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HomeMy WebLinkAbout2013 ACFR COMPREHENSIVE ANNUAL FINANCIAL REPORT CITY OF PASCO, WASHINGTON FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 Prepared by: Finance Division Dunyele Mason, CPA - Financial Services Manager Administrative and Community Services Department Richard G. Terway - Director City of Pasco, Washington 2013 Comprehensive Annual Financial Report TABLE OF CONTENTS INTRODUCTORY SECTION Letter of Transmittal ……………………………………………………………………………….. 1 Certificate of Achievement for Excellence in Financial Reporting………………………………… 6 Organizational Chart ………………………………………………………………………………. 7 Directory of City Officials and Management Team……………………………………………….. 8 FINANCIAL SECTION Independent Auditor’s Report ………………………………………………………………...…… 9 Management’s Discussion and Analysis ………………………………………………………….. 13 Basic Financial Statements Government Wide Financial Statements Statement of Net Position…………………………………………........................................... 26 Statement of Activities…………………………………………………………………………. 27 Fund Financial Statements Balance Sheet – Governmental Funds ......................................................................................... 28 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds.. 29 Reconciliation of Statement of Revenues, Expenditures and Changes in Fund Balance of Governmental Funds to the Statement of Net Activities.……..…………….…………..…… 30 Statement of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual- General Fund…………………………………………………………………………………. 31 Statement of Net Position - Proprietary Fund…………………….…………………………….. 32 Statement of Revenues, Expenses and Changes in Net Position – Proprietary Funds………….. 33 Statement of Cash Flows – Proprietary Fund ………………………………………………….. 34 Statement of Net Position – Fiduciary Funds…………………………………………………… 35 Statement of Changes in Net Position – Fiduciary Funds.………………………………..……… 36 Notes to the Financial Statements….…………………….…………………………….……………. 37 Required Supplementary Information Firemen’s Pension Fund………………………………………………………………………. 79 Other LEOFF 1 OPEB………………………………………………………………………… 80 Firemen’s OPEB Fund………………………………………………………………………… 81 Combining and Individual Fund Statements Combining Balance Sheet – Nonmajor Other Governmental Funds ………………………….. 84 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Other Governmental Funds ……………………………………………………….. 85 Combining Balance Sheet – Nonmajor Special Revenue Funds …………………………….. 86 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Special Revenue Funds……………………………………………………………. 90 Combining Balance Sheet – Nonmajor Debt Service Funds…….…………………………….. 94 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Debt Service Funds……………………………………………………………….. 95 City of Pasco, Washington 2013 Comprehensive Annual Financial Report TABLE OF CONTENTS (continued) Statement of Revenues, Expenditures and Changes in Fund Balance – Budget to Actual Major Construction Fund.…………………….……………………………………………… 96 Schedule of Revenues and Expenditures–Budget to Actual–Nonmajor Other Governmental Funds ……………………………………………………………………………………….. 97 Combining Statement of Net Position – Nonmajor Internal Service Funds…………………… 99 Combining Statement of Revenues, Expenses, and Changes in Net Position – Nonmajor Internal Service Funds…..………..……………………………………………… 100 Combining Statement of Cash Flows – Nonmajor Internal Service Funds................................ 101 Combining Statement of Net Position– Fiduciary Funds……………………………..……. 103 Combining Statement of Changes in Net Position – Fiduciary Funds…...…………..……….. 105 Combining Statement of Changes in Assets and Liabilities – Agency Funds…………………. 106 STATISTICAL SECTION Financial Trends Net Position by Component……………………............................................................................ 110 Changes in Net Position……….................................................................................................... 111 Governmental Activities Tax Revenues by Source…………………..………..………………… 113 Fund Balances of Governmental Funds………………….............................................................. 114 Changes in Fund Balances of Governmental Funds…………………........................................... 115 Revenue Capacity Assessed Value of Taxable Property .......................................................................................... 116 Excise Taxes by Type / Property Tax Rates ................................................................................ 117 Taxable Retail Sales / Principal Property Taxpayers……………………................................... 118 Principal B&O Taxpayers ………………………………………………..............……………. 119 Top Ten Industries that Generate Sales Tax…………………………………………………….. 120 Property Tax Levies and Collections…………………................................................................. 121 Debt Capacity Ratios of Outstanding Debt by Type/Ratio of General Bonded Debt Outstanding....................... 122 Legal Debt Margin……………………………............................................................................. 123 Direct and Overlapping Governments Activities Debt………………………………………...... 124 Waterworks Utility Debt Service Coverage……........................................................................... 125 Demographic and Economic Information Demographic and Economic Statistics.......................................................................................... 126 Principal Employers…………………………………………...................................................... 127 Non Agriculture Wage and Salary Workers…………………………………………………….. 128 Building Permits………………………………………………………………………………… 129 Operating Information Full Time Equivalent City Government Employees by Function…………………………........ 130 Operating Indicators by Function………………………………………………………………. 131 Capital used by Function……………………………………………………………………….. 132 Waterworks Utility Customers…………………………………..…..…………………………. 133 Waterworks Utility Rates………………………………………………………………………. 134 City of Pasco, Washington 2013 Comprehensive Annual Financial Report STATE REQUIRED SCHEDULES Schedule 9 - Long-Term Debt - L.I.D. Assessments & General Obligations and Revenue ……….. 137 Schedule 16 - Expenditures of Federal, State and Local Financial Assistance…………………….. 138 Notes to Schedule of Expenditures of Federal, State and Local Financial Assistance………….….. 140 Schedule 19 - Labor Relations Consultants………………………………………………………… 141 Schedule 21 – Local Government Risk Assumption………………………………………………. 142 Acknowledgements ………………………………………………………………………………... 144 City of Pasco, Washington 2013 Comprehensive Annual Financial Report “Appreciation is a wonderful thing; it makes what is excellent in others belong to us as well.” Voltaire City of Pasco, Washington 2013 Comprehensive Annual Financial Report 1 6/24/2014 Honorable Mayor, Members of the City Council and Pasco Citizens City of Pasco, Washington We are pleased to submit the Comprehensive Annual Financial Report (CAFR) of the City of Pasco for the year ended December 31, 2013. State law requires that within 150 days of the close of each fiscal year all general-purpose local governments publish a complete set of financial statements presented in conformity with general accepted accounting principles (GAAP) and audited in accordance with generally accepted auditing standards by licensed certified public accountants. The City of Pasco is audited by the State of Washington Auditor’s Office. Pursuant to that requirement, we are issuing an audited comprehensive financial report for the City of Pasco for the fiscal year ended December 31, 2013. This report consists of management’s representation concerning the finances of the City of Pasco. Consequently, management assumes full responsibility for the completeness and reliability of the information in this report. In order to provide a basis for making these representations, the management of the City of Pasco has established a comprehensive internal control framework designed to protect the government’s assets from loss, theft or misuse and to compile reliable information for the preparation of the City of Pasco’s financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh the benefits, the City of Pasco’s comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Pasco financial statements have been audited by the State’s Auditor’s Office. The goal of the independent audit is to provide reasonable assurance that the financial statements of the City of Pasco for the fiscal year ended December 31, 2013 are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of Pasco’s financial statements for the fiscal year ended December 31, 2013 are fairly presented in conformity with GAAP. The independent auditor’s report is presented as the first component of the financial section of this report. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 2 The independent audit of the financial statement information for the year ended December 31, 2013 also required a broader federal mandated “Single Audit” designed to meet the special needs of federal grantor agencies. The City expended sufficient federal funds during the fiscal year to justify this additional audit. The standards governing Single Audit engagements require the independent auditor to report not only on the fair presentation of the financial statements but also on the audited government’s internal controls and compliance with legal requirements with special emphasis on internal controls and legal requirements involving the administration of federal awards. GAAP requires that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The city of Pasco’s MD&A can be found immediately following the report of the independent auditors. Profile of the City of Pasco The City of Pasco is located in south central Washington (Franklin County) in the Mid-Columbia region of the Pacific Northwest. The City encompasses approximately 34 square miles. Pasco serves as the Franklin County seat and is the largest city in the County. Pasco and the neighboring cities of Richland, Kennewick and surrounding area which are located in Benton County, make up the Tri-Cities Metropolitan Area, the fourth largest urban area in Washington State. The 2000 census population of Pasco was 32,066, while the Tri-Cities Metropolitan Area was 186,600. The 2010 census population for the City of Pasco was 59,781 and the 2010 Tri- Cities Metropolitan Area population was approximately 253,340. For 2013 the city’ population is estimated at 65,600. This represents more than a doubling of Pasco’s population since the 2000 census. Initially established in 1884, the City was incorporated in 1891, and has operated under state laws applicable to a code city with a Council/Manager form of government since May 5, 1964. The City Manager is appointed by the City Council and is responsible to the City Council for the proper administration of all City operations. Council members are elected for four year overlapping terms through citywide elections. The City Council is comprised of seven members, one of which is selected by the members to serve as Mayor for a two-year term. Council members are part-time elected officials who exercise legislative authority and determine matters of policy for the City. The City is a general-purpose government and provides the full range of municipal services authorized by state law. These services include police and fire protection, ambulance service, parks and recreation activities, street maintenance and construction, planning and zoning and general administrative services. The City owns and operates a water/sewer system, a cemetery and a championship golf course. The City also owns a baseball stadium that is leased to an independent operator. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 3 Local Economy The City’s economy is directly based on agriculture and related food processing and transportation. Farmland comprises the majority of the County's land area. The County has estimated total farm acreage of 492,000, comprised of 242,000 irrigated acres and 250,000 dry land acres. Portions of the County lie within one of the world’s largest irrigation districts, the U.S. Bureau of Reclamation’s Columbia Basin Irrigation Project. In the early 1940’s Congress authorized a plan to provide for irrigation of over 1 million acres in the Columbia Basin region of Washington State. Construction of the Irrigation Project began in 1946. The Grand Coulee Dam is the only source of both water and hydroelectric power for the Project. With the growth in farm production due to the Irrigation Project, food processing has become a major factor in the area’s economy. The Pasco Processing Center (the “Center”), a 240-acre industrial park designed for the food processing industry, was constructed in 1995. The Center provides food processors the unique advantage of handling wastewater disposal via the City’s industrial wastewater system rather than the general sewer system. The Center was developed jointly by the City, Port of Pasco and Franklin County Public Utility District. This system pumps the wastewater into huge storage ponds, which is sprayed onto crops for disposal. These storage ponds allow processors to operate year round. Since completion, several large food processors have built plants that utilize this facility. J.R. Simplot Food Group (now known as Pasco Processing LLC) opened a $32 million frozen vegetable processing plant at the Center in 1995 employing 250 full time employees with 500 more during peak seasons. Americold constructed an $8 million freezing facility that employs 100 full time workers. Twin City Foods completed construction on its $20 million frozen corn processing plant at the Center in 1998 and employs approximately 100 full time workers with 200 more during peak seasons. Reser’s Fine Foods completed construction of a $15 million fresh potato products plant in 1998 that employs between 75 and 100 full time workers. Bybee Fresh Foods completed construction of a $12 million processing plant in 2006 and relocated its Yakima Valley operations. In 2009, Syngenta completed construction of a $42 million seed processing facility to serve its global markets. The other major food processor in the area, Lamb Weston, operates a French fry processing plant just north of the City limits employing about 700 workers. The major reason for the rapid growth of the Tri-Cities in the 1970’s was the expansion of the Hanford Nuclear Reservation, which has evolved into one of the largest nuclear industrial centers in the United States. Located in Benton County, the Hanford Reservation encompasses approximately 560 square miles and contains various nuclear and nuclear-related projects, serving as a national energy resource center. Today, the focus is on energy research, environmental remediation/waste management and related technology. A 40-year Tri-Party Agreement was signed by the U.S. Department of Energy, the State and the U.S. Environmental Protection Agency, which established a plan to “cleanup" the environment of the Hanford Reservation. The overall plan is intended to improve radioactive and chemical waste disposal and to manage future waste generated at the site. The commitment to tourism as a means of economic diversification has been a combined effort of the public and private sectors. In 1994, a professional minor league baseball stadium was built. The stadium seats 4,000 and includes a parking lot for 1,000 automobiles. The stadium is City of Pasco, Washington 2013 Comprehensive Annual Financial Report 4 currently leased to Northwest Baseball Ventures I, LLC, owners of the Tri-City Dust Devils and a single A affiliate of the Colorado Rockies of Major League Baseball. In 1995, the $9.5 million Trade Recreation Agriculture Center (TRAC) was built through a joint venture between the City of Pasco and Franklin County. TRAC includes a rodeo and livestock arena, exhibition hall, meeting rooms, a concession area, and administrative offices. Additionally, an adjoining 15-field soccer complex occupying 45 acres was developed in 1995 and shares the stadium parking lot. The complex is the State’s second largest and has become a popular location for tournament play. In 2000, the City completed construction of a $3.5 million six field softball complex in the TRAC area. The City added lights to the softball fields in 2002. The push for additional tourism continues. A pavilion was constructed at the TRAC facility that added an ice rink and additional rental space; and in 2001, the City owned Sun Willows Golf Course Clubhouse was completely renovated and the irrigation system completely replaced in 2003. Pasco is also the home of the region’s only international airport, train and bus depots. Summary of Current and Future Economic Outlook The economy both nationally and locally has been a major news topic for the past several years. Incidents that have negatively impacted the economy are: the slowdown in the economy particularly in the manufacturing sector, inflation increases, corporate bankruptcies, layoffs and relocations, the War on Terrorism, and soaring gasoline and energy prices. Residential home, retail business and professional office construction have continued to grow, with a high concentration of new growth taking place in the Interstate I-182 and Road 68 area. Over the past 8 years, Wal-Mart opened a super center store; Lowe’s opened a home improvement store; and a 12-screen theater complex opened. New restaurants and other service businesses have opened to serve the residential growth in the surrounding area. Residential home construction has also been renewed in the area along A Street and Highway 12. In 2009, the Pasco School District completed construction of the 341,000 square foot Chiawana High School, the second high school for the community. The total contract amount was $72 million and was completed on time to start school in the fall of 2009. In 2013, the Pasco economy was stable and continued to grow but at a slower pace. The city issued a total of 2,113 building permits representing approximately $125 million in construction costs. Of the total permits, 204 were for new single-family residences which equates to $51 million in assessed valuation. The average value of a new home in Pasco was just over $250,000 in 2013. This stable economy was reflected in Standard & Poor’s rating the 2013 utility bond issue as AA-/Stable. In 2012 the county’s residents approved a new three tenths of one percent sales tax increase devoted to criminal justice. This new revenue source funded a new four person Street Crimes unit in the city’s police department, pay the cost (and/or debt service) to replace the city’s City of Pasco, Washington 2013 Comprehensive Annual Financial Report 5 Municipal Court building as well as fund the construction of a new police station. 2013 was the first full year for receiving this new revenue source. Also late in 2012 the city annexed a part of the county. 2014 will be the first year the additional property taxes will go to the city. The annexed area was in a part of the county already surrounded by the city so additional revenues are expected without significant increases in annex related expenditures. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Pasco for its comprehensive annual financial report for the fiscal year ended December 31, 2012. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments The preparation of this report would not have been possible without the efficient and dedicated service of the entire Finance Division staff of the Administrative and Community Services Department. We would like to express our appreciation to all those who assisted and contributed to the preparation of this report. In closing, we would like to thank the members of the City Council for their leadership and support in planning and conducting the financial affairs of the City in a responsible and progressive manner. Respectively submitted, City of Pasco, Washington 2013 Comprehensive Annual Financial Report 6 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 7 2013 ORGANIZATIONAL CHART PASCO CITY COUNCIL CITY MANAGER DEPUTY CITY MANAGER COMMUNICATION SPECIALIST HR MANAGER EXECUTIVE SUPPORT STAFF PASCO CITIZENS MUNICIPAL COURT JUDGE COMMUNITY & ECONOMIC DEVELOPMENT DIRECTOR POLICE CHIEF FIRE CHIEF PUBLIC WORKS/ENGINEERING DIRECTOR ADMINISTRATIVE & COMMUNITY SERVICES DIRECTOR FINANCIAL SERVICES MANAGER FACILITIES DIVISION MANAGER WATER/WW TREATMENT PLANT DIV. MANAGER UTILITY/STREET MAINTENANCE FIELD DIV MGR CITY CLERK MUNICIPAL PROSECUTING ATTORNEY INFORMATION SERVICES MANAGER RECREATION SERVICES MANAGER City of Pasco, Washington 2013 Comprehensive Annual Financial Report 8 Elected Officials Length in Position Term Expires Mayor Matt Watkins 4 12/31/2015 Council Members Rebecca M. Francik 16 12/31/2015 Michael Garrison 25 12/31/2017 Robert Hoffman 8 12/31/2017 Tom Larsen 12 12/31/2017 Saul Martinez 4 12/31/2017 Al Yenney 6 12/31/2015 Administrative Officials Length in Position Years of Service City Manager Gary D. Crutchfield 29 35 Deputy City Manager Stanley R. Strebel 4 15 Public Works Director Ahmad Qayoumi 3 3 Administrative & Community Services Director Richard G. Terway 4 4 Community Development Director Rick White 6 6 Fire Chief Robert W. Gear 5 5 Police Chief Robert W. Metzger 2 2 Municipal Court Judge David L. Petersen 2 2 Management Team Personnel Manager Lynne Jackson 10 10 Finance Manager Dunyele Mason 3 3 Information Services Manager Jesse Rice 4 16 Recreation Manager Carlene Hanscom 4 4 Facilities Manager Dan Dotta 6 14 Inspection Services Manager Michel Nickolds 15 15 Court Administrator Dorothy R. French 27 30 Captain - ISD James Raymond, Captai 13 31 Captain - Patrol Ken Roske, Captain 9 17 City Engineer Mike Pawlak 2 2 Plant Division Manager Reuel Klempel 9 11 Field Division Manager Jesse U. Greenough 18 18 Construction Manager Kent McCue 6 6 As of December 31, 2013 Directory of City Officials and Managers City of Pasco, Washington 2013 Comprehensive Annual Financial Report 9 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 10 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 11 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 12 Believe you can and you’re halfway there. Theodore Roosevelt City of Pasco, Washington 2013 Comprehensive Annual Financial Report 13 MANAGEMENTS’ DISCUSSION AND ANALYSIS As management of the City of Pasco, we offer readers of the financial statements this narrative overview and analysis of the financial activities of the City of Pasco for the fiscal year ended December 31, 2013. We encourage readers to consider the information that we have furnished in our letter of transmittal which can be found starting on page 1 of this report. All amounts, unless otherwise indicated, are expressed in thousands of dollars. Financial Highlights • The assets of the City of Pasco exceeded liabilities at the close of the most recent fiscal year by $363,169. Of this amount, $30,998 may be used to meet the government’s ongoing obligations to the citizens and creditors. • The city’s total net position increased by $27,932. Approximately 13% of that increase is due to increases in business-type activities and 87% to governmental-type activities. The overall financial position of the city has improved over the prior year. • As of the close of the current fiscal year, the City of Pasco’s governmental funds reported combined ending fund balances of $21,827 a decrease of $1,465 in comparison with the prior year. • At the end of the current fiscal year, the unrestricted, unassigned fund balance for the general fund was $5,612 which also represents 17% of total general fund expenditures. There was an overall $3,297 decrease in the general fund due to $5,609 in transfers to other funds. Of these transfers, $3,214 was for one time expenditures primarily devoted to capital projects. • Spending on governmental activities included in the Capital Improvement Plan during 2013 totaled $7,103. The largest project was $3,113 for the city’s share of the county’s construction of a new courthouse facility. Major street projects included $1,138 for street overlays, $845 to substantially finish the 4th Ave North corridor project started last year and $212 for the continuing work on the Lewis St overpass project and $239 to start work on the Oregon Ave widening project. A variety of other street project totaled $560. City Hall replaced its cooling system for $222 and finished funding the replacement of its financial software system for $458. The remaining amounts were spent on a fire alerting system, replacement of playground equipment and replacing a small local pool with water spray system. • Spending on business activities included in the Capital Improvement Plan during 2013 totaled $9,862. Water projects totaled $1,069: $239 to finish the new water treatment plant, $208 for new river water intake access, $539 for water line replacements and $83 for several small projects. The sewer system invested $ 2,112. The largest project was $1,147 that nearly completes a new lift station to expand utility service to a newly annexed area to promote further commercial development. $679 was invested in re-lining of existing sewer pipes to extend their useful life and $286 for plant enhancements and line extensions. The Process Water Reuse Facility embarked on capacity plant upgrades City of Pasco, Washington 2013 Comprehensive Annual Financial Report 14 spending $3,119 in 2013. The USBR Irrigation Connection projected continued with $1,420 funded primarily by state grants and $24 of costs were incurred for well rehabilitation projects. • Private development contributed a total of $28,891 in governmental activity infrastructure and $959 in utility infrastructure. • The city did not issue any new governmental debt. Temporary construction financing was provided internally for LID 149. The utility issued $2,520 in nontaxable revenue bonds to fund an addition of a new clarifier at the sewer plant. It also issued $7,235 in taxable revenue bonds to fund the plant upgrades at the process water reuse facility to reimburse itself for construction costs incurred in 2012 and 2013 as well as to pay for the 2014 construction costs. The upgrades are scheduled to be complete in 2014. