,521 MCAG NOO292 CITY OF PASCO, WASHINGTON COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES · BUDGET AND ACTUAL GENERAL AND SPECIAL REVENUE FUNDS For The Year Ended December 31, 2001 REVENUES Taxes Licenses & Permits lntergovermental Revenue Charges for services Fines & Forfeitures Interest Miscellaneous Total Revenues EXPENDITURES current General Government security of Persons & Property Physical Environment Transportation Economic Environment Mental & Physical Health Culture & Recreation Capital outlay Debt service Principal Interest Total Expenditures Excess <Deficiency> of Revenues over Expenditures OTHER FINANCING SOURCES (USES) Proceeds of General L-T Debt Disposition of Fixed Assets Loan Repayments Insurance Recoveries Operating Transfers/lnterfund Loans -In !Note 13) Operating Transfersilnterfund Loans -!Out> !Note 13> Total Other Financing sources !Uses> Excess <Deficiency> of Revenues and Other Financing sources over Expenditures and Other Financing uses Fund Balances, January 1 EQuity Transfer Prior period adjustment Fund Balances, December 31 see Accompanying Notes to Financial statements. BUDGET s 11,528,485 s 670,100 711,200 1,8111,221 381,700 173,000 111111,300 15,723,006 3,312,4110 8,1111,785 776,690 278,050 11,000 1,8211,180 706,400 11,583,137 570,697 20,170,379 (11,4117,373) 11,175,000 11,000 911,000 (712,280) 3,567,720 (879,653) 1,500,000 s 620,3117 s 24 Exhibit 3 GENERAL FUND VARIANCE Favorable ACTUAL !Unfavorable> 13,D79,9511 s 1,551,469 1,015,381 3115,281 932,859 221,659 1,915,019 100,798 1181,435 99,735 251, 1116 78,1116 1198,960 511,660 18,1711,7511 2,1151,7118 3,133,298 179,1112 8,1117,803 (303,018) 750,329 26,361 269,308 8,7112 6,892 (2,892) 1,8118,657 (211,477) 670,386 36,0111 11,538,136 115,001 1175,368 95,329 20,110,177 60,202 (1,935,423) 2,511,950 11,2118,876 73,876 231,305 220,305 7,860 7,860 1,457 1,1157 311,000 (60,000) (695,280) 17,000 3,828,218 260,1198 1,892,795 2,772,11118 3,896,9111 2,396,9111 270,7110 270,7110 (160,2112) (160,2112) 5,900,2311 s 5,279,888 MCAC NOO292 CITY OF PASCO, WASHINGTON COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANCES IN RETAINED EARNINGS/FUND BALANCES· ALL PROPRIETARY FUND TYPES AND SIMILAR TRUST FUNDS For The Year Ended December 31, 2001 !With comparative Totals For 2000> PROPRIETARY FUND TYPES INTERNAL ENTERPRISE SERVICE OPERATING REVENUES Sales s 8,881,104 s 0 Charges for services 149,708 88,995 lnterfund Charges 1,849,676 Intergovernmental Revenue Total Operating Revenues 9,030,812 1,938,671 OPERATING EXPENSES Personnel services 1,168,814 115,742 Personnel Benefits 305,104 1,141,983 Supplies 285,274 221,979 services and Charges 1,992,208 305,900 Taxes on Revenues 1,201,948 Depreciation 2,661,489 275,807 Total Operating Expenses 7,614,837 2,061,411 Operating Income <Loss> 1,415,975 (122,740) NON OPERATING REVENUE (EXPENSES! Gain on Sale of Assets 7,552 Interest Income 476,925 88,S48 Interest Expense (1,748,830) Misc. Non-Operating Revenue 61,229 Farmland Rental 479,693 Loan Repayment Received/Ossuedl 7,900 Amortization Expense (4S,743l Total Non-Operating Total Non-Operating Revenues !Expenses! 1776,726) 104,000 Income lLossl Before Operating Transfers 639,249 (18,740) Operating Transfers -In/lout> <Note 131 Net Income <Lossl 639,249 (18,740) Retained Earnings/Fund Balance, January 1 24,710,737 4,551,061 Assets Purchased in Other Funds 141,714 Residual Equity Transfer-in/!Outl (763,490) Amortization of contributed capital 456,156 Equipment Purchase for Equipment Rental Prior Period Adjustment (80,017) 261 Retained Earnings/Fund Balance, December 31 s 24,962,635 s 4,674,296 see Accompanying Notes to Financial Statements. 26 Exhibit 4 FIDUCIARY FUNDS NON· EXPENDABLE TRUST s 0 18,145 18,145 18,145 9,995 9,995 28,140 (9,448) 18,692 228,679 1158) s 247,213 MCAC. NO. 0292 CITY OF PASCO, WASHINC.TON Exhibit 5 COMBINED STATl!MENT OF CASH FLOWS ALL PROPRIETARY FUND TYPl!S AND SIMILAR TRUST FUNDS For The Year Ended December 31, 2001 !With comparative Totals For 2000> PROPRIETARY FUND TYPES FIDUCIARY FUNDS NON· INTERNAL EXPENDABLE ENTERPRISE SERVICE TRUST cash Flows Form Operating Activities: cash received from customers and users s 9,253,248 s 1.938,531 s 16,990 cash paid to suppliers and emDIOYees (1,718,580) (1,475,5981 cash paid for other operating expenses (1,957,554) (305,819) cash paid for taxes on revenues (1,189,009) Net cash Provided Iused> By Operating Activities 4,388,105 157,114 16,990 cash Flows From NOn-<:apltal Financing Activities: Prior year correction 180.017) 261 (158) Equipment Purchase for Equipment Rental Non-operating revenue 540,922 lnterfund transfers · In11ouo 7,900 (9,448) Net cash Provided By Non-Cap. Financing Activities 460,905 8,161 (9,606) cash Flows From Financing Activities: Additional Loan ReceiDts & LOan Repayments Proceeds from State Grant Proceeds from sale of assets 15,617 Proceeds from Bonds Proceeds from Loan 1,326,719 Purchase of fixed assets (3,385,8341 construction work-in-Process 11,495,0131 Principal payments• bonds (615,000) Principal payments• loans & leases (1,075,590) interest paid 11 ,630,224) Residual Equity Transfer-Out 1763.490) Capital contributions and advances 904,756 Net cash Provided !Used> By Financing Activities (6,733,676) 15,617 cash Flows From Investing Activities: Principal received on loan & leases receivable 38,713 Monies Invested Interest received 476,925 88,548 9,995 Net cash Provided BY Investing Activities 515,638 88,548 9,995 Net Increase !Decrease, in cash (1 ,369,028) 269,440 17,379 cash, January 1 11 ,857,798 2,005,302 228,168 Cash, December 31 s 10,488,770 s 2,274.742 s 245,547 RECONCILIATION OF OPERATINC INCOME TO NET CASH PROVIDl!D BY OPERATINC. ACTIVITIES Net Operating Income !Loss> s 1.415,975 s (122,740) s 18,145 Adjustments To Reconcile Operating Income To Net cash Provided !Used> By Operating Activities: Depreciation expense 2,661,489 275,806 Decrease 11ncreaseI in accounts receivable 155,956 6,651 (1,458) Decrease 11ncreaseI in prepaid assets 12,847) Decrease llncreasel in Inventories 29,471 (1,454) IDecreaseJ Increase in customer deposits 45,246 !Decrease> increase in accounts payable 23,848 247 !Decrease> Increase in taxes payable 12,939 !Decrease> increase in accrued employee benefits 11,141 5,394 !Decrease> Increase in unclaimed property 9,631 !Decrease> Increase in deferred revenue 1,978 16,7901 303 !Decrease> Increase in advance minimum dep 23,278 Total Adjustments 2,972,130 279,854 11,155) Net cash Provided !Used> By Operating Activities s 4,388,105 s 157,114 s 16,990 see Accompanying Notes to Financial Statements. 28 The City's basic accounting structure, including its Chart of Accounts and account coding format, is mandated by the State of Washington's Budgeting, Accounting and Reporting system <BARS) and its use is enforced by the Office of the State Auditor through annual audits. The City reports on the calendar year basis and employs a double entry modified accrual system for all fund categories with the exception of Proprietary and Pension Trust Funds requiring full accrual accounting. 3. Accrual Basis of Accounting Proprietary and Pension Trust Funds are accounted for on the accrual basis of accounting. Revenues are recognized in the accounting period in which they are earned and become measurable, and expenses are recognized in the period when the related liability is incurred. 4. Modified Accrual Basis of Accounting Governmental Funds and Agency Funds are accounted for on the modified accrual basis of accounting. Revenues and other governmental fund resources are recognized in the accounting period in which they become susceptible to accrual -that is, when they become both measurable and available to finance expenditures of the fiscal period. "Available" means collectible within the current period or soon enough after to be used to pay liabilities of the current period. Expenditures, claims and judgments are recognized when the related fund liability is incurred. The modified accrual basis differs from the accrual basis in the following ways: a. Purchases of capital assets are considered expenditures. b. Redemption's of long-term debt are considered expenditures when due. c. Revenues are recognized only when they become both measurable and available to finance expenditures of the current period. Note (1-F) identifies which revenue sources have been treated as susceptible to accrual. Revenues that are measurable but not available are recorded as receivable and offset by deferred revenues. d. Inventories and prepaid items are reported as expenditures when consumed or purchased. e. Interest on long-term debt is not accrued but is recorded as an expenditure when due. f. Accumulated unpaid vacation, sick pay, and other employee benefits are considered expenditures when paid or expected to be liquidated with expendable available financial resources. D. BUDCETS AND BUDCETARY ACCOUNTINC 1. scope of Budget Annual appropriated budgets are adopted for the general and special revenue funds and for all proprietary funds on the modified accrual basis of accounting. For governmental 34 E. ENCUMBRANCE ACCOUNTINC For Purposes of budgetary control, the City utilizes an encumbrance procedure through an automated centralized purchasing system. Encumbrances are recorded when items or services are requisitioned <based upon estimated or Known costs>. When payment occurs, the encumbered value is reversed and the actual cost is recorded. Encumbrances outstanding at year-end are canceled and must either be re-budgeted in the ensuing year or absorbed in the established appropriations of the ensuing year. The outstanding encumbrances at December 31, 2001 are not reservations of fund balance and are not recorded as expenditures unless susceptible to accrual. F. ASSETS, LIABILITIES AND EQUITY 1. cash and Equivalents It is the City's policy to invest all temporary cash surpluses. At December 31, 2001, the treasurer was holding $26,411,682 in short-term residual investments of surplus cash. This amount is classified on the balance sheet as Cash and Imprest cash in various funds. The interest earnings on these investments are prorated to the various funds based on cash balances. For purposes of the statement of cash Flows, the City considers all highly liquid investments <including restricted assets> with maturity of three months or less when purchased to be cash equivalents. 2. Temporary Investments -see Note 3. 3. Receivables Taxes receivable consists of property, gambling, and utility taxes. csee Note 4.> Accrued interest receivable consists of amounts earned on investments, notes, and contracts at the end of the year. special assessments are recorded when levied. Special assessments receivable consist of current and delinquent assessments. Deferred assessments consist of unbilled special assessments that are liens against the property benefited. As of December 31, 2001, $163,721 in special assessments receivable was delinquent. customer accounts receivable consists of amounts owed from private individuals or organizations for goods and services. Notes and contracts receivable consists of amounts owed on open accounts from private individuals or organizations for goods and services rendered. 4. Amounts Due to and from Other Funds; lnterfund Loans and Advances Receivable These accounts include all interfund receivables and payables. A separate schedule of interfund loans receivable and payable is furnished in Note 13. Long-term interfund loans receivable are reported as advances and are offset equally by a fund balance reserve account, which indicates that they do not constitute expendable available financial resources, and therefore are not available for appropriation. 36 12. compensated Absences compensated absences are absences for which employees will be paid, such as vacation and sick leave. In governmental <and similar trust> funds, compensated absences that are expected to be liquidated with expendable available financial resources are reported as expenditures and a fund liability in the fund that will pay for them. The remainder of compensated absences liability is reported in the General Long-Term Debt Account Group. In proprietary and internal service funds, compensated absences are recorded as an expense and liability of the fund that will pay for them. vacation pay, which may be accumulated up to 36 days, is payable upon resignation, retirement or death. Sick leave may accumulate up to 960 hours. Twenty-five percent of outstanding sick leave <using a maximum of 720 hours> is payable upon resignation, retirement or death. 13. Other Accrued Liabilities These accounts consist of accrued wages and other accrued employee benefits. 14. Long-Term Debt-see Long-Term Debt Note 10. 15. Deferred Revenues This account includes amounts recognized as receivables but not revenues in governmental funds because the revenue recognition criterion has not been met. csee Note 1-CJ 16. Other credits This account is used to account for gains that will be amortized over succeeding fiscal periods in proprietary funds. 17. contributed capital -see Fund Equity Note 14 B. 18. Fund Reserves and Designations -see Fund Equity Note 14. C. REVENUES, EXPENDITURES AND EXPENSES Under the modified-accrual basis of accounting: 1. Charges for services, interest on investments, and rents are generally considered measurable and available when earned in governmental funds. 2. Taxes and federal or state entitlements or shared revenues that have been collected but not remitted by an intermediary collection agency to the City are considered measurable and available. 3. special assessments are considered measurable and available when they become current. 38 NOTE 3. DEPOSITS AND INVESTMENTS DEPOSITS The City's deposits and certificates of deposit are covered by federal depository insurance <FDIC> or by collateral held in a multiple financial institution collateral pool administered by the Washington Public Deposit Protection Program <PDPC>. INVESTMENTS As required by state law, all investments of the City's funds <except as noted below> are obligations of the u. s. Government, u. s. agency issues, obligations of the state of Washington, general obligations of Washington State municipalities, the state Treasurer's Investment Pool, or certificates of deposits with Washington state banks and savings and loan institutions. Investments of <pension/nonexpendable> trust funds are not subject to the preceding limitations. All temporary investments are stated at purchase price. The City's investments are categorized to give an indication of the risk assumed at year-end. The following summary shows the City's investments at year-end categorized by risk. category 1 includes investments that are either insured or registered and held by the City or its agent in the City's name. category 