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Pasco’s basic financial statements. Those financial statements comprise three components: 1) government- wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City of Pasco’s finances in a manner similar to a private-sector business. The Statement of Net position presents information on all of the City of Pasco’s assets and liabilities with the difference between the two reported as net position. Over time increases or decreases in net position may serve as a useful indicator of whether the financial position of the City of Pasco is improving or deteriorating. The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). The government-wide financial statements distinguish functions of the City of Pasco that are principally supported by taxes and intergovernmental revenues (Governmental Activities) from activities that are supported by fees and charges (Business-Type Activities). The governmental activities of the City of Pasco include general government, public safety, utilities and environment, transportation, economic environment, and culture and recreation. The business- type activities of the City of Pasco include water/sewer (which cover water, sewer, irrigation, process-reuse and storm water activities), equipment maintenance and equipment replacement services. The government-wide financial statements can be found on pages 26-27 of this report. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 15 Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Pasco, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Pasco can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statements of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Pasco maintains thirty-one individual governmental funds including the general fund. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, which is a major fund as defined by the Governmental Accounting Standards Board. In 2013 the general fund and the Construction fund were the only major governmental funds. Data from the other funds are combined into a single, aggregate presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of Combining Statements elsewhere in this report. The City of Pasco adopts an annual appropriated budget for its general fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. The basic governmental fund financial statements can be found starting on page 28 of this report. Proprietary funds. The City of Pasco maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Pasco uses an enterprise fund to account for the water/sewer utility. Internal service funds are an accounting device used to accumulate and allocate costs internally to the City of Pasco’s various functions. The City of Pasco uses internal service funds to account for its equipment maintenance and replacement, central stores and medical/dental insurance. As the central stores, medical/dental insurance and certain equipment maintenance and replacement services predominately benefit governmental rather than business- type functions, they have been included with governmental activities in the government-wide financial statements. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 16 Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The enterprise fund financial statements provide separate information for the water/sewer fund. Data from the other two internal service funds (equipment maintenance and equipment replacement of utility equipment) are combined into a single, aggregated presentation in the basic proprietary fund financial statements starting on page 32. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City of Pasco’s own programs. The accounting used for the fiduciary funds is much like that used for enterprise funds except for agency funds which only show assets and liabilities. The basic fiduciary fund financial statements can be found on pages 35 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found starting on page 37. Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City of Pasco, assets exceeded liabilities by $363,169 at the close of the most recent fiscal year. The largest portion of the City of Pasco’s net position (88%) reflects its investment in capital assets (e.g. buildings, machinery, equipment, infrastructure, construction in progress) less any related outstanding debt used to acquire those assets. The city of Pasco uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Pasco’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other resources, since the capital assets themselves cannot be used to liquidate these liabilities. 3% of the City of Pasco’s net position represents resources that are subject to external restrictions on how they may be used. The remaining $30,998 of unrestricted net position (9%) may be used to meet the government’s ongoing obligations to citizens and creditors. 2013 2012 2013 2012 2013 2012 Current assets 31.54$ 31.64$ 18.53$ 15.97$ 50.07$ 47.61 Capital and noncurrent assets 194.62 169.76 173.94 167.55 368.56 337.31 Total assets 226.16 201.40 192.47 183.52 418.63 384.92 Current liabilities 5.79 3.86 6.44 5.54 12.23 9.40 Noncurrent liabilities 5.98 7.34 37.25 32.95 43.23 40.29 Total liabilities 11.77 11.20 43.69 38.49 55.46 49.69 Net position: Investment in capital assets 189.00 163.58 129.66 130.32 318.66 293.90 Restricted 13.51 12.00 - - 13.51 12.00 Unrestricted 11.88 14.62 19.12 14.71 31.00 29.33 Total net position 214.39$ 190.20$ 148.78$ 145.03$ 363.17$ 335.23$ City of Pasco's Net Position (in millions) Governmental Activities Business Activities Total Primary Government City of Pasco, Washington 2013 Comprehensive Annual Financial Report 17 At the end of the current fiscal year, the city of Pasco is able to report positive balances in all three categories of net position, both the government as a whole, as well as for its separate governmental and business-type activities. The same held true for the prior fiscal year. The government’s net position increased by $27,932 during the current fiscal year. The increase represents the degree to which ongoing revenues have exceeded increases in ongoing expenses mostly through cost containment measures. The increase was mainly from contributions of infrastructure from private development and other governmental agencies of $28,891. Governmental activities. Governmental activities increased the City of Pasco’s net position by $24,193 or 87% of the total change in net position. $28,891 of increase was from contributions of infrastructure from private and other governmental agencies. The pace of construction slowed in 2013. The city weathered the general economic challenges throughout the state with a continued growth of 6% increase in tax revenues. Property tax revenues continued to grow through increases in new construction, assessed valuation and the 2013 2012 2013 2012 2013 2012 Revenues Program revenues: Charges for services 18.31$ 13.29$ 17.99$ 18.03$ 36.30$ 31.32$ Operating grants & contributions 0.64 1.04 0.04 0.41 0.68 1.45 Capital grants & contributions 30.63 16.14 4.22 5.60 34.85 21.74 General revenues: Property taxes 7.15 6.66 7.15 6.66 Other taxes 22.48 21.17 22.48 21.17 Investment income and miscellaneous 1.71 4.65 0.09 0.03 1.80 4.68 Total revenues 80.92 62.95 22.34 24.07 103.26 87.02 Program expenses: General government 7.06 6.73 7.06 6.73 Public safety 22.48 20.49 22.48 20.49 Transportation 14.10 12.90 14.10 12.90 Economic environment 4.46 2.81 4.46 2.81 Culture and recreation 8.00 8.22 8.00 8.22 Interest on long term debt 0.27 0.32 0.27 0.32 Water 7.79 6.76 7.79 6.76 Sewer 7.22 7.43 7.22 7.43 Process water reuse 1.54 1.18 1.54 1.18 Storm water 1.17 1.03 1.17 1.03 Irrigation 1.23 1.10 1.23 1.10 Total expenses 56.37 51.47 18.95 17.50 75.32 68.97 Changes in net position 24.55 11.48 3.39 6.57 27.94 18.05 Transfers (0.36) 3.44 0.36 (3.44) - - Total changes in net position 24.19$ 14.92$ 3.75$ 3.13$ 27.94$ 18.05$ City of Pasco's Change in Net Position (in millions) Business Activities Total Primary GovernmentGovernmental Activities City of Pasco, Washington 2013 Comprehensive Annual Financial Report 18 effect of the 2012 annexation. Sales tax continued to grow from new construction and continued improved economic climate. The city was able to maintain status quo on the number of approved personnel positions. The city was able to fund step increases, bargaining positions received contractual adjustments; and nonrepresented personnel received a cost of living adjustment in 2013. Without regard to the contributed capital assets, the city’s governmental activity revenue of $52,029 was $4,343 less than related expenses of $56,372. GOVERNMENTAL ACTIVITES – REVENUES BY SOURCE GOVERNMENTAL ACTIVITIES – EXPENSES AND PROGRAM REVENUES Charges for services 22% Operating Grants & Contributions 1% Capital grants & contributions 38% Property taxes 9 % Other Taxes 28% Investment income and miscellaneous 2% Sources of Revenues 2013 Charges for services 21% Operating grants & contributions 2% Capital grants & contributions 26%Property taxes 10% Other taxes 34% Investment income and miscellaneous 7% Sources of Revenues 2012 - 5.00 10.00 15.00 20.00 25.00 MI L L I O N S 2013 Expense 2013 Revenue 2012 Expense 2012 Revenue City of Pasco, Washington 2013 Comprehensive Annual Financial Report 19 Business-type activities. 13% of the increase in the City of Pasco’s net position was related to business-type activities. $959 of the $3,739 increase was from private developer capital contributions. There were no utility rate changes in 2013 as the city generally increases rates on a two year cycle. Water monthly base rates increased 30% (from $12.50 to $16.25 for residential) and stormwater rates increased approximately 13% (from $3.90 to $4.40 for residential) effective February 1, 2014. Without regard to the private developer contributed capital assets, the city’s business activity revenues of $21,362 exceeded on-going related expenses of $18,936. UTILITY ACTIVITIES – EXPENSES AND PROGRAM REVENUES COMPARISON Financial Analysis of the Government’s Funds. As noted earlier, the City of Pasco uses fund accounting to ensure and demonstrate compliance with finance related legal requirements. Governmental funds. The focus of the City of Pasco’s governmental funds is to provide information on near-term inflows, outflows and balances of spendable resources. Such information is useful in assessing the City of Pasco financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. - 1.00 2.00 3.00 4.00 5.00 6.00 7.00 8.00 9.00 10.00 Water Sewer Process Water Reuse Stormwater Irrigation MI L L I O N S 2013 Expense 2013 Revenue 2012 Expense 2012 Revenue City of Pasco, Washington 2013 Comprehensive Annual Financial Report 20 As of the end of the current fiscal year, the City of Pasco governmental funds reported combined ending fund balances of $21,827 (a decrease of $1,465 in comparison with prior year). Approximately 20% of this total amount, $4,424 constitutes unassigned fund balance which is available for spending at the government’s discretion. The general fund is the chief operating fund of the City of Pasco. At the end of the current fiscal year, unassigned fund balance of the general fund was $5,611. As a measure of the general fund’s liquidity, it may be useful to compare unrestricted, unassigned fund balance to total expenditures. This represents 17% of total expenditures. The fund balance of the City of Pasco’s general fund decreased by $3,297 during the current fiscal year; which is 10% of current year revenues. Overall revenues increased by 6% ($1,892) and total expenditures increased by 3% ($1,021). General fund tax revenue increased $1,498. Property taxes increased $282 due to new construction and steady valuations and sales tax increased $1,187 as the new public safety sales tax was received for all of 2013 versus half of 2012. $122 of natural gas B&O tax shifted to natural gas sales tax as the end user rather than the gas broker is paying the tax. Electric B&O tax increased $327 due to increase in electric rates and the effect of the annexation of customers to the city. Offsetting this growth is $112 permit revenue declines as the pace of new construction starts to slow down, gambling taxes are down $150 and telephone B&O tax is down $122. Telephone tax continues to decline as customers move to internet and cell services that are not subject to the telephone tax. Intergovernmental revenues from state liquor taxes is $102 less as the state chooses to retain a higher percentage. Charges for services increased about 13% from the prior year; mostly from services rendered to other funds. The city was able to maintain status quo on the number of approved personnel positions and fewer vacant positions were left unfilled in 2013. The city was able to fund step increases, and there was a general cost of living wage adjustment in 2013 for nonrepresented and management employees. Union employees were paid per contract terms. The general fund revenues of $35,908 were more than related expenses of $33,735 before transfers in/out. Proprietary funds. The City of Pasco enterprise funds provide the same type of information found in the government-wide financial statements, but in more detail and separately states the activity of the Water/Sewer Utility separate from the internal service funds. Unrestricted net position of the utility fund at the end of 2013 was $16,682. The working capital ratio is the current assets less current liabilities and is a measure of liquidity for the utility to meet its short term payment obligations. At the end of 2013 the utility is well positioned as it has current assets of $15,985 available to meet its current liability obligations of $6,330 resulting in a working capital ratio of 2.52. The utility showed income before contributions and transfers of $52. The city continues to invest in both new infrastructure due to growth in population as well as replacing existing infrastructure as needed. The city has a meter and service replacement program with the goal of replacing the meters on an average of once every ten years. The utility actively participates with its customer utilizing utility local improvement districts to supplement the rate payer’s participation in capital construction. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 21 General Fund Budgetary Highlights The legal level of appropriation is at the fund level. The budget by function is shown to provide more detailed information. While total expenditures in the general fund were $124 in excess of the final budget, this was more than offset by the $694 in transfers out that were budgeted but not made. There was a change in the total expenditures appropriations between the original and final amended budget of $1,146 due to increases in the Fire Suppression expenditure budget. $771 was due to a retroactive settlement of the wage contract. $375 was due to over time related to several employees out on medical disability leave and others filling in with overtime to maintain minimum staffing requirements. Capital funding authorized in the final budget ($6,303) was only partially spent ($5,608) in 2013 as the rate of completion for the Municipal Court project did not occur as quickly as expected. Actual revenues were 109% of the original revenue budget and 104% of the final revenue budget. Revenues are generally estimated low in order to protect the city from unanticipated funding fluctuations. Actual total revenues exceeded actual total expenditures in by $2,173 (6%). Capital Asset and Debt Administration Capital assets. The City of Pasco’s investment in capital assets for its governmental and business-type activities as of December 31, 2013 amounts to $318,660 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements machinery and equipment, park facilities, roads, water and sewer treatment plants, etc. The total change in the City of Pasco’s capital assets (net of depreciation) for the current year was an increase of $24,219 for governmental activities and an increase of $3,816 for business-type activities. $28,891 of governmental assets was donated from private developers in 2013. Other major capital asset events during the current fiscal year included the following: • Spending on governmental activities included in the Capital Improvement Plan during 2013 totaled $7,103. The largest project was $3,113 for the city’s share of the county’s construction of a new courthouse facility. Major street projects included $1,138 for street overlays, $845 to substantially finish the 4th Ave North corridor project started last year and $212 for the continuing work on the Lewis St overpass project and $239 to start work on the Oregon Ave widening project. A variety of other street project totaled $560. City Hall replaced its cooling system for $222 and finished funding the replacement of its financial software system for $458. The remaining amounts were spent on a fire alerting system, replacement of playground equipment and replacing a small local pool with water spray system. • Spending on business activities included in the Capital Improvement Plan during 2013 totaled $9,862. Water projects totaled $1,069: $239 to finish the new water treatment plant, $208 for new river water intake access, $539 for water line replacements and $83 for several small projects. The sewer system invested $ 2,112. The largest project was $1,147 that nearly completes a new lift station to expand utility service to a newly annexed area to promote further commercial development. $679 was invested in re-lining City of Pasco, Washington 2013 Comprehensive Annual Financial Report 22 of existing sewer pipes to extend their useful life and $286 for plant enhancements and line extensions. The Process Water Reuse Facility embarked on capacity plant upgrades spending $3,119 in 2013. The USBR Irrigation Connection projected continued with $1,420 funded primarily by state grants and $24 of costs were incurred for well rehabilitation projects. • Private development contributed a total of $28,891 in governmental activity infrastructure and $959 in utility infrastructure. Additional information on the City of Pasco’s capital assets can be found in note 4.C. starting on page 52 of this report. Long-term debt. At the end of the current fiscal year, the City of Pasco had total bonded debt outstanding of $34,350. Of this amount $3,995 comprises debt backed by the full faith and credit of the government. $30,355 of the City of Pasco bonded debt represents bonds secured primarily by specified revenue resources (i.e. revenue bonds). The city has $160 in special assessment bonds and $67 of LID note outstanding at the end of 2013; both of which are secured by the LID Guarantee Fund. Additional information on the City of Pasco’s long term liabilities can be found in note 4.F. starting on page 56 of this report. 