2 includes uninsured and unregistered investments that are held by the counterparty·s trust department or agent in the City's name. category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty, or its trust department or agent, but not in the City's name. The fair market value of investments is based upon quoted market prices as of December 31, 2001. The City's investments at December 31, 2001 are as follows: CATEGORY u. s. Government securities Federal Agency securities certificates of Dep. Mutual Funds Total 1 S 50,759 955,030 1,050,953 0 S 2,056,742 Investments not subject to categorization: Investment in state Treasurer's Investment Pool savings Accounts Total Investments 2 3 s OS 0 0 0 0 0 0 1,164,511 s 0 S 1,164.511 40 TOTAL s 50,759 955,030 1,050,953 1,164,511 s 3,221,253 20,465,904 1,653,466 S 25,340,623 FAIR MARKET VALUE s 350,000 955,030 1,072,445 1,914,837 S 4,292,312 20,465,904 1,653,466 S 26,411,682 The City's general levy for 2001 was S3.0434 per S1,000 on an assessed valuation of S1,031,900,004 for a total regular levy of $3,140,485. NOTE 5. INTERCOVERNMENT AL CRANTS AND ENTITLEMENTS The accompanying schedule of Financial Assistance (Schedule 16> provides a listing of all federal and state (and interlocall assistance programs in which the City participates and summarizes the City's grant transactions for 2001. NOTE 6. FIXED ASSETS AND DEPRECIATION A. ceneral Policies Major expenditures for fixed assets, including capital leases and major repairs that increase useful lives, are capitalized. Maintenance, repairs, and minor renewals are accounted for as expenditures or expenses when incurred. All fixed assets are valued at historical cost or estimated cost per valuation tables where historical cost is not known. useful lives of asset classifications are depreciated using the straight-line method as follows: Buildings -40 years; Improvements -20 years; and machinery & equipment-10 years. The City of Pasco has acquired certain assets with funding provided by federal financial assistance programs. Depending on the term of the agreements involved, the federal government could retain an equity interest in these assets. However, the City has sufficient legal interest to accomplish the purposes for which the assets were acquired, and has included such assets within the applicable account group or fund. B. Ceneral Fixed Assets General fixed assets are long-lived assets of the City as a whole. When purchased, leased, or constructed, such assets are recorded as expenditures in the governmental funds and capitalized in the general fixed assets account group. No depreciation has been provided on general fixed assets, nor has interest been capitalized. General fixed assets purchased or constructed from special assessment funds, and all infrastructure assets such as roads, bridges, curbs, and sidewalks, are considered public property and are not accounted for in the general fixed assets account group. A summary of general fixed assets follows: 42 NOTE 7. PENSION PLANS Substantially all City of Pasco full-time employees and qualifying part-time employees participate in one of the following statewide local government retirement system administered by the Washington state Department of Retirement systems, under cost sharing, multiple-employer public employee retirement plans. The Department of Retirement systems <DRS>, a department within the primary government of the state of Washington, issues a publicly available comprehensive annual financial report CCAFR> that includes financial statements and required supplementary information for each plan. This CAFR may be obtained from the Department of Retirement systems, Administrative services Division, P.O. Box 48380, Olympia, WA 98504-8380. The following disclosures are made pursuant to GASB statement 27, Accounting for Pensions by state and LOcal Government Employers. A. Public Employees' Retirement system <PERS> Plans 1 and 2 1. Plan Description PERS is a cost sharing multiple employer defined benefit pension plan. Membership in the plan includes elected officials; state employees; employees of the supreme, Appeals, and Superior courts Cother than judges in a judicial retirement system>; employees of legislative committees; college and university employees not in national higher education retirement programs; judges of districts and municipal courts; non-certificated employees of school districts; and employees of local governments. The PERS system includes two plans. Participants who joined the system by September 30, 1977, are Plan 1 members. Those joining thereafter are enrolled in Plan 2. Retirement benefits are financed from employee and employer contributions and investment earnings. Retirement benefits in both Plan 1 and Plan 2 are vested after completion of five years of eligible service. Retirement benefit provisions are established in state statute and may be amended only by the state legislature. Plan 1 members are eligible for retirement at any age after 30 years of service, or at age 60 with 5 years of service, or at age 55 with 25 years of service. The annual pension is two percent of the final average compensation per year of service, capped at 60 percent. The average final compensation is based on the greatest compensation during any 24 eligible consecutive compensation months. If qualified, after reaching age 66 a cost-of-living allowance is granted based on years of service credit and is capped at three percent annually. Plan 2 members may retire at the age of 65 with five years of service, or at age 55 with 20 years of service, with an allowance of two percent per year of service of the average final compensation. Plan 2 retirements prior to 65 are actuarially reduced. There is no cap on years of service credit and a cost-of-living allowance is granted, capped at three percent annually. 44 B. Law Enforcement Officers and Fire Fighters <LEOFF> Plans 1 and 2 1. Plan Description LEOFF is a cost sharing multiple employer defined benefit pension plan. Membership in the plan includes all full time, fully compensated, local law enforcement officers and fire fighters. LEOFF is comprised solely of nonstate employees. The LEOFF system includes two plans. Participants who joined the system by September 30, 1977 are Plan 1 members. Those joining thereafter are enrolled in Plan 2. Retirement benefits are financed from employee and employer contributions, investment earnings, and state contributions. Retirement benefits in both Plan 1 and Plan 2 are vested after completion of five years of eligible service. Retirement benefit provisions are established in state statute and may be amended only by the state legislature. Plan I participants are eligible to retire with five years of service at age 50. The benefit per year of service is as follows, with a cost-of-living allowance granted, capped at 3 percent annually: Term Of service Percent Of Final Average 20 or more years 2.0% 10 but less than 20 years 1.5% 5 but less that 10 years 1.0% Plan 2 members are eligible to retire at age 50 with 20 years of service, or at age 55 with five years of service. Retirement benefits prior to age 55 are actuarially reduced. The benefit is two percent of average salary per year of service. The average salary is based on the highest consecutive 60 months. There is no cap on years of service credit and a cost-of-living allowance is granted, capped at three percent annually. There are 356 participating employers in LEOFF. Membership in LEOFF consisted of the following at December 31, 2000: Retirees and Beneficiaries Receiving Benefits Terminated Plan Members Entitled To But Not Yet Receiving Benefits Active Plan Members vested Active Plan Members Non-vested Total 2. Funding Policy 7,923 279 10,680 3 952 22,834 Plan 1 employer and employee contribution rates are established by statute at six percent and the state is responsible for the balance of the funding at rates set by the Pension Funding council to fully amortize the total costs of the plan. Employer and employee rates for Plan 2 are set by the director of the Department of Retirement systems based on recommendations by the Office of the state Actuary to continue to fully fund the plan. Plan 2 employers and employees are required to contribute at the level required by state 46 r ,...., r ,.. ,.., I r, I ,...., I ,..., law. The methods used to determine the contribution rates are established under state statute in accordance with Chapters 41.26 and 41.45 RCW. The required contribution rates expressed as a percentage of current year covered payroll, as of December 31, 2001 were: Employer* Employee state LOEFF Plan 1 0.23% 0.00% N/A LEOFF Plan 2 2.93% 4.50% 1.80% * The employer rates do not include the employer administrative expense fee currently set at 0.21%. Both the City and the employees made the required contributions. The City required contributions for the year ended December 31, were: 2001 2000 1999 c. Firemen's Pension LEOFF Plan 1 S 1,412 17,498 31,890 LEOFF Plan 2 $166,601 155,532 176,592 The City administers a closed, small single-employer defined benefit plan called the Firemen 's Pension Fund. The system is shown as a trust fund in the financial reports of the City. As of December 31, 2001, there were a total of 12 individuals covered by this system of which one is currently still employed and 11 were drawing benefits. The most recent actuarial study of the system was performed by EFI Actuaries to determine the funding requirements as of 12/31/99. As of this date, the market value (based on market quotes) of the plan assets was S3,467,025 and the present value of future benefits was S2,468,087. The actuarial computation was performed using the entry age normal cost method. Under this method the projected benefits are allocated on a level basis as a percentage of salary over the earnings of each individual between entry age and assumed exit age. The actuarial accrued liability is amortized as a level dollar amount over a closed 30-year period beginning December 31, 1999. The actuarial assumptions used in this valuation are as follows: Investment Return -7% per year net of investment and administrative expenses; consumer Price Index increases -3 % per year; Salary Increases -5% per year in each member's rank at retirement; Medical Cost Inflation -5% per year; Pre-retirement decrements -No termination, death disablement, or mortality rates are assumed for active employees; Retirement -Active employees are assumed to retire at the later of age so or 25 years of service; Post retirement mortality -UP-94 male and female mortality rates; and Family 47 composition -all members are assumed to be married with no children eligible for benefits. Wives are assumed to be three years younger than their husbands. surviving spouses are assumed not to remarry. The following 10-year table of historical trend information shows the system's progress in accumulating sufficient assets to pay benefits when due: Unfunded Unfunded Pension Benefit Net Assets Pension Annual as a Percentage Fiscal Available Percentage Benefit covered of covered Year For Benefit* Funded Obligation Payroll Payroll 2001 $3,668,413 134.82% S (947,347) $69,173 (1369.53%) 2000 3,663,819 141.38% (1,072,328) 63,364 (1692.33%) 1999 3,467,025 140.47% (998,938) 61,989 (1611.48%) 1998 3,335,667 146.87% (1,064,458) 86,668 (1228.20%) 1997 2,055,329 93.21% 149,729 87,036 172.03% 1996 1,880,764 87.85% 260,069 94,606 274.90% 1995 1,608,068 77.37% 470,410 93,913 500.90% 1994 1,563,410 77.48% 454,530 92,828 489.65% 1993 1,521,510 77.66% 437,655 98,042 446.40% 1992 1,487,482 78.20% 414,620 93,550 443.21% * Began using market value in 1998. Previously used Book Value. ** Actuarial study completed in 2000. Following is the ten-year historical data of Revenues and Expenditures. Fire Pension Historical Data 2001 2000 1999 1998 1997 1996 1995 1994 1993 1992 Revenues Interest Inc. $169,369 $315,653 $287,562 $266,381 $218,677 $163,287 $90,874 $84,139 $77,537 $89,062 lntergov't. 20,381 17,576 30,890 20,380 22,863 27,241 20,909 23,161 19,531 17,594 Total Revenues 189,750 333,229 318,452 286,761 241,540 190,528 111,783 107,300 97,068 106,656 Expenditures Personal serv. 96,853 80,769 79,381 73,702 67,175 69,118 67,183 65,400 63,040 62,470 NOTE 8. DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accordance with IRS Code 457. This plan is with the International City Management Association. All assets and income of this 48 A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive committee and is responsible for conducting the day-to-day operations of WCIA. Fire and employee fidelity insurance is purchased through commercial insurance brokers. The City is self-insured for medical and dental coverage for its employees. A third party administrator, NCAS-Northwest, Inc, processes all claims for reimbursement. The third party administrator provides utilization management services and requires pre-authorization for all non-emergency hospital confinements. It is the City's policy to maintain at least four months of average monthly claims in cash reserves. To limit the exposure for large claims, the City purchases individual stop-loss coverage from a commercial insurance carrier that limits the City's exposure for claim losses to S50,000 per individual or S725,000 aggregate per year. NOTE 10. LONG-TERM DEBT AND CAPITAL LEASES A. Long-Term Debt The City issues general obligations and revenue bonds to finance capital improvements such as bridges, streets, municipal buildings and enterprise facilities such as water and sewer utilities. Bonded indebtedness has also been entered into to advance refund general obligation and revenue bonds. General obligation bonds have been issued for general government activities and are being repaid from the applicable resources. Proprietary fund revenues are used to repay revenue and refunding bonds. The annual requirements to amortize outstanding debt, including interest and capital lease payments, are as follows: Utility General Revenue/ Other Other special Obligation Refunding General Utility Assessment Total Bonds Bonds Debt Debt Debt Debt 2002 s 1,243,573 s 1,272,979 s 164,974 s 2,076,207 s 363,051 s 5,120,784 2003 1,276,269 1,285,673 134,799 2,072,527 352,195 5,121,463 2004 1,305,913 1,287,252 135,278 2,068,847 337,188 5,134,478 2005 1,297,205 1,289,765 133,421 2,065,167 311,808 5,097,366 2006 1,299,159 1,274,111 134,712 2,061,487 71,055 4,840,524 Thereafter 14!081!362 10!944!073 914!296 25!5281001 3001416 5117681148 Totals S 20,503,481 S 17,353,853 S 1,617,480 S 35,872,236 S 1,735,713 S 77,082,763 In proprietary funds, unamortized debt issue costs are recorded as deferred charges and bonds are displayed net of premium or discount; annual interest expense is decreased by amortization of debt premium and increased by the amortization of debt issue costs and discount. 