2013 2012 2013 2012 2013 2012 Land 12.71$ 12.45$ 2.52$ 2.49$ 15.23$ 14.94$ Construction in process 11.33 7.69 7.45 15.51 18.78 23.20 Buildings and structures 23.65 25.02 37.43 31.98 61.08 57.00 Other improvements 4.04 4.63 - - 4.04 4.63 Machinery and equipment 5.32 3.93 8.50 2.20 13.82 6.13 Infrastructure 136.23 115.32 114.46 114.36 250.69 229.68 Total capital assets 193.28$ 169.04$ 170.36$ 166.54$ 363.64$ 335.58$ City of Pasco's Capital Assets at Year-End (in millions) (Net of Depreciation) Governmental Activities Total Primary GovernmentBusiness-Type Activities 2013 2012 2013 2012 2013 2012 General Obligation Bonds 3.85$ 4.71$ -$ 3.85$ 4.71$ Special Assessement Bonds 0.16 0.32 0.16 0.32 Loans & Notes 0.28 0.44 10.33 11.96 10.61 12.40 Revenue Bonds 30.36 24.26 30.36 24.26 Total 4.29$ 5.47$ 40.69$ 36.22$ 44.98$ 41.69$ Governmental Activities Total Primary GovernmentBusiness-Type Activities City of Pasco's Bonds and Notes (in millions) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 23 Economic Factors and Next Year’s Budgets and Rates (amounts not in thousands) In 2013, the Pasco economy was stable and continued to grow but at a slower pace. The city issued a total of 2,113 building permits representing approximately $125 million in construction costs. Of the total permits, 204 were for new single-family residences which equates to $51 million in assessed valuation. The average value of a new home in Pasco was just over $250,000 in 2013. This stable economy was reflected in Standard & Poor’s rating the 2013 utility bond issue as AA-/Stable. In 2012 the county’s residents approved a new three tenths of one percent sales tax increase devoted to criminal justice. This new revenue source funded a new four person Street Crimes unit in the city’s police department, pay the cost (and/or debt service) to replace the city’s Municipal Court building as well as fund the construction of a new police station. 2013 was the first full year for receiving this new revenue source. Also late in 2012 the city annexed a part of the county. 2014 will be the first year the additional property taxes will go to the city. The annexed area was in a part of the county already surrounded by the city so additional revenues are expected without significant increases in annex related expenditures. Overall, operating revenue to the general fund is expected to grow by $1.5 million next year, compared to the 2013 budget. Only $100,000 of that growth is expected in retail sales tax. Sales tax is the largest single-source of general fund revenue and it is also the most volatile. Property tax is estimated to increase by $445,000; about half due to new investments in the community and the other half reflect the annexation which took place late in 2012. For the past decade the city has opted to “bank” the levy capacity rather than increase property taxes by the maximum legal limit. This has resulted in an accumulated banked levy capacity of $1,762,951. The 2014 budget adds three new service programs: sidewalks, fire hydrants and industrial pre- treatment. In response to several injury claims over the past few years a four year sidewalk replacement program will start. It will be funded with annual $250,000 transfers from Capital Improvement Fund, LID Guarantee Fund and General Fund existing fund balances. The hydrant maintenance and addition program is funded by the water fund at $300,000 per year and has been factored into the six year rate plan. The city has grown in size such that state Department of Ecology now requires the city to manage industrial pre-treatment permit process rather than the state. The estimated annual cost of $200,000 per year has been factored into the six year rate plan. In 2013 the city reviewed the costs of providing ambulance and fire services. These two functions are carried out using many shared resources. Additionally, collections from billing and the Ambulance Fund balance have continued to decline. The specific identification of ambulance costs were reviewed and indicated the need for significant additional resources to cover those costs. Accordingly in 2014 the ambulance household charge and transport rates were increased in an effort to return the General Fund subsidy to the $420,000 in the past for 2014 and the ambulance rate plan calls for dropping the subsidy down to zero in 2015. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 24 The only fund larger than the general fund is the water/sewer utility fund. The water/sewer utility fund has grown rapidly over the past few years as it provides services to the thousands of new homes built over the past decade. Every year the utility updates its six year rate plan. Utility rates are generally increased every other year. No increases took place in 2013. Effective February 1, 2014, however, water monthly base rates increased 30% (from $12.50 to $16.25 for residential) and stormwater rates increased approximately 13% (from $3.90 to $4.40 for residential). There were no changes to the sewer or irrigation rates. Requests for Information This financial report is designed to provide a general overview of the City of Pasco’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Financial Services Manager, PO Box 293, Pasco, WA 99301. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 25 BASIC FINANCIAL STATEMENTS City of Pasco, Washington 2013 Comprehensive Annual Financial Report 26 Governmental Business-Type Activities Activities Total ASSETS Current assets: Cash & cash equivalents 22,127,965$ 5,942,785$ 28,070,750$ Restricted cash & cash equivalents: Contested tax, IBNR, drug forefit 778,059 778,059 Customer deposits 208,042 561,096 769,138 Unspent bond proceeds - 5,614,545 5,614,545 Debt service by vote or covenant 1,324,990 2,986,517 4,311,507 Investments 2,406,602 2,000,000 4,406,602 Receivables (net of allowances): Taxes 2,231,698 2,231,698 Customers 1,585,514 787,050 2,372,564 Grants 878,831 402,186 1,281,017 Inventories - 234,694 234,694 Total current assets 31,541,701 18,528,873 50,070,574 Noncurrent assets: Restricted cash - bond reserve - 3,188,801 3,188,801 Restricted cash - cemetery endowment 434,308 434,308 Special assessments & loans 801,175 397,549 1,198,724 Joint Ventures 114,218 114,218 Capital assets not being depreciated: Land 12,709,885 2,520,925 15,230,810 Construction work in progress 11,328,404 7,445,063 18,773,467 Capital assets net of accumulated depreciation: Buildings and structures 23,645,146 37,434,680 61,079,826 Other improvements 4,041,084 4,041,084 Machinery and equipment 5,319,592 8,495,822 13,815,414 Infrastructure 136,231,220 114,456,107 250,687,327 Total noncurrent assets 194,625,032 173,938,947 368,563,979 Total assets 226,166,733 192,467,820 418,634,553 LIABILITIES Current liabilities: Accounts payable 2,860,912 1,213,255 4,074,167 IBNR payable from restricted assets 549,430 549,430 Deposits payable from restricted assets 208,042 561,096 769,138 Accrued interest payable from restricted assets - 722,505 722,505 Compensated absences - current 1,509,677 368,961 1,878,638 Loans due other governments - current 144,967 1,669,767 1,814,734 Bonds - current 520,000 1,905,000 2,425,000 Total current liabilities 5,793,028 6,440,584 12,233,612 Noncurrent liabilities: Compensated absences 387,778 134,203 521,981 Net OPEB obligation 1,981,585 1,981,585 Loans due other governments 139,532 8,664,104 8,803,636 Bonds 3,475,000 28,450,000 31,925,000 Total noncurrent liabilities 5,983,895 37,248,307 43,232,202 Total liabilities 11,776,923 43,688,891 55,465,814 NET POSITION Net investment in capital assets 188,995,832 129,663,726 318,659,558 Restricted for: Cemetery (nonexpendable)434,308 434,308 Contested tax & drug forefits 228,629 228,629 Streets and boulevards 7,204,780 7,204,780 Litter and housing abatement 328,933 328,933 Park development 1,821,813 1,821,813 Culture and recreation 132,469 132,469 Capital improvement 2,976,167 2,976,167 Economic development 2,797 2,797 Geneneral obligation debt 333,498 333,498 Special assessment debt 47,412 47,412 Unrestricted 11,883,172 19,115,203 30,998,375 Total Net Position 214,389,810$ 148,778,929$ 363,168,739$ - - - The notes to the financial statements are an integral part of this statement. Statement of Net Position December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 27 Charges for Operating Capital Services, Fines &Grants and Grants &Governmental Business-Type Functional Programs Expenses Licenses Contributions Contributions Activities Activities Total Primary Government: Governmental Activities: General government 7,059,813$ 4,577,718$ (2,482,095)$ (2,482,095)$ Public safety 22,490,976 4,398,052 230,757 (17,862,167) (17,862,167) Transportation 14,097,649 3,506,524 72,157 30,631,459 20,112,491 20,112,491 Natural & economic environment 4,455,983 3,361,406 314,045 (780,532) (780,532) Culture and recreation 8,002,806 2,471,205 22,163 (5,509,438) (5,509,438) Interest on long term debt 265,097 (265,097) (265,097) Total Governmental Activities 56,372,324 18,314,905 639,122 30,631,459 (6,786,838) - (6,786,838) Business-type Activities: Water 7,780,398 7,809,476 1,107,139 1,136,217 1,136,217 Sewer 7,222,994 6,524,393 1,370,596 671,995 671,995 Process Water Reuse 1,541,481 1,454,705 (86,776) (86,776) Storm Water 1,165,361 1,138,235 41,848 195,087 209,809 209,809 Irrigation 1,226,184 1,049,912 1,541,270 1,364,998 1,364,998 Total Business-Type Activities 18,936,418 17,976,721 41,848 4,214,092 - 3,296,243 3,296,243 Total Primary Government 75,308,742$ 36,291,626$ 680,970$ 34,845,551$ (6,786,838) 3,296,243 (3,490,595) General Revenues: Taxes: Property taxes 7,148,713 7,148,713 Sales taxes 11,472,209 11,472,209 B&O taxes 8,893,603 8,893,603 Excise taxes 2,117,443 2,117,443 Intergovermental 1,566,354 1,566,354 Investment income and miscellaneous 136,621 87,868 224,489 Transfers (355,087) 355,087 - Total general revenues 30,979,856 442,955 31,422,811 Change in Net Position 24,193,018 3,739,198 27,932,216 Net Position Beginning 190,196,792 145,039,731 335,236,523 Net Position Ending 214,389,810$ 148,778,929$ 363,168,739$ The notes to the financial statements are an integral part of this statement. Program Revenues Statement of Activities For the Year Ended December 31, 2013 Net Revenue (Expenses) and Changes in Net Position Primary Government City of Pasco, Washington 2013 Comprehensive Annual Financial Report 28 Other General Construction Governmental Total ASSETS Cash and cash equivalents 1,614,068 1,465,619 15,382,004$ 18,461,691$ Restricted cash Contested tax & restricted use 228,629 228,629 Customer deposits 180,481 27,561 208,042 Cemetery endowment 434,308 434,308 Investments 1,906,602 500,000 2,406,602 Receivables (net of allowances): Taxes 1,981,468 250,230 2,231,698 Customers 1,226,542 358,972 1,585,514 Interfund loans 1,265,417 582,482 1,847,899 Grants 20,802 491,993 366,036 878,831 Special assessments & loans 801,175 801,175 Total assets 8,424,009 1,957,612 18,702,768 29,084,389 LIABILITIES Accounts payable 633,659 1,758,838 363,254 2,755,751 Interfund loans payable 2,037,293 2,037,293 Deposits payable from restricted assets 180,481 27,561 208,042 Total liabilities 814,140 1,758,838 2,428,108 5,001,086 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 1,364,650 891,398 2,256,048 FUND BALANCES Nonspendable Cemetery permanent fund 434,308 434,308 Restricted Contested tax & drug forefits 228,629 228,629 Street and boulevard 7,204,780 7,204,780 Litter & housing abatement 328,933 328,933 Park development 1,821,813 1,821,813 Cultural and recreation 132,469 132,469 Capital improvements 2,976,167 2,976,167 Economic development 2,797 2,797 Geneneral obligation debt 333,498 333,498 Special assessment debt 47,412 47,412 Committed Landfill claims 404,795 404,795 Special revenue funds 2,364,608 2,364,608 Construction projects 198,774 198,774 Debt guarantee 924,106 924,106 Unassigned 5,611,795 (1,187,629) 4,424,166 Total fund balances 6,245,219 198,774 15,383,262 21,827,255 Total liabilities, deferred inflows of resources and fund balances 8,424,009$ 1,957,612$ 18,702,768$ Amounts reported for governmental activities in the statements of net position are different because: Long-term assets used in governmental activities are not financial resources and therefore are not reported in the government funds.190,537,534 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. Proceeds from new debt and repayments of exisiting debts are recorded as resources and expenditures for fund reporting but are additions and reductions of liabilities for government wide reporting.(8,158,539) Other long-term assests are not available to pay for current period expenditures and,therefore, are deferred in the funds.2,256,048 Internal Service funds are used by management to charge the costs of certain activities to individual funds. The assets and liabilities of some internal service funds are included in the governmental activities in the statement of net position. Interfund loans 7,927,512 between governmental activities are excluded. Net position of governmental activities ( see page 26)214,389,810$ The notes to the financial statements are an integral part of this statement. Balance Sheet Governmental Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 29 General Other Fund Construction Governmental Total REVENUES Taxes 26,345,139$ 3,256,456$ 29,601,595$ Licenses and permits 1,466,675 309,906 1,776,581 Intergovernmental revenue 1,796,829 1,740,087 2,248,097 5,785,013 Charges for services 4,737,688 6,749,099 11,486,787 Fines and forfeitures 937,047 48,356 985,403 Miscellaneous revenue 624,571 50,000 1,884,134 2,558,705 Total revenues 35,907,949 1,790,087 14,496,048 52,194,084 EXPENDITURES Current: General government 6,705,485 - 6,705,485 Public safety 18,675,555 3,689,061 22,364,616 Transportation 1,648,750 2,247,761 3,896,511 Natural & economic environment 1,545,972 2,741,319 4,287,291 Culture and recreation 4,260,846 2,717,220 6,978,066 Capital outlay: General government 284,409 1,141,334 - 1,425,743 Public safety 12,483 2,713,099 - 2,725,582 Transportation 2,994,371 - 2,994,371 Culture and recreation - 254,247 - 254,247 Debt service: Principal 468,042 726,527 1,194,569 Interest 133,172 131,925 265,097 Total expenditures 33,734,714 7,103,051 12,253,813 53,091,578 Excess of revenues over (under) expenditures 2,173,235 (5,312,964) 2,242,235 (897,494) OTHER FINANCING SOURCES (USES) Transfers in 138,000 4,478,413 2,412,521 7,028,934 Transfers out (5,608,583) (1,987,438) (7,596,021) Total other financing sources (uses)(5,470,583) 4,478,413 425,083 (567,087) Net change in fund balances (3,297,348) (834,551) 2,667,318 (1,464,581) Fund balances - beginning 9,542,567 1,033,325 12,715,944 23,291,836 Fund balances - ending 6,245,219$ 198,774$ 15,383,262$ 21,827,255$ Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 30 Net change in fund balances - total governmental funds (1,464,581)$ Amounts reported for governmental activities in the Statement of Activities are different because of the following reconciling items: Governmental funds report capital outlays as expenditures. However, in the statement of net position they are reported net of depreciation as a capital asset. Capital assets contributed by private developers do not provide current resources and are not reported as revenues in the funds.24,220,358 The statement of net position shows a decrease in joint ventures not reported in the funds.(56,128) The issuance of long-term debt (e.g. bonds, notes) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes current financial resources of governmental funds. Neither transaction, however, has any affect on net assets. There was no new issuance of governmental debt for the year ended December 31, 2013.1,194,569 Revenues reported in the statement of activies that do not provide current financial resources are not reported as revenues in the funds.139,358 Some expenses such as for compensated absences and loss on disposal of assets reported in the statement of net activities do not the use of current financial resources and, therefore, are not (561,171) reported as expenditures in the governmental funds. Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue of internal service funds is reported with governmental activities. This amount comes from the Combining Statement of Revenues, Expenditures and Changes in Net Fund Assets for Internal Service Funds, Net Operating Income.720,613 Change in net position of governmental activities (see page 27)24,193,018$ The notes to the financial statements are an integral part of this statement. Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balance of Governmental Funds to the Statement of Activities For the Year Ended December 31, 2013 (Continued from prior page) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 31 Original Final Variance to Budget Budget Actual Final Budget REVENUES Taxes 24,458,000$ 25,358,000$ 26,345,139$ 987,139$ Licenses and permits 1,093,200 1,693,200 1,466,675 (226,525) Intergovernmental revenue 1,463,700 1,463,700 1,796,829 333,129 Charges for services 4,536,509 4,536,509 4,737,688 201,179 Fines and forfeitures 807,650 807,650 937,047 129,397 Miscellaneous revenue 626,850 626,850 624,571 (2,279) Total revenues 32,985,909 34,485,909 35,907,949 1,422,040 EXPENDITURES Current: General government 7,069,624 7,238,124 6,705,485 (532,639) Public safety 17,208,000 18,388,000 18,675,555 287,555 Transportation 1,535,558 1,535,558 1,648,750 113,192 Natural & economic environment 1,629,516 1,629,516 1,545,972 (83,544) Culture and recreation 4,025,042 4,058,542 4,260,846 202,304 Capital outlay: General government 395,800 144,800 284,409 139,609 Public safety 15,000 12,483 (2,517) Debt service: Principal 468,046 468,046 468,042 (4) Interest 133,518 133,518 133,172 (346) Total expenditures 32,465,104 33,611,104 33,734,714 123,610 Excess of revenues over (under) expenditures 520,805 874,805 2,173,235 1,298,430 OTHER FINANCING SOURCES (USES) Interfund loans repaid 1,157,303 1,157,303 511,596 (645,707) Transfers in 138,000 138,000 138,000 - Interfund loan issued (123,763) (1,993,763) (285,000) 1,708,763 Transfers out (4,563,857) (6,302,665) (5,608,583) 694,082 Total other financing uses (3,392,317) (7,001,125) (5,243,987) 1,757,138 Net change in fund balances (2,871,512) (6,126,320) (3,070,752) 3,055,568 Prior period adjustments - Fund balances - beginning 7,573,573 7,573,573 9,542,567 1,968,994 Fund balances - ending 4,702,061$ 1,447,253$ 6,471,815$ 5,024,562$ Interfund loan activity included for budget purposes but not included in Statement of Revenues, Expenditures and Changes in Fund Balance (226,596) Fund balances - ending (see page 29)6,245,219 The notes to the financial statements are an integral part of this statement. Statement of Revenues, Expenditures, and Changes in Fund Balances-Budget to Actual General Fund For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 32 Water/Sewer Internal Utility Service ASSETS Current assets: Cash and cash equivalents 3,399,384 7,534,665$ Restricted cash equivalents: Claims incuured but not reported 549,430 Customer deposits 561,096 Unspent bond proceeds 5,614,545 Revenue bond covenants 2,986,517 Investments 2,000,000 Receivables (net of allowances): Customers 787,050 Interfund loans - current portion 43,890 Grants 402,186 Special assessments - current portion Inventory 234,694 Total current assets 15,985,472 8,127,985 Noncurrent assets: Restricted cash equivalents 3,188,801 Special assessments 397,549 Interfund loan 145,504 Capital assets not being depreciated: Land 2,520,925 Construction work in progress 7,409,247 35,816 Capital assets net of accumulated depreciation: Buildings and structures 37,434,680 Machinery and equipment 7,340,854 4,006,983 Infrastructure 114,456,107 Total noncurrent assets 172,748,163 4,188,303 Total assets 188,733,635 12,316,288 LIABILITIES Current liabilities: Accounts payable 1,111,284 207,132 IBNR payable from restricted assests 549,430 Other liabilities Customer deposits payable from restricted assets 561,096 Accrued interest payable 722,505 Compensated absences - current portion 360,641 27,854 Loans to other governments - current portion 1,669,767 Revenue bonds - current portion 1,905,000 Total current liabilities 6,330,293 784,416 Noncurrent liabilities: Compensated absences 134,203 Loans to other governments 8,664,104 Revenue bonds payable 28,450,000 Total noncurrent liabilities 37,248,307 - Total liabilities 43,578,600 784,416 NET POSITION Net investment in capital assets 128,472,942 4,042,799 Unrestricted 16,682,093 7,489,073 Total net position 145,155,035 11,531,872$ Adjustment to reflect the consolidation of internal service fund activity related to proprietary funds 3,623,894 Net position of business-type activities (see page 26)148,778,929$ The notes are an integral part of this statement. Statement of Net Position Proprietary Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 33 Water/Sewer Internal Utility Service OPERATING REVENUES Charges for services 17,850,903$ 4,882,240 Miscellaneous 63,798 2,688,659 Total operating revenues 17,914,701 7,570,899 OPERATING EXPENSES Depreciation 5,488,565 797,079 Salaries and wages 2,599,430 275,609 Personnel benefits 1,167,964 117,264 Supplies 1,204,140 789,806 Services 7,402,110 5,066,517 Total operating expenses 17,862,209 7,046,275 OPERATING INCOME 52,492 524,624 NONOPERATING REVENUES (EXPENSES) Interest income 87,868 20,266 Rents and leases 62,020 Grant 41,848 Interest expense (1,268,270) Total nonoperating expense (1,076,534) 20,266 Income (loss) before contributions, special item and transfers (1,024,042) 544,890 Capital contributions 4,214,092 157,788 Transfers in 450,000 370,000 Transfers out (252,913) Changes in net position 3,387,137 1,072,678 Net position - beginning 141,767,898 10,459,194 Net position - ending 145,155,035$ 11,531,872$ Changes in net position per above 3,387,137$ Adjustment to reflect the consolidation of internal service fund activity related to Proprietary funds 352,066$ Change in net position of business-type activities (see page 27)3,739,198$ The notes to the financial statements are an integral part of this statement. Statement of Revenues, Expenses, and Changes in Net Position Proprietary Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 34 Water/Sewer Internal Utility Service CASH FLOW FROM OPERATING ACTIVITIES Receipts from customers 18,070,374$ 7,570,899$ Payments to employees (3,712,567) (384,939) Payments to suppliers (8,034,433) (6,229,551) Net cash provided by operating activities 6,323,374 956,409 CASH FLOW FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (8,312,043) (976,183) Principal paid on debt (5,281,744) - Interest paid on debt (1,185,233) - Bond proceeds received 9,797,427 - Payments received from notes and loans 210,692 - Transfers in (out) for capital 197,087 370,000 Capital charges 1,740,170 - Capital grant and contribution proceeds 1,153,390 - Net cash used by capital and related financing activities (1,680,254) (606,183) CASH FLOWS FROM INVESTING ACTIVITIES Investments sold and earnings 87,868 20,266 Interfund loan repayment - 96,000 Net cash provided from investing activities 87,868 116,266 Net increase in cash & cash equivalents 4,730,988 466,492 Beginning cash & cash equivalents 11,019,363 7,068,173 Ending cash & cash equivalents 15,750,351$ 7,534,665$ NON CASH ACTIVITIES Capital contributions 958,764 - Total noncash activities 958,764$ -$ RECONCILATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Net Operating Income 52,492$ 524,624$ ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Depreciation 5,488,565 797,079 Rents and leases 62,020 Changes in assets and liabilities Decrease in customer receivables 93,653 - Decrease in inventories 82,654 - Increase in accounts payable and deposits 489,163 (373,228) Increase in compensated absences 54,827 7,934 Net cash provide by operating activities 6,323,374$ 956,409$ The notes to the financial statements are an integral part of this statement. Statement of Cash Flows Proprietary Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 35 Pension and Other Postemployment Benefits Agency ASSETS Cash & cash equivalents 407,101$ 610,129$ Investments (at fair market value): LID Note 66,590 Federal Agency 78,789 Mutual Funds 4,115,001 Total assets 4,667,481 610,129 LIABILITIES Accounts payable 429,120 Due to others 181,009 Total liabilities - 610,129 NET POSITION Held in trust for pension benefits/other post employment benefits 4,667,481$ The notes to the financial statements are an integral part of this statement. Statement of Net Position Fiduciary Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 36 Pension and Other Postemployment Benefits ADDITIONS Taxes 47,624$ Investment earnings: Interest 8,782 Dividends 236,655 Net increase in market value of investments 764,078 Total Additions 1,057,139 DEDUCTIONS Pension benefits 152,287 Medical premiums 113,471 Administrative expenses 7,104 Total deductions 272,862 Change in net position 784,277 Net position - beginning 3,883,204 Net position - ending 4,667,481$ The notes to the financial statements are an integral part of this statement. Statement of Changes in Net Position Fiduciary Funds For the year ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 37 NOTES TO THE FINANCIAL STATEMENTS NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the City of Pasco have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting policies are described below. A. Reporting Entity The City of Pasco was incorporated on May 4, 1891 and operates under the laws of the State of Washington applicable to a Non-Charter Code City with a council/manager form of government. As required by the generally accepted accounting principles the financial statements present the City of Pasco as a primary government unit. The City of Pasco does not have any component units. The City is a general purpose government and provides police and fire protection including emergency medical response, a municipal court, engineering, street construction and maintenance, planning and zoning, parks and recreation services, a public library and general administrative functions. The City also owns and operates a cemetery, a water system, a sewer system, a process water reuse system, a storm water management system and an irrigation system. The municipal golf course is owned by the city and operations are contracted to an outside vendor. The City’s basic financial statements include the financial position and results of operations of all funds that are controlled by the City. B. Government-wide and fund financial statements The government–wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the non-fiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Exceptions to this general rule are for charges between the government’s utility functions and certain other service functions and various other functions of the government. These transactions that are for products and services rendered have not been eliminated. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Our policy is to not allocate indirect costs to a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting City of Pasco, Washington 2013 Comprehensive Annual Financial Report 38 the operational or capital requirements for a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate fund financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement focus, basis of accounting, and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Agency funds, a type of fiduciary fund, have no measurement focus as the purpose of this type of fund is to simply receive and disburse funds belonging to another organization. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 31 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claim and judgments, are recorded only when payment is due. General capital asset acquisitions are reported as expenditures in governmental funds. Issuance of long-term debt and acquisitions under capital leases are reported as other financing sources. Property taxes, licenses, and interest associated within the current period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Entitlements, such as grants, are recorded as revenues when all eligibility requirements are met, including any time requirements, and the amount is received during the period or within the availability period for this revenue source (within 60 days of year-end). Only the portion of special assessment receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The proprietary, pension and other postemployment benefit trust funds are reported using the economic resources measurement focus and the accrual basis of accounting for reporting its assets and liabilities. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 39 The City reports the general fund as a major governmental fund. The general fund is the city’s primary operating fund. It accounts for all governmental financial resources, except those required to be accounted for in a separate fund. The City reports the Water/Sewer fund as a major proprietary fund. This fund includes water, sewer, process water reuse, stormwater and irrigation systems. Additionally, the City reports the following fund types: Special Revenue funds are used to account for revenues that are raised for a specific purpose. Debt Service funds which account for the resources accumulated and payments made for principal and interest on long-term general obligation debt of governmental funds. Capital Project funds are used to report significant capital acquisition and construction separate from ongoing operating activities. The construction fund was a major fund in 2013. Permanent funds are used to report resources that are legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government’s programs. Internal Service funds account for equipment replacement and operation, central stores, and medical/dental insurance services provided to other departments of the City on a cost reimbursement basis. Pension Trust funds is used to account for the sources and uses of funds to meet the pension benefit rights of those firemen covered under the Plan prior to the creation of Law Enforcement Officers and Fire Fighters (LEOFF) pension system in 1970 as well as other post-employment benefits for medical services for retired LEOFF employees. As a general rule the effect of the interfund activity has been eliminated for the government- wide financial statements. Exceptions are for business taxes the utility pays to the general fund. Likewise, other charges between the government’s utility functions and certain other service functions and various other functions of the government have not been eliminated. Eliminations of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. General revenues include all taxes. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 40 Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the Water/Sewer Fund are charges to customers. The major services provided by the proprietary fund are water, sewer, storm drain, irrigation and industrial waste water processing. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non- operating revenues and expenses. D. Assets, liabilities, deferred outflows/inflows of resources, and net position/fund balance 1. Deposits and investments The government’s cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. State statutes and the city’s investment policies authorize the city to invest in obligations of the U.S. treasury, repurchase agreements and the State Treasurer’s Local Government Investment Pool (LGIP). The interest on these investments is prorated to the various funds on a monthly basis. The City’s deposits are covered by federal depository insurance (FDIC and FSLIC) or by collateral held in the multiple financial institution collateral pool administered by the Washington Public Deposit Protection Commission (PDPC). Investments are generally reported at cost which approximates fair value for the items held. In the pension fund mutual fund investments are reported at fair value. The LGIP operates in accordance with appropriate state laws and regulations. The reported value of the pool is the same as the fair value of the pool shares. See additional deposit investment and restricted asset information in note 4. A. 2. Receivables and payables Activities between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as “interfund loans payable/receivable”. All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances”. Loans between funds, as reported in the fund financial statements, are included as a liability in applicable governmental funds so that the indicated fund balance represents amounts available for appropriation and expendable available financial resources. Taxes receivable consist of property taxes, sales taxes, interfund taxes, business and occupation taxes, and excise taxes. Property taxes are levied January 1 on property City of Pasco, Washington 2013 Comprehensive Annual Financial Report 41 values assessed as of December of the prior year. The tax levy is divided into two billings; the first billing is due April 30 and the second is due October 31. Customer accounts receivable consist of amounts owed from private individuals or organizations for goods and services. The allowance for uncollectible accounts for the ambulance fund is approximately 49% of the outstanding receivable at December 31, 2013. Grants receivable are reported for grants where qualified expenditures have been made prior to the end of the year. Other receivables include municipal court receivables, and interest receivable. Accrued interest at year end consists of amounts earned by investments, notes and contracts at the end of the year. Special assessments are recorded when levied. Special assessments receivable consist of current and delinquent assessments and related interest and penalties. Deferred assessments consist of unbilled special assessments that are liens against the property benefitted. As of December 31, 2013 $9,510 of Governmental and $22,760 of Business- type special assessments were delinquent. Assessed property owners are responsible for debt repayment. The city guarantee’s the debt to the extent of the LID guarantee fund. Governmental-type special assessments are for street improvements; Business Type special assessments are for sewer infrastructure. Notes and contracts receivable consist of amounts owed on open account from private individuals or organizations for goods and services rendered. Since the City is unable by law to grant credit to any entity, all loans receivable are related to grant monies received from other agencies which have authorized the loan as part of the grant process. Repayment of these loans are used to establish revolving loan funds for loans that match the original grant purpose. 3. Inventories There are currently no inventories in governmental funds. Inventories in proprietary funds are valued using a floating average of costs. 4. Restricted assets and liabilities These accounts contain resources for construction and debt service in enterprise funds and customer deposits. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 42 5. Capital assets. Capital assets, which include property, plant, and equipment and infrastructure assets, are reported in the applicable governmental or business-type columns in the government-wide financial statements. Capital assets, other than infrastructure, are defined by the City as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. The government reports infrastructure assets on a network and subsystem basis. Such assets are recorded at historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Additions, improvements and other capital outlays that significantly extend the useful life of an asset are capitalized. The cost of normal maintenance and repairs and street preservation activities that do not add to the value of the asset or materially extend asset lives are not capitalized. Assets are depreciated over their useful lives using the straight line depreciation method. Major outlays for capital assets and improvements are reported as Construction Work in Progress as projects are constructed. Interest, if material to the cost of the asset that is incurred during the construction phase of the capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Capital Assets and improvements are capitalized once the project is completed. There were no capitalized interest costs capitalized by the City during fiscal year 2013. Capitalization thresholds (the dollar value above which an asset acquisitions are added to the capital asset accounts and estimated useful lives of capital assets are as follows: Assets Threshold Useful Lives Land All Building & Structure $5,000 5 - 50 Other improvements $5,000 5 - 100 Machinery & Equipment & Vehicles $5,000 2 - 50 Infrastructure $5,000 5 - 50 6. Compensated absences The City accrues accumulated unpaid vacation and sick leave and associated employee related costs when earned (or estimated to be earned) by the employee. All vacation and sick pay is accrued when incurred in the government-wide, proprietary, and fiduciary fund financial statements. In governmental funds, such amounts are not accrued using the modified accrual basis of accounting but are reported as a liability in the government- wide financial statements. Sick leave may be accumulated up to a maximum of 960 hours for all employees except firefighters. Firefighter sick leave may be accumulated up to a maximum of 840 hours. Upon resignation, retirement or death sick leave is payable at a rate of 25% of accrued hours up to a maximum accrual base of 720 hours. Vacation leave may be accumulated up to a maximum of one and a half times the employee’s annual vacation accrual rate and is payable upon resignation, retirement or death. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 43 7. Long-term obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts, as well as issuance costs, when material, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Material bond issuance costs are reported as deferred charges and amortized over the term of the related debt. Currently there are no material amounts of bond premiums, discounts or unamortized issuance costs. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financial sources. Premiums received on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from actual debt proceeds received, are reported as professional service costs. 8. Deferred outflows/inflows of resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The city has only one type of item, which arises only under a modified accrual basis of accounting, which qualifies for reporting in the category. Accordingly, the item, unavailable revenue is reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues for 2013 as follows: a. Uncollected property taxes levied. b. Unbilled special assessments levied against benefited property for the cost of local improvements. An allowance for uncollectibles is not necessary since the assessments are liens against the property benefited. c. Rain checks and gift certificates issued by the golf course and certain headstones and liner sales by the cemetery which obligate the city to future services. 9. Fund balance and fund flow policies Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The government itself can establish limitations on the use of resources through either a commitment (committed fund balance) or an assignment (assigned fund balance). City of Pasco, Washington 2013 Comprehensive Annual Financial Report 44 The committed fund balance classification includes amounts that can be used only for specific purposes determine by formal action of the government’s highest level of decision-making authority. The city council is the highest level of decision making authority for the government that can, by adoption of an ordinance prior to the end of the fiscal year, commit fund balance. Once adopted, the limitation imposed by the ordinance remains in place until a similar action is taken (the adoption of another ordinance) to remove or revise the limitation. Amounts in the assigned fund balance classification are intended to be used by the government for specific purposes but do not meet the criteria to be classified as committed. The council may also assign fund balance as it does when appropriating fund balance to cover a gap between estimated revenue and appropriations in the subsequent year’s appropriated budget. Unlike commitments, assignments generally only exist temporarily. In other words, an additional action does not normally have to be taken for the removal of an assignment. Conversely, as discussed above, an additional action is essential to either remove or revise a commitment. The City has not adopted a specific flow of funds policy relating to the use of restricted and unrestricted resources when both are available. Therefore the statements are prepared using the default option provided in GASB 54 which provides that when both restricted and unrestricted resources are available, restricted resources are used first. In the fund financial statements, governmental funds report restrictions of fund balance as follows: Nonspendable fund balance - includes amounts that are not in spendable form such as inventory or are required to be maintained intact such as the principal of a permanent fund. Restricted fund balance - includes amounts that can be spent only for the specific purpose stipulated by external resource providers such as for grant providers, bondholders, higher levels of government, or through enabling legislation. Committed fund balance – includes amounts that can be used only for the specific purposes determined by a formal action of the city council. Commitments may be changed or lifted only by the City Council taking the same formal action that imposed the constraint originally. Assigned fund balance – includes amounts intended to be used by the government for specific purposes. Intent can be expressed by the governing body or by an official designated by the governing body to which the governing body designates authority. Unassigned fund balance - includes amounts that are available for any purpose. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 45 NOTE 2 – RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS A. Explanation of certain differences between the governmental funds balance sheet and the government-wide statement of net position. The governmental fund balance sheets includes a reconciliation between fund balance – total governmental funds and net position – governmental activities as reported in the government-wide statement of net position. One element of that reconciliation explains that “Long-term assets used in governmental activities are not financial resources and, therefore, are not reported in the funds”. The following shows the detail of these capital asset changes net of accumulated depreciation: Beginning balance of capital assets excluded from fund level: Joint venture $ 170,346 Land 12,453,988 Construction in process 7,258,035 Building 25,021,220 Other improvements 4,634,948 Equipment 1,818,233 Infrastructure 115,320,919 Current year spending in construction work in progress 7,257,934 Current year capital purchases 142,009 Current year capital donations received 28,891,372 Current year decrease in joint venture (56,128) Current year capital asset disposals (304,385) Current year depreciation (12,070,957) Net adjustment to add to government-wide fund balance to arrive at Net position-governmental activities $ 190,537,534 Another element of that reconciliation explains that “Long-term liabilities are not due and payable in the current period and are not reported in the funds.” The following show the detail of these liability changes: Beginning balance of long-term liabilities excluded from fund level: Compensated absences $ (1,927,105) OPEB obligation (1,695,149) Bonds and notes payable (5,474,068) Current year principal payments reducing debt 1,194,569 Current year OPEB and other expense recognized (256,786) Net adjustment to reduce government-wide fund balance to arrive at Net position-governmental activities $ (8,158,539) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 46 B. Explanation of certain differences between the governmental funds statement of revenues, expenditures, and changes in fund balances and the government-wide statement of activities The governmental funds’ statement of revenues, expenditures and changes in fund balances includes reconciliation between net changes in fund balances – total governmental funds and changes in net position of governmental activities as reported in the government-wide statement of activities. The first element of that reconciliation relates to capital activity as follows: NOTE 3 - STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. Budgetary information Scope of budget Annual revenue and appropriated expenditure budgets are adopted for the general, special revenue, proprietary and pension trust funds. Additionally, project basis budgets are adopted for capital projects. All annual appropriations lapse at the fiscal year end. For governmental funds, the only difference between the budgetary basis and generally accepted accounting principles (GAAP) is that proceeds from interfund loans are treated as budged revenue and repayment of interfund loans are treated as budgetary expenditures (except for loans that are issued one day and repaid the next). Budgetary accounts are integrated in fund ledgers for all budgeted funds. Budgets for debt service and capital project funds are adopted at the level of the individual debt issue or projects and for the fiscal periods that correspond to the lives of debt issues or projects and the annual expenditure piece is also included in the appropriate fund’s annual budget. Nation Council on Governmental Accounting (CNGA) Statement 1 does not require, and the financial statements do not present budgetary comparisons for proprietary fund types. Procedures for adopting the original budget The City's budget procedures are mandated by RCW 35A.33. The steps in the budget process are as follows: Capital outlays for: Land 28,457 Construction in Process 7,257,934 Machinery & Equipment 113,552 Contributed capital assets 28,891,372 Current year depreciation: Buildings (1,120,191) Other Improvements (593,864) Machinery & Equipment (288,514) Infrastruture (10,068,388) Net capital activity 24,220,358 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 47 • Prior to the first Tuesday in November, the City Manager submits a proposed budget to the Council. This budget is based on priorities established by the Council and estimates provided by departments during the preceding months, and balanced with revenue estimates made by the Financial Services Manager. • The Council conducts public hearings on the proposed budget in November and/or December. • The Council makes its adjustments to the proposed budget and adopts by ordinance a final balanced budget no later than December 31. • Within 30 days of adoption, the final budget is available to the public. Amending the budget The budget, as adopted, constitutes the legal authority for expenditures. The City’s budget is adopted at the fund level, so that expenditures may not legally exceed appropriations at that level of detail. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of a fund, or that affect the number of authorized employee positions, salary ranges, hours, or other conditions of employment must be approved by the City Council. When the City Council determines that it is in the best interest of the City to increase or decrease the appropriation for a particular fund, it may do so by ordinance approved by one more than the majority after holding one public hearing. The budget amounts shown in the financial statements are the final authorized amounts as revised during the year. The financial statements contain the original and final budget information. The original budget is the first complete appropriated budget. The final budget is the original budget adjusted by all reserves, transfers, allocations, supplemental appropriations, and other legally authorized changes applicable for the fiscal year. B. Deficit fund equity The LID Note fund, Community Development and Stadium/Conventions center funds showed deficit fund equity positions at December 31, 2013. This is expected and normal since the debt related to these funds is from an internal loan rather than an outside funding source. With internal financing the debt is carried within the fund and therefore results in a negative fund balance. Cash balances were positive for these funds at the end of the year. If the financing was external, then no fund deficit would exist. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 48 C. Budgetary compliance The Golf Course fund exceeded its appropriation of $1,768,000 by $53,165, the Senior Center fund exceeded by $6,753, the Multi-Modal fund exceeded by $287 and the Revolving Abatement fund by $13,130. NOTE 4 – DETAILED NOTES ON ALL FUNDS A. Deposits, investments and restricted assets As of December 31, 2013 the government had the following: Weighted Average Fair Value Maturities (Years) Local Government Investment Pool Total Invested Cash Equivalents $31,054,966 N/A Investments in Federal Agencies 1,485,390 12.3 Investment in Mutual Funds 4,115,003 N/A Investment in Certificate of Deposits 3,000,000 0.13 Investment in Notes 66,590 7.38 Total fair value $39,721,949 Portfolio weighted average maturity 2.50 Interest rate risk. Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an investment. In accordance with its investment policy, the City manages its exposure to declines in fair value by limiting the maturity of investments. Investments over one year require the City Manager’s approval. In addition, to achieve its financial objective of maintaining liquidity to meet all operating requirements, the City typically selects investments that have shorter average maturities. The city’s investment policy does not specifically address interest rate risk. Credit risk. Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. The city investment policy allows the following types of investments in accordance with state law: demand or investment deposits in qualified public depositories located within the state; United States’ government bonds, notes bills; certificates of deposits from financial institutions that participate in Washington State’s Public Deposit Protection Commission’s list of “Qualified Public Depositories”; bankers acceptances, repurchase agreements and the Washington State Treasurer’s Office Local Government Investment Pool (LGIP). The investment policy for “credit risk” does not extend beyond the types of authorized investments and the concentration of credit risk described below. As of December 31, 2013 the City’s investments in agency securities were all rated AAA. The LGIP is not registered with the SEC and the fair value of the city’s position in the pool is the same as the value of the pool shares. The LGIP is regulated by the state of Washington’s state finance committee. Credit risk is limited as most investments are either obligations of the U.S. Government, government sponsored enterprises, insured demand deposit accounts or certificates of deposit. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 49 Concentration of credit risk. Concentration of credit risk is the risk of loss attributed to the magnitude of a government’s investment in a single issuer. It is the policy of the city to diversify its investment portfolio to eliminate the risk of loss resulting from overconcentration of assets in a specific class of securities. With the Exception of U.S. Treasury securities and the State Treasurer’s Local Government Investment Pool (LGIP) no more than twenty percent of the city’s total investment portfolio should be invested in a single security type and not more than twenty percent should be invested with a single financial institution. Concentration of credit risk as a percentage of total investments: Custodial credit risk – deposits. This is the risk that in the event of a bank failure, the governments’ deposits may not be returned. The city’s policy states that the maximum amount to be placed with any one depositary shall not exceed the net worth of the institution (at the time of investment) as determined by the State of Washington Public Deposit Protection Commission (PDPC). According to the PDPC Act implemented August 11, 1969 financial institutions holding public funds have requirements to collateralize those funds. The maximum liability of a public depository is equal to ten percent of all public deposits held by that depositary at the time of the most recent Commission report date or the average of the balances of public deposits on the four most recent Commission report dates, whichever is greater. This amount, which is subject to audit, represents the maximum amount the Commission can assess each depository in the event of a loss due to default of a participating depositary. The city had $13,842,988 on deposit with US Bank on December 31, 2013. The FDIC insures those deposits up to $250,000. US Bank is required to collateralize 10% of the remaining funds which is $1,359,298. The temporary custodial credit risk for uncollateralized deposits at US Bank was $12,233,690 at December 31, 2013. Custodial credit risk – investments. For an investment, this is the risk that, in the event of the failure of the counterparty, the government will be able to recover the value of its investments or other collateral securities that are in the possession of an outside party. The city limits its custodial credit risk by holding investments that are insured and are registered or held by the city’s agent in the city’s name. Certificates of deposits are entirely covered by federal depository insurance (FDIC and FSLIC) or by collateral held in a multiple financial institution collateral pool administered by the Washington Public Deposit Protection Commission (PDPC). Issuer % of Total Fair Value Federal Farm Credit Bank 3%1,000,000 Small Business Admin 1%485,390 US Bank 8%3,000,000 Local Gov't Invest Pool 78%31,054,966 City of Pasco LID 0%66,590 American Funds 10%4,115,002 100%39,721,948 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 50 Restricted assets. The corpus of permanent funds is included in restricted assets. The Water/Sewer utility issued bond proceeds in the prior year for construction projects which were not fully expended by the end of the current year. The remaining funds are restricted for construction purposes. Certain resources set aside for the repayment of revenue bonds are classified as restricted assets on the balance sheet because they are maintained in a separate account and their use is limited by applicable bond covenants. The “bond debt service” account is used by the Water/Sewer fund to report resources set aside to subsidize potential deficiencies from the Water/Sewer operations that could adversely affect debt service payments. The Water/Sewer fund has constructed projects and assessed special assessments to recover certain portions of the construction costs. Those assessments receivable are pledged to pay for the related special assessment debt and are therefore restricted to that purpose. Cash provided from customers as deposits are also restricted. Restricted assets are composed of the following: Temporary Permanent Restrictions Restrictions City View Cemetery Endowment $434,308 Water/Sewer Debt Reserve account $3,188,801 Water/Sewer Debt Service account 2,986,516 Water/Sewer Bond Proceeds 5,614,545 Water/Sewer Customer Deposits 561,096 Claims incurred but not reported (IBNR) 549,430 Bi-centennial contribution 6,264 Standstill Tax Refund Agreement 162,232 Governmental Funds Customer Deposits 208,041 Drug Forfeit and Evidence 60,133 Water/Sewer Special Assess Receivable 397,549 Governmental Special Assess Receivable 801,175 B. Receivables Taxes receivable. Taxes receivable consist of several types of taxes: property taxes, sales taxes and business & occupation taxes, excise taxes, gambling and admission taxes. Property taxes. The county treasurer acts as an agent to collect property taxes levied in the county for all taxing authorities. Collections are distributed by the 10th day of the following month. Property Tax Calendar January 1 Taxes are levied and become an enforceable lien against properties. February 14 Tax bills are mailed City of Pasco, Washington 2013 Comprehensive Annual Financial Report 51 April 30 First of two equal installment payments is due. May 31 Assessed value of property established for next year’s levy at 100% of market value. October 31 Second installment is due. Property taxes are recorded as a receivable when levied, offset by deferred revenue. During the year property tax revenues are recognized when cash is collected and deferred property tax revenue is reduced. Prior year tax levies were recorded using the same principal. The reported balances include tax payments from the county received through December 31, 2013. Tax receipts received by the county in December but remitted to the City in January are not material and are included as part of the tax receivable amount reported. Delinquent taxes totaled $353,130 and since these funds are not available revenue recognition is deferred. Subsequent collections of delinquent amounts will be recorded in revenue in the period actually received. The City may levy up to $3.60 per $1,000 of assessed valuation for general governmental services subject to two limitations: a. Except as otherwise provided for, the levy for taxing districts in any year shall be set so that the regular property taxes payable in the following year shall not exceed the limit factor of 101% multiplied by the amount of regular property taxes lawfully levied for such district in the highest of the three most recent years in which such taxes were levied for such district plus an additional dollar amount calculated by multiplying the increase in assessed value in that district resulting from new construction, improvements to property, and any increase in the assessed value of state-assessed property by the regular property tax levy rate of that district for the preceding year. b. The Washington State Constitution limits the total regular property taxes to one percent of assessed valuation or $10 per $1,000 of value. If the taxes of all districts exceed this amount, each is proportionately reduced until the total is at or below the one percent limit. Effective November 29, 2007 Washington State House Bill (HB) 2416 reinstated the one percent property tax limit factor adopted by voters under Initiative No. 747 following the invalidation of that initiative by the courts. The provisions of HB 2416 are retroactive to and prospective from taxes levied for collection in 2002. The retroactivity extinguishes the additional levying capacity resulting from the November 2007 court ruling but let’s stand any banked capacity accumulated prior to the court ruling and the authority to continue to bank future unused capacity. In November 2012, the City approved an ordinance establishing the operating levy for 2013 of $6,492,514 based on an assessed valuation of $3,300,169,365 and an estimated rate of $1.966733 per $1,000 of assessed value. In November 2013, the City approved an ordinance establishing the operating levy for 2014 of $6,927,439 based on an assessed valuation of $3,541,628,830 and an estimated rate of $1.956004 per $1,000 of assessed value. Additionally, the city levied an additional amount to cover bond payments for the 1999 UTGO bond for the Library Remodel ($58,746) and the 1999 UTGO bond for the Fire Station ($74,404). City of Pasco, Washington 2013 Comprehensive Annual Financial Report 52 Sales and excise taxes. The state is the collection agent for sales and real estate excise taxes in the State of Washington. The vendor has until approximately the end of the following month to remit sales tax to the state for taxable sales. The state then has approximately another month to remit the city’s portion of the tax to the city. The city’s basic sales tax rate is one-half of one percent. Utility occupation taxes. The city assessed a gross revenue tax and use on certain utilities within the city. The rate is for these taxes are eight and one-half percent. Other receivables. As of December 31, 2013 the city’s individual major funds contain no allowance for uncollectible accounts and nonmajor funds receivable balances include the applicable allowance for uncollectible accounts (which relates to ambulance services) of $189,523. Special assessments and unavailable revenue. Governmental funds report unavailable revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received but not yet earned. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows: Unavailable Revenue – Property Taxes $ 353,130 Unavailable Revenue – Special Assess/Loans 801,175 Unavailable Revenue – Municipal Court 1,036,487 Unavailable Revenue – Other 65,256 Total $2,256,048 Loans receivable. Loans receivables consist of amounts owed on an open account from private individuals or organizations for goods and services rendered. Since the City is unable by law to grant credit to any entity, all loans receivable are related to grant monies received from other agencies which have authorized the loan as part of the grant process. Repayments of these loans are used to establish revolving loan funds for loans that match the original grant purpose. The long term portion of those loans receivable are included in reserved fund balance as the assets are not available to liquidate liabilities in the current period. C. Capital Assets Capital asset activity for the year ended December 31, 2013 was as follows: City of Pasco, Washington 2013 Comprehensive Annual Financial Report 53 ` Governmental Activities:Beginning Balance 01/01/13 Current Period Increases Current Period Decreases Ending Balance 12/31/13 Capital assets, not being depreciated Land 12,453,988 292,730 36,833 12,709,885 Construction in process 7,693,195 7,944,721 4,309,512 11,328,404 Total capital assets, not being depreciated 20,147,183 8,237,451 4,346,345 24,038,289 Capital assets, being depreciated: Building & structure 38,200,730 11,670 267,552 37,944,848 Other improvements 9,240,869 9,240,869 Machinery and equipment 9,890,142 2,379,556 670,887 11,598,811 Infrastructure 166,642,530 30,978,690 197,621,220 Total capital assets being depreciated 223,974,271 33,369,916 938,439 256,405,748 Less accumulated depreciation: Building & structure 13,179,510 1,120,192 14,299,702 Other improvements 4,605,922 593,863 5,199,785 Machinery and equipment 5,957,943 830,201 508,925 6,279,219 Infrastructure 51,321,610 10,068,390 61,390,000 Total accumulated depreciation 75,064,985 12,612,646 508,925 87,168,706 Total capital assets, being depreciated, net 148,909,286 20,757,270 429,514 169,237,042 Governmental activities capital assets net 169,056,469$ 28,994,721$ 4,775,859$ 193,275,331$ Business Type Activities:Beginning Balance 01/01/13 Current Period Increases Current Period Decreases Ending Balance 12/31/13 Capital assets, not being depreciated Land 2,494,425$ 26,500$ 2,520,925$ Construction in process 15,512,175 8,035,515 16,102,627 7,445,063 Total capital assets, not being depreciated 18,006,600 8,062,015 16,102,627 9,965,988 Capital assets, being depreciated: Building & structure 64,382,892 8,136,699 72,519,591 Machinery and equipment 4,090,948 6,662,062 109,311 10,643,699 Infrastructure 144,296,602 2,802,065 147,098,667 Total capital assets being depreciated 212,770,442 17,600,826 109,311 230,261,957 Less accumulated depreciation: Building & structure 32,618,137 2,466,774 35,084,911 Machinery and equipment 1,894,119 363,069 109,311 2,147,877 Infrastructure 29,728,444 2,914,116 32,642,560 Total accumulated depreciation 64,240,700 5,743,959 109,311 69,875,348 Total capital assets, being depreciated, net 148,529,742 11,856,867 160,386,609 Business activities capital assets net 166,536,342$ 19,918,882$ 16,102,627$ 170,352,597$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 54 Depreciation expense by function: Construction commitments The City of Pasco has active construction projects as of December 31, 2013. The projects include street construction and various utility constructions. At year end, the city’s commitments with contractors are as follows: D. Interfund loans receivable, payable and transfers Interfund loans The composition of interfund loan balances as of December 31, 2013 is as follows: Governmental activities: General government 363,701$ Public Safety 413,715 Transportation 10,367,213 Economic environment 195,324 Culture & recreation 1,272,693 Total depreciation expense - governmental activities 12,612,646$ Business-type activities: Water 1,834,206$ Sewer 2,971,371 Process water reuse facility 233,202 Stormwater 253,102 Irrigation 452,078 Total depreciation expense- business-type activities:5,743,959$ PROJECT SPENT REMAINING CATEGORY COMMITMENT TO DATE COMMITMENTS STREET 8,299,027 6,920,907 1,378,120 GENERAL 5,263,084 3,271,163 1,991,921 PARKS 117,534 - 117,534 WATER 2,994,048 2,811,032 183,016 SEWER 3,927,187 3,627,395 299,792 PWRF 3,393,523 2,945,792 447,731 STORMWATER 1,158 525 633 IRRIGATION 2,112,288 1,620,802 491,486 TOTAL 26,107,849$ 21,197,616$ 4,910,233$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 55 Interfund transfers Transfers between funds during the year ended December 31, 2013 are as follows: Transfers are used to 1) move unrestricted general fund revenues to finance various programs that the government must account for in other funds in accordance with budgetary authorizations, including amounts provided as subsidies or matching funds for various grant programs; 2) move investment earnings or operating subsidies from one fund to its designated, authorized purpose carried out by another fund; 3) move resources designated for construction to and from construction funds as projects are created and/or completed. There were one time transfers for the purpose of construction between several special revenue funds, the general fund and the construction funds. There were on-going transfers to move grant support from the Community Development Block Grant fund to the general fund for qualified grant activities; from earnings in the cemetery endowment fund to pay the general fund for Interfund Loan Loan Original Loan Outstanding Loan Interfund Loan Due in More Receivable Purpose Amount Amount Payable Than 1 Year General Fund Temporary cash flow 285,000 285,000 Nonmajor Special Revenue - General Fund Interim construct finance 242,702 242,702 Nonmajor Debt Service - General Fund Interim construct finance 265,311 265,311 Nonmajor Debt Service - General Fund PWRF asset purchase 700,000 472,404 Nonmajor Special Revenue 239,118 Nonmajor Special Revenue Parkng Lot Resurface 689,000 582,482 Nonmajor Special Revenue 472,769 Internal Service Fund Permanent LID Financing 438,905 189,394 Nonmajor Debt Service 145,504 2,620,918 2,037,293 857,391 General Nonmajor Special Nonmajor Debt Utility Total General 138,000$ 138,000$ Nonmajor Special Revenue 2,191,709 220,812 2,412,521 Major Construction 3,204,874 1,049,552 129,074 94,913 4,478,413 Utility 450,000 450,000 Internal Service 212,000 158,000 370,000 Total 5,608,583$ 1,858,364$ 129,074$ 252,913$ 7,848,934$ TRANSFER FROM T R A N S F E R T O City of Pasco, Washington 2013 Comprehensive Annual Financial Report 56 maintenance activities; from earnings and fund balance of the Boulevard Maintenance fund to the general fund to pay for boulevard maintenance activities and from the general fund to the ambulance fund. E. Leases Operating leases. The city leases its front-line police vehicles. Leases are generally for a three year period. Generally, at the end of the three year period the lease ends and the city returns the vehicles. New vehicles and leases are then acquired. The following represents the future minimum lease payments: F. Long-term Debt Changes in long-term liabilities. For the governmental activities, compensated balances are generally liquidated by the General and Streets funds while worker’s compensation claims are liquidated by the Medical/Dental internal services fund. The net pension obligation is generally liquidated by the Fire Pension Trust Fund and the net OPEB obligation is also generally liquidated by the general fund. Long-term liability activity for the year ended December 31, 2013 was as follows: Year Ending December 31 Amount 2014 4,631 2015 14,284 2016 8,478 2017 9,910 2018 1,258 Total $38,561 Changes in Long-Term Liabilities Beginning Ending Due Within Balance Additions Reductions Balance One Year GOVERNMENTAL ACTIVITIES General obligation bonds 4,710,000$ -$ (875,000)$ 3,835,000$ 520,000$ Special Assessment Bond 320,000 - (160,000) 160,000 - External Loans & Notes 444,068 - (159,569) 284,499 144,967 Compensated absences 1,927,105 1,499,078 (1,528,728) 1,897,455 1,509,677 Net OPEB obligation 1,695,149 800,733 (514,297) 1,981,585 Governmental activity long-term liabilities 9,096,322$ 2,299,811$ (3,237,594)$ 8,158,539$ 2,174,644$ BUSINESS ACTIVITIES Revenue bonds 24,260,000 9,755,000 (3,660,000) 30,355,000 1,905,000 External Loans & Notes 11,955,592 - (1,621,721) 10,333,871 1,669,767 Compensated absences 445,322 442,132 (384,290) 503,164 368,961 Business activity long-term liabilities 36,660,914$ 10,197,132$ (5,666,011)$ 41,192,035$ 3,943,728$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 57 Long-term debt. The city issues general obligation bonds to finance capital