50 Ill Ill Ill Ill The City participates in a number of federal and state assisted programs. These grants are subject to audit by the grantor or representative. such audits could result in the grantor disallowing some expenditures under the terms of the grants. However, City management believes that such disallowances, if any, would be immaterial. NOTE 12. COMMITMENTS Pension commitments are discussed in Note 7. Other employee benefit commitments are discussed in Note 1-F-12. capital leases are discussed in Note 10-B. NOTE 13. INTERFUND TRANSACTIONS AND BALANCES A. Classification of lnterfund Transactions lnterfund transactions are classified as follows: 1. Transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. 2. Transfers to support the operations of other funds are recorded as "Operating Transfers" and classified with "Other Financing sources or uses." 3. contributions to the capital of enterprise or internal service funds, <transfers between those funds and the general fixed assets account group) transfers to establish or reduce working capital in other funds, and transfers of remain ing balances when funds are closed, are classified as residual equity transfers and reported as direct additions to or deductions from fund equity. 4. Loans between funds are classified as lnterfund loans receivable and payable or as advances to and from other funds on the combined balance sheet depending on the time period for which the loan was made. lnterfund loans do not affect total fund equity, but advances to other funds are offset by a reservation of fund equity. 52 The following is a schedule of contributed capital at December 31, 2001. Beginning 2001 2001 Ending source Balance contributions Amortization Balance Municipal s 5,042,863 s 0 S 143,790 s 4,899,073 customers 5,323,402 904,756 179,662 6,048,496 lntergovern mental. 4,204,919 0 132,704 4,072,215 S 14,571,184 s 904,756 S 456,156 S 15,019,784 2. Reservations of Retained Earnings Retained earnings in proprietary fund types are generally reserved to indicate that a portion of retained earnings has been externally restricted for specific purposes. The amount reserved equals total restricted assets except for amounts intended for payment of current payables and construction projects. c. Designated Fund Balances and Retained Earnings This category is used to set aside fund equity when City management has plans or tentative commitments to expend resources for certain purposes in future periods. Further legal action will be required to authorize the actual expenses or expenditures. D. Negative Fund Balances and Bank overdrafts The following funds report a negative fund balance and/or a bank overdraft at December 31, 2001. Fund M.L. King community center Ambulance services cemetery senior center T.R.A.C. Development & operation stadium/Convention center Equipment Rental operations central stores L.I.D. construction L.I.D. Assessments Note: Fund Balance S 10,586 (70,622) (229,299) (16,261) (860,110) (653,549) (16,663) (4,734) (76,742) (5,268,153) cash Balance S (66,991) (24,670) (16,022) (13,644) 22,090 5,895 10,031 (22,811) (69,942) 426,810 The L.I.D. construction Fund is used to track the expenditures for various Local Improvement District projects. once each project is completed and financing is obtained, funds are transferred into the fund to cover total project expenditures. 54 Effective August 2, 1993, the City of Kennewick assumed responsibility as the operating Jurisdiction for EMS via a coordinating Agreement. The Operating Jurisdiction provides all necessary support services for the operation of EMS such as accounting, legal services and risk management. EMS reimburses the City for these services. The City of Pasco·s equity interest in EMS was $11,734 on December 31, 2001, which is reflected as Equity in Joint ventures in the General Fixed Assets Account Group. The City does not anticipate any income distribution from EMS since charges are assessed only to recover anticipated expenses. complete separate financial statements for EMS may be obtained at the City of Kennewick, 210 West Sixth Avenue, Kennewick, Washington. c. Metro Drug Forfeiture Fund The Metropolitan controlled Substance Enforcement Group (Metro> was established prior to 1987, when six participating municipal corporations entered into an lnterlocal Agreement. These entities include the cities of Kennewick, Pasco, Richland, and west Richland, and Benton and Franklin counties. Metro was established to account for the proceeds of forfeitures, federal grants, and court ordered contributions, and to facilitate the disbursement of those proceeds for the purpose of drug enforcement and investigations. Metro is served by an Executive committee composed of the City Manager, or designee, of each of the cities and a member from each of the Boards of county commissioners of Benton and Franklin counties. In addition, a Governing Board, consisting of the Police Chiefs from each of the cities and the Sheriffs and Prosecuting Attorneys from the two counties, administers daily activity. Effective January 1, 1990, the City of Pasco assumed responsibility for the operation of Metro. As the operating Jurisdiction, the City provides all necessary support services for the operation of Metro such as accounting, legal services and risk management. Intergovernmental support paid by Metro in 2001 was S1,046 to Franklin county for telephone wiring for offices after a fire. The City of Pasco·s equity interest in Metro was $25,501 on June 30, 2001, which is reflected in Equity in Joint ventures in the General Fixed Assets Account Group. The City does not anticipate any income distribution from Metro since charges are assessed only to recover anticipated expenses. complete separate financial statements for Metro may be obtained at the City of Pasco, 525 North Third street, Pasco, Washington. D. Trade, Recreation, Agricultural center In 1994 the City entered into an agreement with Franklin county for the Trade, Recreation, and Agricultural center ffRAC>. The City shares with Franklin county the expenses to operate and cover debt service. Franklin county handles all operating decisions and financial reporting for TRAC. complete financial statements for TRAC may be obtained at Franklin county, 1016 N. 4th Avenue, Pasco, Washington. For calendar year 2001, the City paid Franklin county S185,221 in operating expenses and $105,616 in debt service expenses. 56 l'""'I ,...., ,..., ,-, ,-, ,..., ,-, The City's obligation for debt service is included in the debt service schedule in Note 10. NOTE 16. OTHER DISCLOSURES A. Prior Period Adjustments Prior period adjustments consist of the following: A S4,024 adjustment in General Fund and a S158 adjustment in cemetery Trust Fund to bring prior year accounts receivable and deferred accounts receivable into balance. An S871 adjustment in General Fund to record a previously unrecorded payable. A S156,684 adjustment between the General Fund and the General Purpose construction Fund to correctly record a transfer of monies between the funds for the Autoplex Substation project. Established unclaimed property payable accounts of S404 in General Fund, $47 in Athletic Program Fund and S$7,638 in water/Sewer Enterprise Fund. Established HUD Rehab Loan Accounts Receivable account to record outstanding rehab loans in the amount of $283,479 in the CDBG Fund. A S591 adjustment in the cemetery Fund and a S158 adjustment in the cemetery Trust Fund to record prior year interest revenue transfers. A S1,191 adjustment to correct leasehold excise tax in the Equipment Rental Fund. A S1,452 adjustment to prior year inventory in central stores Fund. A $806,839 adjustment to bring investment amounts from book value to market value. B. subsequent Events None. 57 CITY OF PASCO, WASHINCTON Exhibit A-2 CENERAL FUND COMPARATIVE STATEMENTS OF REVENUES, EXPENDITURES AND CHANCES IN FUND BALANCES For The Years Ended December 31, 2001 And 2000 2001 REVENUES Taxes s 13,079,954 s Licenses & Permits 1,015,381 Intergovernmental Revenue 932,859 Charges for Services 1,915,019 Fines & Forfeitures 481,435 Interest 251,146 Miscellaneous Revenue 498,960 Total Revenues 18,174,754 EXPENDITURES current: General Government 3,133,298 security of Persons and Property 8,417,803 Physical Environment 750,329 Economic Environment 269,308 Mental and Physical Health 6,892 culture and Recreation 1,848,657 Capital outlay 670,386 Debt service Principal 4,538,136 Interest 475,368 Total Expenditures 20,110,177 Excess of Revenues over Expenditures (1,935,423) OTHER FINANCINC SOURCES !USES! Disposition of Fixed Assets 231,305 Proceeds of General L-T Debt 4,248,876 Loan Repayments 7,860 Insurance Recoveries 1,457 Operating Transfers -(In> 34,000 Operating Transfers -!Out> (695,280) Total Other Financing sources <Uses> 3,828,218 Excess of Revenues and Other Financing sources over Expenditures and Other Financing uses 1,892,795 Fund Balance, January 1 3,896,941 Prior Year corrections (160,242) Equity Transfers In 270,740 Fund Balance, December 31 s 5,900,234 s 64 2000 12,487,130 794,677 840,197 1,665,431 403,155 211,094 369,524 16,771,208 2,845,629 8,303,553 807,252 291,067 3,604 1,638,489 543,570 478,293 476,275 15,387,732 1,383,476 10,000 225,000 0 26,266 175,915 (844,333) (407,152) 976,324 2,836,517 84,100 0 3,896,941 CITY OF PASCO, WASHINCTON Exhibit A-4 CENERAL FUND STATEMENT OF EXPENDITURES· BUDCET AND ACTUAL For The Years Ended December 31, 2001 And 2000 2001 2000 VARIANCE VARIANCE Favorable Favorable BUDGET ACTUAL <Unfavorable) BUDGET ACTUAL <Unfavorable> CENERAL COVERNMENT council Personal services s 63,000 s 65,746 s (2,746) s 63,150 s 63,688 s (538) Personnel Benefits 5,100 5,227 (127) 5,000 5,036 (36) supplies 500 499 1 5,500 4,951 549 Other services & Charges 23,600 20,461 3,139 25,000 26,566 (1,566) Total council 92,200 91,933 267 98,650 100,241 (1,591) Municipal court Personal services 284,800 250,226 34,574 246,900 224,011 22,889 Personnel Benefits 73,100 60,062 13,038 66,150 54,083 12,067 supplies 8,300 9,877 (1 ,577) 8,000 7,888 112 Other services & Charges 114,800 153,915 (39,115) 122,650 96,545 26,105 Total Municipal court 481 ,000 474,080 6,920 443,700 382,527 61,173 City Manager Personal services 263,950 286,395 (22,445) 254,200 269,454 (15,254) Personnel Benefits 58,750 58,567 183 34,150 57,411 (23,261) Supplies 2,500 3,894 (1,394) 2,400 4,195 (1,795) Other services & Charges 61 ,860 64,196 (2,336) 63,060 42,917 20,143 Total City Manager 387,060 413,052 (25,992) 353,810 373,977 (20,167) City Attorney Personal Services 90,750 96,699 (5,949) 87,380 93,647 (6,267) Personnel Benefits 20,650 20,404 246 19,940 20,191 (251) Supplies 11,600 15,651 (4,051) 10,600 10,584 16 Other services & Charges 156,750 156,398 352 134,770 138,385 (3,615) Total City Attorney 279,750 289,152 (9,402) 252,690 262,807 (10,117) Finance & Administration Personal services 712,900 725,287 (12,387) 699,190 695,050 4,140 Personnel Benefits 161,300 155,833 5,467 166,890 153,755 13,135 supplies 27,100 30,573 (3,473) 30,100 24,620 5,480 Other services & Charges 359,580 354,844 4,736 289,470 281,999 7,471 Total Finance 1,260,880 1,266,537 (5,657) 1,185,650 1,155,424 30,226 Non-Departmental Personal services 280,000 41,375 238,625 227,730 57,371 170,359 Personnel Benefits 146,450 150,301 (3,851) 146,350 130,990 15,360 supplies 500 2,394 (1 ,894) 500 4,272 (3,772) Other Services & Charges 340,600 327,028 13,572 296,200 316,001 (19,801) Intergovernmental 44,000 77,446 (33,446) 62,000 62,019 (19) Total Non-Department 811 ,550 598,544 213,006 732,780 570,653 162,127 TOTAL GENERAL GOVERNMENT s 3,312,440 s 3,133,298 s 179,142 s 3,067,280 s 2,845,629 s 221 ,651 66 CITY OF PASCO, WASHINGTON Exhibit A-4 GENERAL FUND STATEMENT OF EXPENDITURES -BUDGET AND ACTUAL For The Years Ended December 31, 2001 And 2000 2001 2000 VARIANCE VARIANCE Favorable Favorable BUDGET ACTUAL <Unfavorable! BUDGET ACTUAL <Unfavorable! PHYSICAL ENVIRONMENT Engineering Personal services s 339,200 s 321,899 s 17,301 s 336,890 s 320,323 s 16,567 Personnel Benefits 83,750 74,767 8,983 93,600 74,490 19,110 Supplies 13,200 12,813 387 13,200 13,291 (91) Other services & Charges 37,640 38,090 (450, 26,810 43,109 (16,299) Total Engineering 473,790 447,569 26,221 470,500 451,213 19,287 Non-Departmental Personal services 0 0 0 0 0 0 Personnel Benefits 0 0 0 0 0 0 Supplies 6,500 10,052 (3,552) 5,000 6,090 (1,090) Other services & Charges 294,400 292,708 1,692 295,900 350,122 (54,222) Intergovernmental 2,000 0 2,000 2,000 (173) 2,173 Total Non-Departmental 302,900 302,760 140 302,900 356,039 (53,139) TOTAL PHYSICAL ENVIRONMENT 776,690 750,329 26,361 773,400 807,252 (33,852) ECONOMIC ENVIRONMENT community Development Personal services 191,850 199,392 (7,542) 223,530 206,199 17,331 Personnel Benefits 41,450 39,861 1,589 50,100 42,445 7,655 supplies 2,500 2,535 (35) 2,500 2,539 (39) Other services & Charges 41,250 23,634 17,616 34,200 31,636 2,564 Intergovernmental 1,000 1,378 (378) 1,000 951 49 Total community Development 278,050 266,800 11,250 311,330 283,770 27,560 Non Departmental Other services & Charges 0 2,508 (2,508) 0 7,297 (7,297) TOTAL ECONOMIC ENVIRONMENT s 278,050 s 269,308 s 8,742 s 311,330 s 291,067 s 20,263 68 ,..., r ,.., ,.... ,-. ,-, r SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than major capital projects and trusts) and are segregated into individual funds to insure that expenditures are made only for qualified purposes. City Street Fund -responsible for the construction, alteration, repair, improvement and maintenance of all City streets, traffic control devices, and storm sewers. Primary revenue sources include state-shared revenue and a portion of the City's sales tax. Arterial Street Fund -accounts for the development of arterial streets in connection with projects approved by the State Highway Department (main thoroughfares) within the City. Main revenue sources are state-shared revenue, along with federal and state grants. Street Overlay Fund -responsible for the maintenance of City streets that have previously been upgraded through Local Improvement District assessments. Block Grant Fund -responsible for the administration of the Federal Community Development Block Grant Program. King Community Center Fund -accounts for revenue and expenditures generated and spent on Community Center activities. Ambulance Fund -accounts for revenue and expenditures generated by Ambulance Services including Third-Party Billing. Contingency Fund -this fund accounts for revenue reserved by the City Council to meet emergency or unforeseen circumstances. No expenditures can be made without specific Council approval. Cemetery Fund -accounts for revenues and expenditures to run the City-owned cemetery. Revenue is derived through fees. Athletic Program Fund -accounts for user fees and related expenditures for specific team sports. 71 Senior Center Fund -accounts for grants, donations, and City and County contributions to support senior citizen activities for seniors throughout the County. Multi-Modal Facility Fund -accounts for revenue and expenditures at the new train and bus depot. This facility was built in 1998 and space is leased to AMTRAK as a passenger train depot and Greyhound Buslines as a passenger bus depot. Other spaces are leased to business offering amenities to supplement the travel businesses. Bi-Centenial Fund -to account for funds received, invested, disbursed, and expended exclusively for the purpose of funding the celebration of the Bi- Centenial of the City in the year 2084. Boat Basin Fund -accounts for revenue and expenditures related to the City's boat marina. The marina was leased from the Army Corps of Engineers and subleased to a private concern for operational purposes. Litter Abatement Fund -accounts for funds received from corporate sponsors and expenditures made related to roadway litter clean up. Revolving Abatement Fund -responsible for the abatement of nuisances, such as condemned buildings and public eyesores not remedied by owners. T .R.A.C. Development and Operating Fund -accounts for the City's payment to Franklin County for the operation of the Trade, Recreation and Agricultural Center and the City's portion of debt service. Park Fund -accounts for fees charged to new developments to offset future development of parks within the specific areas assessed. Capital Improvement Fund -accounts for real estate excise tax revenue and other sources as deemed necessary by the Council, to fund capital projects. Stadium/Convention Center Fund -accounts for hotel/motel tax money that may be spent only on a stadium, convention center, or any other qualified tourist promotion activities. Sun Willows Golf Course Development Fund -accounts for revenues and expenditures associated with the financing, development, and sales of land and improvements located at the Village at Sun Willows located at the Sun Willows Golf Course (formerly Pasco Municipal Golf Course). 72 CITY OF PASCO, WASHINCTON SPECIAL REVENUE FUNDS COMBININC BALANCE SHEET As Of December 31 , 2001 <With Comparable Totals For 2000) CITY STREET ASSETS cash s 307,902 Receivables, net: Taxes Accounts 120 Grants Loans/Advances Receivable lnterfund Loans Receivable TOTAL ASSETS s 308,022 LIABILITIES & FUND BALANCES LIABILITIES Accounts Payable s 17,018 Retainage Payable 1,118 lnterfund Loans Payable Due To Other Governments consumer Deposits 4,851 Deferred Revenue Total Liabilities 22,987 FUND BALANCES Reserved for Loans/Advances Reserved for Future uses Other Reserves unreserved-Undesignated 285,035 Total Fund Balances 285,035 TOTAL LIABILITES AND FUND BALANCES s 308,022 Exhibit B-1 ARTERIAL STREET STREET OVERLAY BLOCK GRANT s 344,862 s 1,17S,S94 s 93,891 S0,178 50 12,245 438,535 s 344,862 s 1,225,772 s 544,721 s 118,807 s 0 s 8,754 17,659 2,993 50 136,466 11 ,797 155,056 208,396 1,225,772 377,868 208,396 1,225,772 532,924 s 344,862 s 1,225,772 s 544,721 74 CITY OF PASCO, WASHINCTON DEBT SERVICE FUNDS COMBINED BALANCE SHEET As Of December 31, 2001 <With comparative Totals For 2000l 1993 G. 0. 1999 U.T.G.O. CIVIC CTR LIBRARY/ BOND FIRE STAT. ASSETS cash s 42,606 s 68,134 cash with Fiscal Agent 0 0 Taxes Receivable 39,788 7,165 Note Receivable 0 0 Assessments Receivable: current 0 0 Delinquent 0 0 Deferred 0 0 TOTAL ASSETS s 82,394 s 75,299 LIABILITIES & FUND BALANCES LIABILITIES Accounts Payable s 0 s 0 Notes Payable 0 0 Matured Bonds Payable 0 0 Matured Interest Payable 0 0 Assessment Bonds Payable 0 0 Accrued Interest Payable 0 0 lnterfund Loans Payable General Fund Fund 0 0 Fire Pension Fund 0 0 Deferred Revenue 37,780 6,759 Total Liabilities 37,780 6,759 FUND BALANCES Reserved for Debt service 44,614 68,540 44,614 68,540 TOTAL LIABILITIES & FUND BALANCES s 82 ,394 s 75,299 s s s s Exhibit C-1 L.I.D. L.I.D. TOTALS GUARANTY ASSESSMENTS 2001 2000 1,095,876 s 426,810 s 1,633,426 s 1,533,770 0 0 0 200,000 0 0 46,953 38,473 10,084 0 10,084 15,809 0 481,729 481,729 421 ,139 0 136,721 136,721 123,813 0 3,954,725 3,954,725 5,564,836 1,105,960 s 4,999,985 s 6,263,638 s 7,897,840 0 s 15,551 s 15,551 s 218 0 0 0 0 0 0 200,000 0 0 0 10,1 27 0 1,466,975 1,466,975 1,165,000 0 10,127 10,127 0 0 73,100 73,100 80,960 0 7,100 7,100 14,000 0 3,954,725 3,999,264 5,597,814 0 5,527,578 5,572,117 7,068,119 1,1 05,960 (527,593) 691,521 829,721 1,105,960 (527,593) 691 ,521 829,721 1,1 05,960 s 4,999,985 s 6,263,638 s 7,897,840 90 CITY OF PASCO, WASHINGTON CAPITAL PROJECT FUNDS COMBINING BALANCE SHEET As Of December 31, 2001 !With comparative Totals For 200m GENERAL PURPOSE CONSTRUCTION ASSETS cash s 655,757 Accounts Receivable 0 Grants Receivable 0 TOTAL ASSETS s 655,757 LIABILITIES & FUND BALANCES LIABILITIES Accounts Payable s 252 Deposits Payable 12,036 Deferred Revenue 0 Retainage Payable 14,171 Total Liabilities 26,459 FUND BALANCES Reserved for Capital Projects 629,298 TOTAL LIABILITIES & FUND BALANCES s 655,757 96 Exhibit D-1 LID TOTALS CONSTRUCTION 2001 2000 s (69,942) s 585,815 s (1,263,260) 0 0 0 0 0 0 s (69,942) s 585,815 s (1,263,260) s 6,800 s 7,052 s 24,988 0 12,036 12,036 0 0 0 0 14,171 44,614 6,800 33,259 81,638 (76,742) 552,556 (1,344,898) s (69,942) s 585,815 s (1,263,260) CITY OF PASCO, WASHINGTON Exhibit E-4 ENTERPRISE FUNDS STATEMENT OF CASH FLOWS For The Years Ended December 31, 2001 And 2000 2001 2000 cash flows from operating activities: cash received from customers s 9,253,248 s 8,356,492 cash paid to suppliers (255,803) (261,691) cash paid to employees (1,462,777) (1,386,075) cash paid for other operating expenses (1,957,554) (1,669,453) cash paid for taxes on revenue (1,189,009) (1,089,926) Net cash provided by operating activities 4,388,105 3,949,347 cash flow from Non-capital financing activites: Prior year correction (80,017) 7,974 Non-operating revenues 540,922 286,485 lnterfund Transfers-In/Out 0 1,109,455 Net cash used in non-capital financing activities 460,905 1,403,914 cash flows from Capital and related financing activities: contributed capital 904,756 1,024,448 Proceeds from Bonds 0 0 Proceeds from Loans/Notes 1,326,719 2,096,035 Principal payments-bonds (615,000) (585,000) Principal payments-state loan (1,075,590) (1,600,109) Purchase of fixed assets (3,385,834) (23,181,207) Construction work-in-Process (1,495,013) 19,777,734 Residual Equity Transfer-out (763,490) (6,100) Interest paid (1,630,224) (1,050,765) Net cash used in capital and related financing activities (6,733,676) (3,524,964) cash flows from investing activites: Receipts on Note Receivable 38,713 99,306 Interest received 476,925 616,822 Net cash provided from investing activities 515,638 716,128 Net increase in cash and cash equivalents (1,369,028) 2,544,425 cash and cash equivalents, January 1 11,857,799 9,313,374 cash and cash equivalents, December 31 s 10,488,771 s 11,857,799 RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITES Operating income s 1,415,975 s 2,245,409 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 2,661,489 1,755,224 !lncreaseldecrease in accounts receivable 155,956 (99,418) uncreasel decrease in prepaid assets (2,847) (169) uncreaseldecrease in inventories 29,471 25,879 lncrease<decreasel in customer deposits 45,246 (962) lncrease<decreasel in accounts payable 23,848 32,862 Increase !decreasel in taxes payable 12,939 (17,675) Increase <decreasel in deferred revenue 1,978 0 Increase <decrease) in unclaimed property 9,631 0 lncrease<decreasel in accrued employee benefits 11,141 8,033 Increase in advance minimum deposits 23,278 165 Total adjustments 2,972,130 1,703,939 Net cash provided by operating activities s 4,388,105 s 3,949,348 104 CITY OF PASCO, WASHINCTON SCHEDULE OF CHANCES IN CENERAL FIXED ASSETS -BY FUNCTION AND ACTIVITY As Of December 31, 2001 FUNCTION AND ACTIVITY CENERAL COVERNMENT: City Manager City Attorney Finance Non-Departmental Total General Government SECURITY OF PERSONS & PROPERTY: Municipal court Police Fire Total Public Safety PHYSICAL ENVIRONMENT: Engineering Maintenance Total Physical Environmental TRANSPORTATION Multi-Modal Facility ECONOMIC ENVIRONMENT: community Development CULTURE & RECREATION: Parks & Recreation TOTAL CENERAL FIXED ASSETS Jan.1, 2001 s 8,640 4,224 24,401 12,879,050 12,916,315 s 4,858 413,756 2,110,424 2,529,038 42,934 62,670 105,604 1,669,697 279,145 9,172,805 s 26,672,604 124 Exhibit H-3 Additions Deductions Dec.31, 2001 s 0 s 863 s 7,777 0 422 3,802 0 2,440 21,961 295,775 366,384 12,808,441 295,775 370,109 12,841,981 s 19,725 s 486 24,097 70,500 40,944 443,312 18,404 67,019 2,061,809 108,629 108,449 2,529,218 7,746 4,293 46,387 0 4,112 58,558 7,746 8,405 104,945 0 41,742 1,627,955 0 9,497 269,648 561,673 444,805 9,289,673 s 973,823 s 983,007 s 26,663,420 CITY OF PASCO, WASHINGTON GENERAL GOVERNMENTAL REVENUES BY SOURCE AND GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION* Last Ten Fiscal Years Table 1 2001 2000 REVENUES Taxes s 15,044,749 s 14,022,599 s Licenses and Permits 1,023,159 798,717 Intergovernmental 2,430,810 2,565,129 Charges for Service 3,003,894 2,024,422 Fines and Forfeitures 506,964 429,802 Miscellaneous 1,567,339 1,492,169 Operating Transfers-In 632,211 1,033,842 TOTAL REVENUES S 24,209,126 s 22,366,680 s EXPENDITURES General Government s 3,133,298 s 2,845,629 s security of Persons and Property 9,588,907 8,578,223 Physical Environment 986,228 1,003,261 Transportation 685,779 701,022 Culture and Recreation 2,655,314 2,205,837 Economic Environment 392,898 655,084 Mental and Physical Health 6,892 3,604 Capital Outlay 1,713,832 1,972,121 Debt Service 6,045,094 1,714,489 Operating Transfers-out 2,194,770 2,007,413 TOTAL EXPENDITURES S 27,403,012 s 21,686,683 s 1999 1998 11,982,112 s 11,576,262 s 650,009 548,446 2,496,665 2,499,159 1,798,648 1,573,261 373,862 381,147 2,316,848 2,891,608 1,102,742 595,268 20,720,886 s 20,065,151 s 2,890,943 s 2,651,961 s 8,294,488 7,507,352 930,727 829,023 912,751 891,130 2,045,480 2,420,196 426,215 477,252 6,095 3,708 2,866,324 1,784,331 2,815,945 1,262,168 1,713,689 1,645,877 22,902,657 s 19,472,998 s Includes General, Special Revenue, and Debt Service Funds. Prior years restated to reflect the elimination of the Special Assessment Fund as per Statement No. 6 of the Governmental Accounting Standards Board. Source: City of Pasco, Washington Annual Reports for Prior Years. 148 1997 11,142,259 393,942 2,415,125 1,631,640 450,718 1,963,732 358,544 18,355,960 2,410,603 7,054,178 1,111,765 889,702 2,179,211 580,213 4,114 1,239,988 1,446,515 248,627 17,164,916 CITY OF PASCO, WASHINGTON PROPERTY TAX RATES · COMPUTATION OF DIRECT AND OVERLAPPING GOVERNMENTS (PER $1,000 OF ASSESSED VALUEI Last Ten Fiscal Years Table 4 CITY OF PASCO TAX RATES: 2001 General Levy $3.0434 Debt service Levy 0.5017 L.I.D. Guaranty Levy 0 Fire/Library Levy 0.0909 SUBTOTAL CITY OF PASCO TAX RATES 3.6360 OTHER GOVERNMENTAL TAX RATES: State 3.0351 county 2.0338 county -TRAC Bond 0.1888 Pasco School District Maint 6.4330 Port of Pasco 0.4500 SUBTOTAL OTHER TAX RATES 12.1407 TOT AL DIRECT AND OVERLAPPING TAX RATES s 15.7767 source: Franklin County 154 s 2000 1999 1998 1997 $3.0710 $2.4963 $2.5450 $2.5265 0.5479 0.4456 0.6103 0.6192 0 0 0 0 0.1143 0 0 0 3.7332 2.9419 3.1553 3.1457 3.2864 3.4922 3.5470 3.6538 2.0493 2.0601 2.2660 2.1489 0.1888 0.1888 0.0000 0.0000 6.7376 5.8521 5.7739 5.7158 0.4500 0.4500 0.4500 0.4500 12.7121 12.0432 12.0369 11 .9685 16.4453 s 14.9851 s 15.1922 s 15.1142 CITY OF PASCO, WASHINGTON COMPUTATION OF LECAL DEBT MARCIN For the Year Ended December 31, 2001 Table 7 Property Valuation for 2001 Taxes CENERAL PURPOSES Limit of 2.5% of Assessed Value councilmanic: Capacity (1.5% of Assessed valuel Less: c.o. Bonds outstanding T.R.A.C. Obligation compensated Absences Available unvoted -Approved capacity voter-Approved: capacity (2.5% of Assessed Valuel Less: c.o. Bonds outstanding S 11 ,794,071 988,966 1,114,767 $5,100,000 Available voter-Approved capacity Remaining Capacity for ceneral Purposes UTILITY PURPOSES voter-Approved: capacity (2.5% of Assessed Valuel Available Utility Capacity OPEN SPACE AND PARK FACILITIES Voter-Approved: capacity (2.5% of Assessed value) Available open space and Park Facilities capacity TOTAL AVAILABLE DEBT CAPACITY S 1,031,900,004 S 25,797,500 15,478,500 13,897,804 (13,897,804) S1,580,696 $25,797,500 5,100,000 (5,100,000) $20,697,500 $6,799,696 S25.797,500 $25,797,500 $25,797,500 $25,797,500 S 58,394,696 158 CITY OF PASCO, WASHINGTON REVENUE BOND COVERACE • WATER/SEWER Last Ten Fiscal Years Table 9 operating Expenses Gross Less Non-cash Net Available Total operating Expenses and for Debt Annual Bond Year Revenue City Taxes service Principal Interest Debt service coverage 1992 2,555,128 1,361,607 1,193,521 265,000 140,025 405,025 2.9 1993 4,003,595 1,428,479 2,575,116 290,000 147,576 437,576 5.9 1994 4,526,150 1,541,159 2,984,991 379,145 246,712 625,857 4.8 1995 5,793,640 1,850,745 3,942,895 431,561 635,528 1,067,089 3.7 1996 6,282,135 2,237,673 4,044,462 681,561 626,352 1,307,913 3.1 1997 6,801,422 2,752,582 4,048,840 897,351 589,596 1,486,947 2.7 1998 7,413,618 3,113,259 4,300,359 961,866 513,353 1,475,219 2.9 1999 7,919,100 3,132,032 4,787,068 1,181,866 757,660 1,939,526 2.5 2000 8,467,714 4,768,198 3,699,516 585,000 724,343 1,309,343 2.8 2001 9,030,812 5,403,775 3,627,037 615,000 709,227 1,324,227 2.7 160 CITY OF PASCO NEW CONSTRUCTION, BANK DEPOSITS AND PROPERTY VALUE LAST TEN FISCAL YEARS TABLE 11 NEW CONSTRUCTION (1) BUILDING FISCAL PERMITS SINGLE MULTIPLE YEAR ISSUED DWELLING DWELLING 1992 396 6,226,020 400,000 1993 319 6,840,655 100,000 1994 535 11,294,234 545,007 1995 778 10,211,862 279,562 1996 739 24,788,073 303,614 1997 991 18,575,215 1998 1,186 22,005,761 124,800 1999 1,410 24,229,695 2000 1,586 28,072,891 2001 1,559 49,459,099 OTHER TOTAL 5,194,630 11,820,650 17,064,287 24,004,942 36,170,643 48,009,884 61,523,402 72,014,826 12,966,590 38,058,277 40,657,755 59,232,970 27,117,923 49,248,484 18,960,856 43,190,551 20,493,167 48,566,058 26,066,003 75,525,102 BANK DEPOSITS UN $1,000) (2) FOR THE FISCAL YEAR ENDED JUNE 30 ASSESSED TAXABLE PROPERTY VALUATION UN $1,000) (3) 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 SOURCE: Not Available Not Available S 218,268 S 203,109 S 208,404 S 204,396 S 196,078 S 214,892 S 253,363 S 262,943 <1> City of Pasco Building Department 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 <2> Federal Deposit Insurance corporation Market Share Deposit Report <Tri-Cities commercial banks, excludes savings and loans and credit unions> (3l Franklin county Assessors Office 162 382,052 423,364 453,075 551,062 599,389 771,916 800,363 880,694 951,615 1,031,900