improvements such as bridges, streets, municipal buildings and enterprise facilities such as water and sewer utilities. Bonded indebtedness has also been entered into (currently and in prior years) to advance refund several general obligation and revenue bonds. The City is also liable for notes that were entered into for the purchase of the TRAC Facility, Animal Control facilities and police equipment. These notes are considered obligations of the general government and are being repaid with general governmental resources. Proprietary fund revenues are used to repay revenue and refunding bonds as well as certain loans. The bond issues are not subject to arbitrage but the investments held in reserves (and the Guarantee Fund for LID 135 and 145) are subject to rebate and yield restrictions. GENERAL OBLIGATION BONDS MATURITY INTEREST ORIGINAL INSTALLMENT PURPOSE RANGE RATE RANGE AMOUNT 2013 AMOUNT 1999 LTGO Library and Fire Station 2011-2019 5.25% - 5.60%1,700,000$ 100,000$ 2002 Civic Center 2011-2013 4.00% - 4.00%3,155,000 365,000 2011 LTGO Refund 2001 LTGO 2011-2020 2.00% - 4.00%4,110,000 410,000 YEAR ENDING DECEMBER 31 PRINCIPAL INTEREST PRINCIPAL INTEREST 2014 520,000 149,600 2015 530,000 131,600 2016 545,000 113,250 2017 560,000 94,400 2018 575,000 70,400 2018-2022 1,105,000 66,200 2023-2028 - - TOTAL 3,835,000$ 625,450$ -$ -$ - - SPECIAL ASSESSMENT BONDS MATURITY INTEREST ORIGINAL INSTALLMENT PURPOSE RANGE RATE RANGE AMOUNT 2013 AMOUNT LID 145 A Street Improvments 2012-2020 2.25% - 5.00% 785,129$ 160,000$ YEAR ENDING DECEMBER 31 PRINCIPAL INTEREST PRINCIPAL INTEREST 2014 -$ 7,800$ 2015 -$ 7,800$ 2016 -$ 7,800$ 2017 -$ 7,800$ 2018 -$ 7,800$ 2018-2022 160,000 11,800 2023-2027 - - TOTAL 160,000$ 50,800$ -$ -$ GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES City of Pasco, Washington 2013 Comprehensive Annual Financial Report 58 NOTE 5 - OTHER INFORMATION A. Risk Management The City of Pasco maintains insurance against most normal hazards except for unemployment and automobile collision, where it has elected to become self-insured. REVENUE BONDS MATURITY INTEREST ORIGINAL INSTALLMENT PURPOSE RANGE RATE RANGE AMOUNT 2013 AMOUNT 2002 Water/Sewer 2011- 2022 3.50%-4.70%5,945,000 1,910,000 2005 Water/Sewer 2011- 2025 4.00%-4.25%4,400,000 190,000 2007 Water/Sewer ULID 2011- 2022 4.25%-4.75%845,000 50,000 2009 Water/Sewer 2011- 2029 3.00%-4.75%10,045,000 410,000 2010 A Ref 1998B Plus New 2011- 2029 3.00%-4.370%9,070,000 955,000 2010 T Ref 1998A 2018 4.62%1,240,000 145,000 2013 A Sewer 2014-2028 3.00%-4.00%2,520,000 - 2010 T Process Water Reuse Facility 2015-2028 0.69%-4.89%7,235,000 - YEAR ENDING DECEMBER 31 PRINCIPAL INTEREST PRINCIPAL INTEREST 2014 1,905,000$ 1,033,503$ 2015 1,640,000 1,072,589 2016 1,640,000 1,023,661 2017 1,730,000 970,746 2018 1,780,000 910,663 2018-2022 10,725,000 3,576,870 2023-2027 9,805,000 1,502,629 2028-2032 1,130,000 27,425 2033-2039 - - TOTAL -$ -$ 30,355,000$ 10,118,086$ EXTERNAL LOANS INTEREST ORIGINAL INSTALLMENT PURPOSE MATURITY RATE AMOUNT 2013 AMOUNT 2002 Animal Control Facililty Land 12/1/2016 6.24%275,500$ 18,701$ 2009 Police Vehicle Computers 6/1/2013 3.47%194,051 26,475$ 2006 Port Airport Fire Building 7/12/2016 4.00%120,000 12,870 1998 TRAC Loan 12/1/2014 4.505-5.50%1,197,931 93,103 LID 146 Special Assessment Note 2013-2021 4.10%89,351 8,424 Waste Water Polution Control Facilities PWTF 95-025 6/30/2015 1.00%812,700 43,011 West Pasco Water System PWTF 95-026 6/30/2015 1.00%2,687,300 107,375 Riverview Trunk/SE Sewer 6/30/2020 1.00%1,890,000 111,140 Sewer Treatment Plant Phase 1&2 SRF Loan 10/13/2015 1.00%23,700,000 1,360,217 YEAR ENDING DECEMBER 31 PRINCIPAL INTEREST PRINCIPAL INTEREST 2014 144,967$ 13,610$ 1,669,767$ 322,502$ 2015 51,893$ 6,252$ 1,719,487 270,166.00 2016 47,110$ 3,535$ 1,620,576 216,076 2017 9,411$ 1,662$ 1,673,869 161,673 2018 9,795$ 1,277$ 1,729,043 105,387 2018-2022 21,323$ 1,351$ 1,921,129 49,432 2021-2025 - - 2026-2030 - TOTAL 284,499$ 27,687$ 10,333,871$ 1,125,236$ GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES City of Pasco, Washington 2013 Comprehensive Annual Financial Report 59 For unemployment claims, the City is on a 100% reimbursable program with the State where the City pays all unemployment claims charged against it. The City of Pasco is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self-insurance regulation) and Chapter 39.3 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self -insuring, and/or jointly contracting for risk management services. WCIA has a total of over 162 members. New members initially contract for a three-year term, and thereafter automatically renew on an annual basis. A one-year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis. Effective January 2011 City of Pasco coverage changed to a $100,000 per incident deductible from a no deductible policy. Coverage includes general, automobile, police professional, public officials’ errors and omissions, stop gap, and employee benefits liability. WCIA limits are $4 million per occurrence in the self-insured layer, and $16 million per occurrence in the re-insured layer. The excess layer is insured by the purchase of reinsurance and is subject to aggregate sub- limits in the excess layers. Total limits are $20 million per occurrence subject to aggregate sublimits in the excess layers. The Board of Directors determines the limits and terms of coverage annually. Insurance coverage for property, automobile physical damage, fidelity bonds, inland marine, and boiler and machinery are purchased on a group basis. Various deductibles apply by type of coverage. Property insurance and auto physical damage are self-funded from the member’s deductible to $750,000, for all perils other than flood and earthquake, and insured above that amount by the purchase of reinsurance. (City does not participate in these programs; all is purchased through commercial broker as identified on this page). In-house services include risk management consultation, loss control field services, claims and litigation administration, and loss analyses. WCIA contracts for the claims investigation consultants for personnel issues and land use problems, insurance brokerage and lobbyist services. WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, and administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA’s assets in financial instruments which comply with all State guidelines. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 60 A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day-to-day operations of WCIA. Property, Inland Marina, boiler, machinery and employee fidelity insurance is purchased through commercial insurance brokers. The City is self-insured for medical and dental coverage for its employees. A third party administrator, Benefits Management, Inc. processes all claims for reimbursement. The third party administrator provides utilization management services and requires pre-authorization for all non-emergency hospital confinements. It is the City's policy to maintain at least three months of average monthly claims in cash reserves. To limit the exposure for large claims, the City purchases individual stop-loss coverage from a commercial insurance carrier that limits the City's exposure for claim losses to $80,000 per individual. The amount of medical/dental claims in excess of commercial insurance for the last three years are: 2011 2012 2013 $3,748,763 $3,905,030 $4,197,557 B. Related organization Pasco Public Facility District Pursuant to RCW 35.57 (the “City PFD Act”) the Pasco Public Facilities District was formed and created by Ordinance No. 3558 on July 15, 2002, coextensive with the boundaries of the City, with the powers and authority set forth in the City PFD Act. The District is established for the purpose of acquiring, constructing, owning, remodeling, maintaining, equipping, re- equipping, repairing, financing, operating one or more Regional Centers, as defined by the RCW 35.57.020 and/or participating with any other qualified public facilities district in a cooperative and joint development of a Regional Center in the Tri-Cities area by interlocal agreement. The members of the board of directors of the District (the “PFD Board”) shall be selected and appointed by the Council, as required by the RCW. The PFD Board consisted of five members. Three of the members will be appointed based on recommendations from local organizations. The members will serve four-year terms. Of the initial members, one will be appointed for a one year term, one for a two year term, one for a three year term, and the remainder for four year terms. The Council may, by resolution, remove a member for any reason. Vacancies will be filled by appointment by the Council. All corporate powers of the District will be exercised by or under the authority of the PFD Board; and the business, property and affairs of the District shall be managed under the direction of the PFD Board, except as may be otherwise provided for by law herein, or in the Charter. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 61 Trade, Recreation, Agricultural Center In 1994 the City entered into an agreement with Franklin County for the Trade, Recreation, and Agricultural Center (TRAC). The City shares with Franklin County the expenses to operate and cover debt service. Franklin County handles all operating decisions and financial reporting for TRAC. Complete financial statements for TRAC may be obtained at Franklin County, 1016 N. 4th Avenue, Pasco, Washington. For calendar year 2013, the City of Pasco paid Franklin County $117,969 in operating expenses and $102,435 in debt service expenses. The City’s obligation for debt service is included in the debt service schedule in Note 4. F. C. Employee retirement systems and pension plans Substantially all (city/county/district) full-time and qualifying part-time employees participate in one of the following statewide retirement systems administered by the Washington State Department of Retirement Systems, under cost-sharing multiple-employer public employee defined benefit retirement plans. The Department of Retirement Systems (DRS), a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems, Communications Unit, P.O. Box 48380, Olympia, WA 98504-8380; or it may be downloaded from the DRS website at www.drs.wa.gov. The following disclosures are made pursuant to GASB Statements 27, Accounting for Pensions by State and Local Government Employers and 50, Pension Disclosures, an Amendment of GASB Statements 25 and 27 Public Employees’ Retirement System (PERS) Plans 1, 2, and 3 Plan Description The Legislature established PERS in 1947. Membership in the system includes: elected officials; state employees; employees of the Supreme, Appeals, and Superior courts; employees of legislative committees; employees of district and municipal courts; and employees of local governments. Membership also includes higher education employees not participating in higher education retirement programs. Approximately 49 percent of PERS salaries are accounted for by state employment. PERS retirement benefit provisions are established in Chapters 41.34 and 41.40 RCW and may be amended only by the State Legislature. PERS is a cost-sharing multiple-employer retirement system comprised of three separate plans for membership purposes: Plans 1 and 2 are defined benefit plans and Plan 3 is a defined benefit plan with a defined contribution component. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 62 PERS members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 and by either, February 28, 2002 for state and higher education employees, or August 31, 2002 for local government employees, are Plan 2 members unless they exercised an option to transfer their membership to Plan 3. PERS members joining the system on or after March 1, 2002 for state and higher education employees, or September 1, 2002 for local government employees have the irrevocable option of choosing membership in either PERS Plan 2 or Plan 3. The option must be exercised within 90 days of employment. Employees who fail to choose within 90 days default to Plan 3. PERS is comprised of and reported as three separate plans for accounting purposes: Plan 1, Plan 2/3, and Plan 3. Plan 1 accounts for the defined benefits of Plan 1 members. Plan 2/3 accounts for the defined benefits of Plan 2 members, and the defined benefit portion of benefits for Plan 3 members. Plan 3 accounts for the defined contribution portion of benefits for Plan 3 members. Although members can only be a member of either Plan 2 or Plan 3, the defined benefit portions of Plan 2 and Plan 3 are accounted for in the same pension trust fund. All assets of this Plan 2/3 may legally be used to pay the defined benefits of any of the Plan 2 or Plan 3 members or beneficiaries, as defined by the terms of the plan. Therefore, Plan 2/3 is considered to be a single plan for accounting purposes. PERS Plan 1 and Plan 2 retirement benefits are financed from a combination of investment earnings and employer and employee contributions. Employee contributions to the PERS Plan 1 and Plan 2 defined benefit plans accrue interest at a rate specified by the Director of DRS. During DRS’ Fiscal Year 2013, the rate was five and one-half percent compounded quarterly. Members in PERS Plan 1 and Plan 2 can elect to withdraw total employee contributions and interest thereon, in lieu of any retirement benefit, upon separation from PERS-covered employment. PERS Plan 1 members are vested after the completion of five years of eligible service. PERS Plan 1 members are eligible for retirement from active status at any age with at least 30 years of service, at age 55 with 25 years of service, or at age 60 with at least 5 years of service. Plan 1 members retiring from inactive status prior to the age of 65 may receive actuarially reduced benefits. The monthly benefit is 2 percent of the average final compensation (AFC) per year of service, but the benefit may not exceed 60 percent of the AFC. The AFC is the monthly average of the 24 consecutive highest-paid service credit months. PERS Plan 1 retirement benefits are actuarially reduced to reflect the choice, if made, of a survivor option. Plan 1 members may elect to receive an optional COLA that provides an automatic annual adjustment based on the Consumer Price Index. The adjustment is capped at 3 percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 1 provides duty and non-duty disability benefits. Duty disability retirement benefits for disablement prior to the age of 60 consist of a temporary life annuity. The benefit amount is City of Pasco, Washington 2013 Comprehensive Annual Financial Report 63 $350 a month, or two-thirds of the monthly AFC, whichever is less. The benefit is reduced by any workers’ compensation benefit and is payable as long as the member remains disabled or until the member attains the age of 60, at which time the benefit is converted to the member’s service retirement amount. A member with five years of covered employment is eligible for non-duty disability retirement. Prior to the age of 55, the benefit amount is 2 percent of the AFC for each year of service reduced by 2 percent for each year that the member’s age is less than 55. The total benefit is limited to 60 percent of the AFC and is actuarially reduced to reflect the choice of a survivor option. Plan 1 members may elect to receive an optional COLA amount (based on the Consumer Price Index), capped at 3 percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members are eligible for normal retirement at the age of 65 with five years of service. The monthly benefit is 2 percent of the AFC per year of service. The AFC is the monthly average of the 60 consecutive highest-paid service months. There is no cap on years of service credit; and a cost-of-living allowance is granted (based on the Consumer Price Index), capped at 3 percent annually. PERS Plan 2 members who have at least 20 years of service credit, and are 55 years of age or older, are eligible for early retirement with a reduced benefit. The benefit is reduced by an early retirement factor (ERF) that varies according to age, for each year before age 65. PERS Plan 2 members who have 30 or more years of service credit and are at least 55 years old can retire under one of two provisions, if hired prior to May 1, 2013: • With a benefit that is reduced by 3 percent for each year before age 65; or • With a benefit that has a smaller (or no) reduction (depending on age) that imposes stricter return-to-work rules. PERS Plan 2 members hired on or after May 1, 2013 have the option to retire early by accepting a reduction of 5 percent for each year of retirement before age 65. This option is available only to those who are age 55 or older and have at least 30 years of service. PERS Plan 2 retirement benefits are actuarially reduced to reflect the choice, if made, of a survivor option. PERS Plan 3 has a dual benefit structure. Employer contributions finance a defined benefit component and member contributions finance a defined contribution component. As established by Chapter 41.34 RCW, employee contribution rates to the defined contribution component range from 5 percent to 15 percent of salaries, based on member choice. Members who do not choose a contribution rate default to a 5 percent rate. There are currently no requirements for employer contributions to the defined contribution component of PERS Plan 3. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 64 PERS Plan 3 defined contribution retirement benefits are dependent upon the results of investment activities. Members may elect to self-direct the investment of their contributions. Any expenses incurred in conjunction with self-directed investments are paid by members. Absent a member’s self-direction, PERS Plan 3 contributions are invested in the Retirement Strategy Fund that assumes the member will retire at age 65. For DRS’ Fiscal Year 2013, PERS Plan 3 employee contributions were $99.0 million, and plan refunds paid out were $69.4 million. The defined benefit portion of PERS Plan 3 provides members a monthly benefit that is 1 percent of the AFC per year of service. The AFC is the monthly average of the 60 consecutive highest- paid service months. There is no cap on years of service credit, and Plan 3 provides the same cost-of-living allowance as Plan 2. Effective June 7, 2006, PERS Plan 3 members are vested in the defined benefit portion of their plan after ten years of service; or after five years of service, if twelve months of that service are earned after age 44; or after five service credit years earned in PERS Plan 2 by June 1, 2003. Plan 3 members are immediately vested in the defined contribution portion of their plan. Vested Plan 3 members are eligible for normal retirement at age 65, or they may retire early with the following conditions and benefits: • If they have at least ten service credit years and are 55 years old, the benefit is reduced by an ERF that varies with age, for each year before age 65. • If they have 30 service credit years and are at least 55 years old, and were hired before May 1, 2013, they have the choice of a benefit that is reduced by 3 percent for each year before age 65; or a benefit with a smaller (or no) reduction factor (depending on age) that imposes stricter return-to-work rules. • If they have 30 service credit years, are at least 55 years old, and were hired after May 1, 2013, they have the option to retire early by accepting a reduction of 5 percent for each year before age 65. PERS Plan 3 benefits are actuarially reduced to reflect the choice, if made, of a survivor option. PERS Plan 2 and Plan 3 provide disability benefits. There is no minimum amount of service credit required for eligibility. The Plan 2 monthly benefit amount is 2 percent of the AFC per year of service. For Plan 3, the monthly benefit amount is 1 percent of the AFC per year of service. These disability benefit amounts are actuarially reduced for each year that the member’s age is less than 65, and to reflect the choice of a survivor option. There is no cap on years of service credit, and a cost-of-living allowance is granted (based on the Consumer Price Index) capped at 3 percent annually. PERS members meeting specific eligibility requirements have options available to enhance their retirement benefits. Some of these options are available to their survivors. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 65 A one-time duty-related death benefit is provided to the beneficiary or the estate of a PERS member who dies as a result of injuries sustained in the course of employment, or if the death resulted from an occupational disease or infection that arose naturally and proximately out of the member’s covered employment, if found eligible by the Department of Labor and Industries. From January 1, 2007 through December 31, 2007, judicial members of PERS were given the choice to elect participation in the Judicial Benefit Multiplier (JBM) Program enacted in 2006. Justices and judges in PERS Plan 1 and Plan 2 were able to make an irrevocable election to pay increased contributions that would fund a retirement benefit with a 3.5 percent multiplier. The benefit would be capped at 75 percent of AFC. Judges in PERS Plan 3 could elect a 1.6 percent of pay per year of service benefit, capped at 37.5 percent of AFC. Newly elected or appointed justices and judges who chose to become PERS members on or after January 1, 2007, or who had not previously opted into PERS membership, were required to participate in the JBM Program. There are 1,176 participating employers in PERS. Membership in PERS consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2012: Retirees and Beneficiaries Receiving Benefits 82,242 Terminated Plan Members Entitled to But Not Yet Receiving Benefits 30,515 Active Plan Members Vested 106,317 Active Plan Members Nonvested 44,273 Total 263,347 Funding Policy Each biennium, the state Pension Funding Council adopts PERS Plan 1 employer contribution rates, PERS Plan 2 employer and employee contribution rates, and PERS Plan 3 employer contribution rates. Employee contribution rates for Plan 1 are established by statute at 6 percent for state agencies and local government unit employees, and at 7.5 percent for state government elected officials. The employer and employee contribution rates for Plan 2 and the employer contribution rate for Plan 3 are developed by the Office of the State Actuary to fully fund Plan 2 and the defined benefit portion of Plan 3. Under PERS Plan 3, employer contributions finance the defined benefit portion of the plan and member contributions finance the defined contribution portion. The Plan 3 employee contribution rates range from 5 percent to 15 percent. As a result of the implementation of the Judicial Benefit Multiplier Program in January 2007, a second tier of employer and employee rates was developed to fund, along with investment earnings, the increased retirement benefits of those justices and judges that participate in the program The methods used to determine the contribution requirements are established under state statute in accordance with Chapters 41.40 and 41.45 RCW. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 66 The required contribution rates expressed as a percentage of current-year covered payroll, as of December 31, 2013, are as follows: Members Not Participating in JBM: PERS Plan 1 PERS Plan 2 PERS Plan 3 Employer* 9.21%** 9.21%** 9.21%*** Employee 6.00%**** 4.92%**** ***** * The employer rates include the employer administrative expense fee currently set at 0.18%. ** The employer rate for state elected officials is 13.73% for Plan 1 and 9.21% for Plan 2 and Plan 3. *** Plan 3 defined benefit portion only. **** The employee rate for state elected officials is 7.50% for Plan 1 and 4.92% for Plan 2. ***** Variable from 5.0% minimum to 15.0% maximum based on rate selected by the PERS 3 member Both the city and the employees made the required contributions. The city’s required contributions for the years ended December 31 were as follows: PERS Plan 1 PERS Plan 2 PERS Plan 3 2013 $35,884 $654,389 $117,580 2012 $35,356 $586,286 $101,264 2011 $33,181 $478,488 $ 89,001 Law Enforcement Officers’ and Fire Fighters’ Retirement System (LEOFF) Plans 1 and 2 Plan Description LEOFF was established in 1970 by the Legislature. Membership includes all full-time, fully compensated, local law enforcement commissioned officers, firefighters and, as of July 24, 2005, emergency medical technicians. LEOFF membership is comprised primarily of non-state employees, with Department of Fish and Wildlife enforcement officers, who were first included effective July 27, 2003, being an exception. LEOFF retirement benefit provisions are established in chapter 41.26 RCW and may be amended only by the State Legislature. LEOFF is a cost-sharing multiple-employer retirement system comprised of two separate defined benefit plans. LEOFF members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 are Plan 2 members. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 67 Effective July 1, 2003, the LEOFF Plan 2 Retirement Board was established by Initiative 790 to provide governance of LEOFF Plan 2. The Board’s duties include adopting contribution rates and recommending policy changes to the Legislature. LEOFF retirement benefits are financed from a combination of investment earnings, employer and employee contributions, and a special funding situation in which the state pays through legislative appropriations. Employee contributions to the LEOFF Plan 1 and Plan 2 defined benefit plans accrue interest at a rate specified by the Director of DRS. During DRS’ Fiscal Year 2013, the rate was five and one-half percent compounded quarterly. Members in LEOFF Plan 1 and Plan 2 can elect to withdraw total employee contributions and interest earnings, in lieu of any retirement benefit, upon separation from LEOFF-covered employment. LEOFF Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement with five years of service at the age of 50. The benefit per year of service calculated as a percent of final average salary (FAS) is as follows: Term of Service Percent of Final Average Salary 20 or more years 2.0% 10 but less than 20 years 1.5% 5 but less than 10 years 1.0% The FAS is the basic monthly salary received at the time of retirement, provided a member has held the same position or rank for 12 months preceding the date of retirement. Otherwise, it is the average of the highest consecutive 24 months’ salary within the last 10 years of service. A cost-of-living allowance is granted (based on the Consumer Price Index). LEOFF Plan 1 provides death and disability benefits. Death benefits for survivors of Plan 1 members on active duty consist of the following: (1) If there is an eligible spouse, 50 percent of the FAS, plus 5 percent of the FAS for each eligible surviving child, with a limitation on the combined benefit of 60 percent of the FAS; or (2) If there is no eligible spouse, eligible children receive 30 percent of the FAS for the first child plus 10 percent for each additional child, subject to a 60 percent limitation of the FAS, divided equally. A one-time duty-related death benefit is provided to the beneficiary or the estate of a LEOFF Plan 1 member who dies as a result of injuries or illness sustained in the course of employment, or if the death resulted from an occupational disease or infection that arose naturally and proximately out of the member’s covered employment, if found eligible by the Department of Labor and Industries. The LEOFF Plan 1 disability benefit is 50 percent of the FAS plus 5 percent for each child up to a maximum of 60 percent. Upon recovery from disability before the age of 50, a member is restored to service with full credit for service while disabled. Upon recovery after the age of 50, the benefit continues as the greater of the member’s disability benefit or service retirement benefit. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 68 LEOFF Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members are eligible for retirement at the age of 53 with five years of service, or at age 50 with 20 years of service. Plan 2 members receive a benefit of 2 percent of the FAS per year of service (the FAS is based on the highest consecutive 60 months), actuarially reduced to reflect the choice of a survivor option. Members who retire prior to the age of 53 receive reduced benefits. If the member has at least 20 years of service and is age 50, the reduction is 3 percent for each year prior to age 53. Otherwise, the benefits are actuarially reduced for each year prior to age 53. A cost-of-living allowance is granted (based on the Consumer Price Index), capped at 3 percent annually. LEOFF Plan 2 provides disability benefits. There is no minimum amount of service credit required for eligibility. The Plan 2 benefit amount is 2 percent of the FAS for each year of service. Benefits are reduced to reflect the choice of survivor option and for each year that the member’s age is less than 53, unless the disability is duty-related. If the member has at least 20 years of service and is age 50, the reduction is 3 percent for each year prior to age 53. A disability benefit equal to 70 percent of their FAS, subject to offsets for workers’ compensation and Social Security disability benefits received, is also available to those LEOFF Plan 2 members who are catastrophically disabled in the line of duty and incapable of future substantial gainful employment in any capacity. Effective June 2010, benefits to LEOFF Plan 2 members who are catastrophically disabled include payment of eligible health care insurance premiums. Members of LEOFF Plan 2 who leave service because of a line of duty disability are allowed to withdraw 150 percent of accumulated member contributions. This withdrawal benefit is not subject to federal income tax. Alternatively, members of LEOFF Plan 2 who leave service because of a line of duty disability may be eligible to receive a retirement benefit of at least 10 percent of FAS and 2 percent per year of service beyond five years. The first 10 percent of the FAS is not subject to federal income tax. LEOFF Plan 2 retirees may return to work in an eligible position covered by another retirement system, choose membership in that system and suspend their pension benefits, or not choose membership and continue receiving pension benefits without interruption. A one-time duty-related death benefit is provided to the beneficiary or the estate of a LEOFF Plan 2 member who dies as a result of injuries or illness sustained in the course of employment, or if the death resulted from an occupational disease or infection that arose naturally and proximately out of the member’s covered employment, if found eligible by the Department of Labor and Industries. Benefits to eligible surviving spouses and dependent children of LEOFF Plan 2 members killed in the course of employment include the payment of eligible health care insurance premiums. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 69 Legislation passed in 2009 provides to the Washington state registered domestic partners of LEOFF Plan 2 members the same treatment as married spouses, to the extent that the treatment is not in conflict with federal laws. LEOFF members meeting specific eligibility requirements have options available to enhance their retirement benefits. Some of these options are available to their survivors. There are 374 participating employers in LEOFF. Membership in LEOFF consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2012: Retirees and Beneficiaries Receiving Benefits 10,189 Terminated Plan Members Entitled to But Not Yet Receiving Benefits 689 Active Plan Members Vested 14,273 Active Plan Members Nonvested 2,633 Total 27,784 Funding Policy Employer and employee contribution rates are developed by the Office of the State Actuary to fully fund the plans. Starting on July 1, 2000, Plan 1 employers and employees contribute zero percent, as long as the plan remains fully funded. Plan 2 employers and employees are required to pay at the level adopted by the LEOFF Plan 2 Retirement Board. The Legislature, by means of a special funding arrangement, appropriates money from the state General Fund to supplement the current service liability and fund the prior service costs of Plan 2 in accordance with the recommendations of the Pension Funding Council and the LEOFF Plan 2 Retirement Board. This special funding situation is not mandated by the state constitution and could be changed by statute. For DRS’ Fiscal Year 2013, the state contributed $54.2 million to LEOFF Plan 2. The methods used to determine the contribution requirements are established under state statute in accordance with Chapters 41.26 and 41.45 RCW. The required contribution rates expressed as a percentage of current-year covered payroll, as of December 31, 2013, are as follows: LEOFF Plan 1 LEOFF Plan 2 Employer* 0.18% 5.23% Employee 0.00% 8.41% State N/A 3.36% *The employer rates include the employer administrative expense fee currently set at 0.18%. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 70 Both the city and the employees made the required contributions. The city’s required contributions for the years ended December 31 were as follows: LEOFF Plan 1 LEOFF Plan 2 2013 $411 $572,860 2012 $524 $504,331 2011 $712 $472,818 Firemen's Pension The City administers a closed, small single-employer defined benefit plan called the Firemen's Pension Fund. GASB Statements No 25 and 27 require performance of biennial actuarial valuations. The most recent actuarial study of the system was performed to determine the funding requirements as of September 30, 2010. This plan in not audited; however, a copy of the can be obtained by request at the following address: City of Pasco 525 N 3rd Ave Pasco, WA 99301 The City of Pasco’s obligations under the Firemen’s Pension Fund are limited to the benefits provided to firefighters retired prior to March 1, 1970. As of December 31, 2011, there were a total of 12 individuals covered by this system, and 4 of the 12 are widows. To meet these obligations, the City may contribute annually to the Fund the amount raised by levying all or part of a tax of up to $0.45 per $1,000 of true and fair market value, the maximum provided by law for maintaining the Fund. Contributions also include income from state fire insurance premium collections. All actuarial calculations are based on RCW 41.16 and 41.18, the statutes establishing the Firefighter’s Pension Fund, and RCW 41.26, the statute establishing the Washington Law Enforcement Officers’ and Firefighters’ Retirement System. Benefit provisions are established in state statute and may be amended only by the State Legislature. Each retiree receives the greater of the benefit payable under the Washington Law Enforcement Officers’ and Firefighters’ Retirement System and the benefits available under the provisions of prior law. Where benefits under the old law exceed those under the new for any firefighter, the excess benefits are paid from the Firefighter’s Pension Fund of the city employing them on March 1, 1970. For a service retirement the member’s benefit is 50% of salary plus an additional 2% for each year of service in excess of 25 years. The maximum benefit is 60% of salary. The survivor benefit is the same as the member’s. The spouse is the same plus additional 5% of salary per child. The maximum benefit in either case is 60% of salary. For a duty disability retirement the member must be disabled for a six-month waiting period, during which time salary is payable from the Fund. The amount of the benefit is 50% of salary plus an additional 5% for each unmarried child under the age of 18. For a non-duty disability retirement the member must be disabled after a 90-day waiting period, during which time City of Pasco, Washington 2013 Comprehensive Annual Financial Report 71 salary is payable from the Fund. For non-duty related disability the benefit is the same as duty related disability. For both the duty related and non-duty related disabilities the survivor benefits to spouse and/or child are as follows: Percentage of Salary To Widow Only 33.3% To Widow and One Child 45.8% To Widow and Two Children 47.6% To Widow and Three Children 50.0% To Children Only 33.33% For purposes of retirement benefit payments, salaries are escalated in proportion to the current salary of the rank from which the firefighter retired. After April 25, 1973 a minimum benefit of $300 per month to all retired firefighters and their survivors apply. A funeral benefit of $500 is provided to defray funeral expenses. The cash and investment balance (at fair market value) at December 31, 2013 was $2,150,760 and retirement pension payments totaled $152,287. The actuarial computation was performed using the entry age normal cost method and include a UAAL amortization over a closed 20- year period as of September 30, 2010. Under this method the projected benefits are allocated on a level basis as a percentage of salary over the earnings of each individual between entry age and assumed exit age. Investment earnings of the assets are assumed to accrue at an annual rate of 4.0%. Salaries are assumed to increase at the rate of 3.5% per annum. This assumption is for future inflation increases only. Since the members have at least 20 years of service, no additional increase is assumed for merit increases. Certain benefits increase at the same rate as the salaries for active members of the same rank the retiree had attained at retirement. These salaries were assumed to increase at the rate of 3.5% per annum and are assumed to increase on January 1 each year. Other benefits increase at the same rate as the CPI . The CPI was assumed to increase at the rate of 2.5% per annum. Annual required contribution (ARC)2008 2009 2010 2011 2012 2013 Annual Normal Cost (BOY)$0 $0 $0 $0 $0 $0 Amortization of UAAL (BOY)0 0 0 0 0 0 Interest to EOY 0 0 0 0 0 0 ARC at EOY $0 $0 $0 $0 $0 $0 Interest on Net Pension Obligation (NPO)0 0 0 0 0 0 Adjustment to ARC 0 0 0 0 0 0 Annual pension cost (APC)$0 $0 $0 $0 $0 $0 Employer contributions 0 0 0 0 0 0 Change in NPO $0 $0 $0 $0 $0 $0 NPO at Beginning of Year 0 0 0 0 0 0 Net Pension Obligation at End of Year $0 $0 $0 $0 $0 $0 Fiscal Year Ended December 31 Annual OPEB Cost and Net OPEB Obligation City of Pasco, Washington 2013 Comprehensive Annual Financial Report 72 The schedules of funding progress for postemployment defined benefit plans are found immediately following the notes to the financial statements and present multi-year trend information about whether the actuarial value of plan assets are increasing or decreasing relative to the actuarial accrued liability for benefits over time. The pension plan has remained fully funded over the last five years and no additional contributions were made. The pension plan financial statements are as follows: D. Contingencies and litigation The City has recorded in its financial statements all material liabilities, including applicable estimates for situations that are not yet resolved but where, based on available information, management believes it is probable that the City will have to make payment. In the opinion of management, the City's insurance policies and self-insurance reserves are adequate to pay all material known or pending claims. As discussed in Note 4. F the City is contingently liable for repayment of debt. The City participates in a number of Federal and State assisted programs. These grants are subject to audit by the grantor or representative. Such audits could result in requests for reimbursement to grantor agencies for expenditures disallowed under the terms of the grants. However, City management believes that such disallowances, if any, will be immaterial. The City has entered into a contractual “Stand Still” agreement on a disputed tax refund claim. At issue in current litigation is the determination of the applicable statute of limitations. Per the Stand Still agreement, the city has set aside $162,232 cash in an escrow account pending settlement of the lawsuit. Fire Pension Trust ASSETS Cash & cash equivalents 198,415$ Investments at fair market value: LID note 66,590 Federal agency 78,789 Mutual funds 1,806,966 Total assets 2,150,760 LIABILITIES Due to Others Total liabilities - NET POSITION Held in trust for pension benefits and other purposes 2,150,760$ Old Fire Pension Plan December 31, 2013 Statement of Net Position Fire Pension Trust ADDITIONS Taxes 47,624$ Investment earnings: Interest 8,419 Dividends 143,627 Net change in fair value of investments 298,831 Total additions 498,501 DEDUCTIONS Pension benefits 152,287 Administrative expenses 3,914 Total deductions 156,201 Change in net assets 342,300 Net position - beginning 1,808,460 Net position - ending 2,150,760$ For the Year Ended December 31, 2013 Statement of Changes in Net Position Old Fire Pension Plan City of Pasco, Washington 2013 Comprehensive Annual Financial Report 73 E. Joint ventures Bi-County Police Information Network The Bi-County Police Information Network (BI-PIN) was established November 24, 1982, when an Interlocal Agreement was entered into by five participating municipal corporations, the cities of Kennewick, Pasco, and Richland, and Benton and Franklin Counties. BI-PIN was established to assist the participating police and sheriff's departments in the deterrence and solution of criminal incidents. BI-PIN is served by an Executive Committee composed of the City Manager of each of the cities and a member from each of the Boards of County Commissioners of Benton and Franklin Counties. A liaison from the Bi-County Chiefs and Sheriffs is an ex officio, non-voting member. The allocation of financial participation among the participating jurisdictions is based upon the approved budget for that year and is billed quarterly in advance to each agency. On dissolution of the Interlocal Agreement, the new position will be shared based upon participant contribution. Effective January 1, 1992, the City of Kennewick assumed responsibility for the operation of the BI-PIN system. As the Operating Jurisdiction, the City provides all necessary support services for the operation of BI-PIN such as accounting, legal services, risk management and information systems. The total amount reduced by BI-PIN in 2013 for these transactions was $27,990 The City of Pasco's equity interest in BI-PIN was $84,390 on December 31, 2013, which is reported as investment in joint ventures in the government-wide statement of net position. The change in equity is reflected in the government-wide statement of activities under Public Safety. The City does not anticipate any income distribution from BI-PIN since charges are assessed only to recover anticipated expenses. Complete separate financial statements for BI-PIN may be obtained at the City of Kennewick, 210 West Sixth Avenue, Kennewick, Washington. Metro Drug Forfeiture Fund The Metropolitan Controlled Substance Enforcement Group (Metro) was established prior to 1987, when six participating municipal corporations entered into an Interlocal Agreement. These entities include the cities of Kennewick, Pasco, Richland, and West Richland, and Benton and Franklin Counties. Metro was established to account for the proceeds of forfeitures, federal grants, and court ordered contributions, and to facilitate the disbursement of those proceeds for the purpose of drug enforcement and investigations. Metro is served by an Executive Committee composed of the City Manager, or designee, of each of the cities and a member from each of the Boards of County Commissioners of Benton and Franklin Counties. In addition, a Governing Board, consisting of the Police Chiefs from each of the cities and the Sheriffs and Prosecuting Attorneys from the two counties, administers daily activity. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 74 Effective July 1, 2009, the City of Kennewick assumed responsibility for the operation of Metro. As the Operating Jurisdiction, the City provides all necessary support services for the operation of Metro such as accounting, legal services and risk management. The City of Pasco's equity interest in Metro was $29,828 on December 31, 2013, which is reported as an investment in joint ventures in the government-wide Statement of Net position. The 2013 reduction in equity was $28,130. The change in equity is reflected in the government-wide statement of activities under Public Safety. The City does not anticipate any income distribution from Metro since charges are assessed only to recover anticipated expenses. Complete separate financial statements for Metro may be obtained from the City of Kennewick, Washington. Tri-City Animal Control Authority In 2005 the city entered into an interlocal agreement with the cities of Kennewick and Richland to jointly fund the operations of the Animal Control Authority. The ACA was established to provide animal control and sheltering services. ACA is served by an Executive Committee composed of the City Manager, or designee, of each of the cities. In 2005, the City of Pasco was designated as the Operation Jurisdiction for the ACA. As the Operating Jurisdiction, the City provides all necessary support services for the operation such as accounting, contract administration and risk management. Complete separate financial statement for ACA may be obtained from the City of Pasco, Washington. F. Other postemployment benefits LEOFF 1 - Medical In addition to the pension benefits outlined in Note 5.C, the City of Pasco provides post- retirement health care benefits via a single employer defined benefit plan in accordance with state statute for retired police officers and firefighters who are eligible under the Law Enforcement Officers’ and Firefighters’ (LEOFF) plan 1 retirement system. Medical Plan Description As required by the Revised Code of Washington (RCW) Chapter 41.26, the City provides lifetime medical care for members of the Law Enforcement Officers and Firefighters (LEOFF) retirement system hired before October 1, 1977 under a defined benefit healthcare plan administered by the City. The members’ necessary hospital, medical, and nursing care expenses not payable by worker’s compensation, social security, insurance provided by another employer, or other pension plan, or any other similar source are covered. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 75 Funding Policy Pursuant to state statute, the City reimburses 100% of authorized LEOFF 1 retiree healthcare costs. The City pays a monthly insurance premium to cover each retiree under its medical insurance program as well as any remaining eligible out of pocket expenses. Employer contributions are financed on a pay-as-you -go basis. Expenditures for postemployment health care benefits are recognized as retirees report claims and include a provision for estimated claims incurred but not yet reported to the City. Annual OPEB Costs and Net OPEB Obligation The City’s annual Other Post Employment Benefits (OPEB) cost is calculated based upon the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of Governmental Accounting Standards Board (GASB) Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover the normal costs each year and amortize any unfunded actuarial liabilities over a period of ten years. Entities with fewer than 100 retired LEOFF members have the option under GASB 45 to either hire an actuary to perform a valuation of the plan or do the valuation in-house. The Office of the State Actuary for Washington State has provided a tool for City to perform an in-house evaluation. Actuarial evaluations involve estimates and assumptions about the distant future that are continually revised. The schedule of funding progress, located following the notes, provides multi-year trend data to help determine whether net plan assets are increasing or decreasing over time. Benefits are projected based on benefit levels and cost-sharing arrangements as of the date of the valuation and do not explicitly reflect the potential effects of legal or contractual funding limitations. Actuarial valuations take a long-term perspective that involves the use of techniques designed to reduce volatility. The City of Pasco has a total of 35 LEOFF 1 members in this plan. Thirty-two of those members are retired and three are still active employees. The City uses the alternative measurement method permitted under GASB Statement No. 45. A single retirement age of 56.22 was assumed for all active members for the purpose of determining the actuarial accrued liability. Termination and mortality rates were assumed to follow the LEOFF 1 termination and mortality rates used in the September 30, 2009 actuarial valuation report issued by the office of the State Actuary (OSA). Healthcare costs and trends were determined by Milliman and used by OSA in the State-wide LEOFF 1 medical study performed in 2011. The results were based on grouped data with 4 active groupings and 4 inactive groupings. The actuarial cost method used to determine the actuarial accrued liability was Projected Unit Credit. The Actuarial Accrued Liability and the Net OPEB Obligation are amortized on an open basis as a level dollar over 15 years. Assumptions include an inflation rate of 3.5%, an investment return of 4.5% and a health care trend rate of 5%. These assumptions are individually and collectively reasonable for the purpose of this valuation. As the year ended December 31, 2010 was the first year of implementation of GASB 45, annual OPEB cost was equal to the ARC for the year. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 76 The City’s OPEB cost, the percentage of OPEB cost contributed to the plan, and the net OPEB obligation for the years ending December 31 are shown on the following schedule: Fire Pension - Medical Medical Plan Description As required by the Revised Code of Washington (RCW) Chapter 41.26, the City provides lifetime medical care for members of the Law Enforcement Officers and Firefighters (LEOFF) retirement system hired before October 1, 1977 under a single employer, defined benefit healthcare plan administered by the City. The members’ necessary hospital, medical, and nursing care expenses not payable by worker’s compensation, social security, insurance provided by another employer, or other pension plan, or any other similar source are covered. Most medical coverage for eligible retirees is provided by the City’s employee medical insurance program. Under authorization of the LEOFF Disability Board, direct payment is made for other retiree medical expenses not covered by standard medical plan benefit provisions. Members of the Fire Pension plan purchase medical insurance through the City’s medical insurance program. Funding Policy Funding for LEOFF retiree healthcare costs is provided entirely by the City as required by the RCW. The City’s funding policy is based upon pay-as-you -go financing requirements for any requirements in excess of amounts previously set aside in the Fire Pension OPEB trust fund. Annual OPEB Costs and Net OPEB Obligation The City’s annual Other Post Employment Benefits (OPEB) cost is calculated based upon the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of Governmental Accounting Standards Board (GASB) Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover the normal costs each year and amortize any unfunded actuarial liabilities over a period of ten years. 2011 2012 2013 Annual required contribution (ARC)$937,477 $969,799 $934,928 Interest on Net OPEB Obligation (NOO)23,304 51,716 73,793 Adjustments to ARC (9,155)(72,637)(207,988) Annual OPEB cost (expense)$951,626 $948,878 $800,733 Contributions made 364,043 423,901 514,297 Increase NOO 587,583 524,977 286,436 NOO at Beginning of Year 582,589 1,170,172 1,695,149 NOO at End of Year $1,170,172 $1,695,149 $1,981,585 % of Fiscal Annual Annual Net Year OPEB OPEB OPEB Ended Cost Contributed Obligation 12/31/13 $800,733 64%$1,981,585 12/31/12 $948,878 45%$1,695,149 12/31/11 $951,626 38%$1,170,172 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 77 Entities with fewer than 100 retired LEOFF members have the option to either hire an actuary to perform a valuation of the plan or do the valuation in-house. The Office of the State Actuary for Washington State has provided a tool to do the in-house evaluation. Actuarial evaluations involve estimates and assumptions about the distant future that are continually revised. The schedule of funding progress, located following the notes, provides multi-year trend data to help determine whether net plan assets are increasing or decreasing over time. Benefits are projected based on benefit levels and cost-sharing arrangements as of the date of the valuation and do not explicitly reflect the potential effects of legal or contractual funding limitations. Actuarial valuations take a long-term perspective that involves the use of techniques designed to reduce volatility. The City of Pasco has a total of 8 LEOFF plan 1 members that are also members of the Old Firemen’s Pension Plan and are fully funded through the Old Fire Pension Fund. All are retired. Based on the 2013 in-house evaluation, the Actuarial Accrued Liability for the Fire Pension OPEB Fund is $1,806,418. As of December 31, 2013, the fund had assets of $2,516,721. The City uses the alternative measurement method permitted under GASB Statement No. 45. Termination and mortality rates were assumed to follow the LEOFF 1 termination and mortality rates used in the September 30, 2006 actuarial valuation report issued by the office of the State Actuary (OSA). Healthcare costs and trends were determined by Milliman and used by OSA in the State-wide LEOFF 1 medical study performed in 2007. The actuarial cost method used to determine the actuarial accrued liability was Projected Unit Credit. The Actuarial Accrued Liability and the Net OPEB Obligation are amortized on an open basis as a level dollar over 15 years. Assumptions include an inflation rate of 3.5%, an investment return of 4.5% and a health care trend rate of 5%. These assumptions are individually and collectively reasonable for the purpose of this valuation. As December 31, 2010 was the first year of implementation for GASB 45, annual OPEB cost was equal to the ARC for the year. The City’s OPEB cost, the percentage of OPEB cost contributed to the plan, and the net OPEB obligation for the years ending December 31 are shown on the following schedule: 2011 2012 2013 Annual required contribution (ARC)$0 $0 $0 Interest on Net OPEB Obligation (NOO)0 0 0 Annual OPBEP cost (expense)$0 $0 $0 Contributions made 0 0 0 Increase NOO $0 $0 $0 NOO at Beginning of Year 0 0 0 NOO at End of Year $0 $0 $0 % of Fiscal Annual Annual Net Year OPEB OPEB OPEB Ended Cost Contributed Obligation 12/31/13 $0 N/A $0 12/31/12 $0 N/A $0 12/31/11 $0 N/A $0 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 78 Following are the financial statements for the Other Post Employment Benefit Trust Fund: Other Postemployment Benefit Trust ASSETS Cash & cash equivalents 208,686$ Investments at fair market value: Mutual funds 2,308,035 Total assets 2,516,721 LIABILITIES Due to Others Total liabilities - NET POSITION Held in trust for pension benefits and other purposes 2,516,721$ Statement of Net Position Other Post Employment Benefit Plan December 31, 2013 Other Postemployment Benefit Trust ADDITIONS Investment earnings: Interest 363$ Dividends 93,028 Net change in fair value of investments 465,247 Total additions 558,638 DEDUCTIONS Medical premiums 113,471 Administrative expenses 3,190 Total deductions 116,661 Change in net assets 441,977 Net position - beginning 2,074,744 Net position - ending 2,516,721$ Statement of Changes in Net Position Other Post Empmloyment Benefit Trust Plan For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 79 The following is a schedule of contributions from the employer and other contributing entities for the Firemen's Pension Fund: Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contribution of ARC Ending Premiums Contributions Contributions (ARC)Contributed 12/31/2013 47,624 - 47,624 - N/A% 12/31/2012 42,979 - 42,979 - N/A% 12/31/2011 45,132 - 45,132 - N/A% Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities (UAAL)Ratio Payroll Payroll December 31, 2013 2,151$ 1,599$ (552)$ 135%N/A N/A % December 31, 2012 1,815$ 1,599$ (216)$ 114%N/A N/A % December 31, 2011 1,667$ 1,599$ (68)$ 104%N/A N/A % Required Supplementary Information Firemen's Pension Fund Schedule of Funding Progress for the Firemen's Pension Fund (rounded to thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 80 The following is a schedule of contributions from the employer and other contributing entities for the Other LEOFF 1 : Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contribution of ARC Ending Premiums Contributions Contributions (ARC)Contributed 12/31/2013 - 514,297 514,297 934,928 55% 12/31/2012 - 423,901 423,901 969,799 44% 12/31/2011 - 364,043 364,043 937,477 39% Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities (UAAL)Ratio Payroll Payroll December 31, 2013 -$ 9,737$ 9,737$ 0%N/A N/A % December 31, 2012 -$ 10,002$ 10,002$ 0%N/A N/A % December 31, 2011 -$ 9,638$ 9,638$ 0%N/A N/A % Required Supplementary Information Other LEOFF 1 OPEB Schedule of Funding Progress for the Firemen's OPEB Fund (rounded to thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 81 The following is a schedule of contributions from the employer and other contributing entities for the Firemen's Pension Fund: Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contribution of ARC Ending Premiums Contributions Contributions (ARC)Contributed 12/31/2013 - - - - N/A% 12/31/2012 - - - - N/A% 12/31/2011 - - - - N/A% Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities (UAAL)Ratio Payroll Payroll December 31, 2013 2,517$ 1,806$ (711)$ 139%N/A N/A % December 31, 2012 2,075$ 1,777$ (298)$ 117%N/A N/A % December 31, 2011 1,990$ 1,736$ (254)$ 115%N/A N/A % Required Supplementary Information Firemen's OPEB Fund Schedule of Funding Progress for the Firemen's OPEB Fund (rounded to thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 82 “Action is the real measure of intelligence.” Napolean Hill City of Pasco, Washington 2013 Comprehensive Annual Financial Report 83 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES Nonmajor Governmental Funds Special Revenue Funds Special revenue funds are used to accoutn for specific revenues that are legally restricted to expenditures for particular purposes. Debt Service Funds Debt service fundsare used to account for the accumulation of resources for and the payment of general long-term debt principal and interest. Permanent Funds Permanent funds are used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the reporting government’s programs. Major Governmental Fund Capital Project Fund Capital project funds are used to account for the acquistion and construction of major capital facilities other than those financed by proprietary funds and trust funds. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 84 Total Total Cemetery Nonmajor Nonmajor Perpetual Care Total Other Special Debt Nonmajor Other Revenue Service Permanent Governmental ASSETS Cash & cash equivalents 14,057,014$ 1,324,990$ 15,382,004$ Restricted cash - deposits 12,561 15,000 27,561 Restricted cash - cemetery endowment 434,308$ 434,308 Investments 500,000 500,000 Receivables (net of allowances): Taxes 225,262 24,968 250,230 Customers 358,026 946 358,972 Interfund loans 582,482 582,482 Grants 366,036 366,036 Special assessments & loans 144,955 656,220 801,175 Total assets 16,246,336 2,021,178 435,254 18,702,768 LIABILITIES Accounts payable 363,254 363,254 Interfund loans payable 1,339,886 697,407 2,037,293 Deposits payable from restricted assets 12,561 15,000 27,561 Total liabilities 1,715,701 712,407 - 2,428,108 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 210,210 681,188 891,398 FUND BALANCES Nonspendable Cemetery permanent fund 434,308 434,308 Restricted Street and boulevard 7,204,780 7,204,780 Litter & housing abatement 328,933 328,933 Park development 1,821,813 1,821,813 Culture & recreation 132,469 132,469 Capital improvements 2,976,167 2,976,167 Economic development 2,797 2,797 Geneneral obligation debt 333,498 333,498 Special assessment debt 47,412 47,412 Committed Special revenue funds 2,364,608 2,364,608 Debt guarantee 924,106 924,106 Unassigned (511,142) (677,433) 946 (1,187,629) Total fund balances 14,320,425 627,583 435,254 15,383,262 Total liabilities, deferrend inflows of resources and fund balances 16,246,336$ 2,021,178$ 435,254$ 18,702,768$ Combining Balance Sheet Nonmajor Other Governmental Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 85 Total Total Cemetery Nonmajor Nonmajor Perpetual Care Total Other Special Debt Nonmajor Other Revenue Service Permanent Governmental REVENUES Taxes 2,741,489$ 514,967$ 3,256,456$ Licenses and permits 309,906 309,906 Intergovernmental revenue 2,248,097 2,248,097 Charges for services 6,732,608 16,491 6,749,099 Fines and forfeitures 48,356 48,356 Miscellaneous revenue 1,724,264 159,288 582 1,884,134 Total revenues 13,804,720 674,255 17,073 14,496,048 EXPENDITURES Current: Public safety 3,689,061 3,689,061 Transportation 2,233,483 14,278 2,247,761 Natural and economic environment 2,741,319 2,741,319 Culture and recreation 2,717,220 2,717,220 Debt service: Principal 93,103 633,424 726,527 Interest 47,502 84,423 131,925 Total expenditures 11,521,688 732,125 - 12,253,813 Excess of revenues over (under) expenditures 2,283,032 (57,870) 17,073 2,242,235 OTHER FINANCING SOURCES (USES) Transfers in 2,412,521 2,412,521 Transfers out (1,858,364) (129,074) (1,987,438) Total other financing sources (uses)554,157 (129,074) - 425,083 Net change in fund balances 2,837,189 (186,944) 17,073 2,667,318 Fund balances - beginning 11,483,236 814,527 418,181 12,715,944 Fund balances - ending 14,320,425$ 627,583$ 435,254$ 15,383,262$ Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Other Governmental Funds For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 86 Community City Arterial I-182 Traffic Street Development Street Street Impact Overlay Block Grant ASSETS Cash & cash equivalents 662,148$ 1,359,881$ 1,063,658$ 2,930,392$ 950$ Restricted cash - deposits Investments Receivables (net of allowances): Taxes 86,094 35,852 57,641 Customers 76,305 Interfund loans Grants 23,475 23,682 315,675 Special assessments & loans 144,955 Total assets 848,022 1,419,415 1,063,658 2,988,033 461,580 LIABILITIES Accounts payable 50,927 6,594 61,131 64,142 Interfund loans payable 285,000 Deposits payable from restricted assets Total liabilities 50,927 6,594 - 61,131 349,142 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 144,955 FUND BALANCES Nonspendable Cemetery permanent fund Restricted Street and boulevard 1,403,729 1,063,658 2,926,902 Litter & housing abatement Park development Culture & recreation Capital improvements Economic development Committed Special revenue funds 797,095 9,092 Unassigned (32,517) Total fund balances 797,095 1,412,821 1,063,658 2,926,902 (32,517) Total liabilities, deferrend inflows of resources and fund balances 848,022$ 1,419,415$ 1,063,658$ 2,988,033$ 461,580$ Combining Balance Sheet Nonmajor Special Revenue Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 87 M.L. King Community Ambulance City View Athletic Golf Senior Multi-Modal Center Services Cemetery Blvd. Perpetual Program Course Center Facility 54,493$ 246,818$ 89,647$ 728,009$ 150,470$ 107,416$ 11,763$ 97,702$ 193 1,150 5,298 670 5,250 500,000 198,448 8,943 2,000 2,991 3,898 582,482 3,204 54,686 445,266 98,590 1,810,491 151,620 114,714 18,628 106,850 3,228 15,639 86 18,001 26,645 7,178 3,537 193 1,150 5,298 670 5,250 3,421 15,639 86 - 19,151 31,943 7,848 8,787 25,696 39,559 1,810,491 132,469 51,265 429,627 72,808 43,212 10,780 98,063 51,265 429,627 72,808 1,810,491 132,469 43,212 10,780 98,063 54,686$ 445,266$ 98,590$ 1,810,491$ 151,620$ 114,714$ 18,628$ 106,850$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 88 Rivershore Trail Special School & Marina Lodging Litter Revolving Impact Fees Maintenance Assessment Abatement Abatement ASSETS Cash & cash equivalents 34,481$ 19,859$ 7,260$ 4,359$ 261,714$ Restricted cash - deposits Investments Receivables (net of allowances): Taxes 12,769 Customers 1,562 63,879 Interfund loans Grants Special assessments & loans Total assets 34,481 19,859 20,029 5,921 325,593 LIABILITIES Accounts payable 32,781 475 17,232 1,269 1,312 Interfund loans payable Deposits payable from restricted assets Total liabilities 32,781 475 17,232 1,269 1,312 DEFERRED INFLOWS OF RESOURCES Unavailable revenue FUND BALANCES Nonspendable Restricted Street and boulevard Litter & housing abatement 4,652 324,281 Park development Culture & recreation Capital improvements Economic development 2,797 Committed Special revenue funds 19,384 Unassigned 1,700 Total fund balances 1,700 19,384 2,797 4,652 324,281 Total liabilities, deferrend inflows of resources and fund balances 34,481$ 19,859$ 20,029$ 5,921$ 325,593$ Combining Balance Sheet Nonmajor Special Revenue Funds (continued) December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 89 Total T.R.A.C.Stadium/Nonmajor Development Park Capital Economic Convention Special & Operating Development Improvements Development Center Revenue 185,941$ 1,821,813$ 2,976,167$ 1,146,847$ 95,226$ 14,057,014$ 12,561 500,000 llowances) 16,453 16,453 225,262 358,026 582,482 366,036 nts & Loans 144,955 202,394 1,821,813 2,976,167 1,146,847 111,679 16,246,336 43,555 9,522 363,254 ayable 472,404 582,482 1,339,886 12,561 - - - 515,959 592,004 1,715,701 210,210 7,204,780 328,933 1,821,813 1,821,813 132,469 2,976,167 2,976,167 2,797 202,394 630,888 2,364,608 (480,325) (511,142) 202,394 1,821,813 2,976,167 630,888 (480,325) 14,320,425 S AND 202,394$ 1,821,813$ 2,976,167$ 1,146,847$ 111,679$ 16,246,336$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 90 Community City Arterial I-182 Traffic Street Development Street Street Impact Overlay Block Grant REVENUES Taxes 208,098$ 838,675$ Licenses and permits 309,906 Intergovernmental revenue 931,919 465,338 617,504 Charges for services 6,065 183,481 98,646 Fines and forfeitures Miscellaneous revenue 6,806 1,454 1,492 3,833 101,965 Total revenues 1,456,729 472,857 184,973 842,508 818,115 EXPENDITURES Current: Public safety Transportation 1,914,868 40,160 216,286 Natural and economic environment 403,109 Culture and recreation Debt service: Principal Interest Total expenditures 1,914,868 40,160 - 216,286 403,109 Excess of revenues over (under) expenditures (458,139) 432,697 184,973 626,222 415,006 OTHER FINANCING SOURCES (USES) Transfers in 779,892 7,629 Transfers out (158,314) (171,693) (242,748) (374,736) Total other financing sources (uses)779,892 (158,314) (171,693) (242,748) (367,107) Net change in fund balances 321,753 274,383 13,280 383,474 47,899 Fund balances - beginning 475,342 1,138,438 1,050,378 2,543,428 (80,416) Fund balances - ending 797,095$ 1,412,821$ 1,063,658$ 2,926,902$ (32,517)$ Nonmajor Special Revenue Funds For the Year Ended December 31, 2013 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances City of Pasco, Washington 2013 Comprehensive Annual Financial Report 91 M.L. King Community Ambulance City View Athletic Golf Senior Multi-Modal Center Services Cemetery Blvd. Perpetual Program Course Center Facility 1,208 22,163 7,449 2,833,497 246,116 59,396 126,973 1,405,287 31,522 5,231 458 50,840 4,168 306,263 73,719 74,185 38,971 2,839,936 246,574 110,236 131,141 1,711,550 95,882 74,185 3,689,061 47,681 272,587 142,517 141,699 1,711,125 318,721 142,517 3,689,061 272,587 - 141,699 1,711,125 318,721 47,681 (103,546) (849,125) (26,013) 110,236 (10,558) 425 (222,839) 26,504 120,000 1,157,000 30,000 190,000 (1,268) (70,000) 120,000 1,155,732 30,000 (70,000) - - 190,000 - 16,454 306,607 3,987 40,236 (10,558) 425 (32,839) 26,504 34,811 123,020 68,821 1,770,255 143,027 42,787 43,619 71,559 51,265$ 429,627$ 72,808$ 1,810,491$ 132,469$ 43,212$ 10,780$ 98,063$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 92 Rivershore Trail Special T.R.A.C. School & Marina Lodging Litter Revolving Development Impact Fees Maintenance Assessment Abatement Abatement & Operating REVENUES Taxes 188,395$ 243,204$ Licenses and permits Intergovernmental revenue Charges for services 1,566,200 5,000 36,917 Fines and forfeitures 48,356 Miscellaneous revenue 249 14,657 8 7,507 24,609 191 Total revenues 1,566,449 14,657 188,403 12,507 109,882 243,395 EXPENDITURES Current: Public safety Transportation 14,488 Natural and economic environment 1,566,997 67,339 Culture and recreation 30,565 193,891 117,969 Debt service: Principal 93,103 Interest 9,332 Total expenditures 1,566,997 30,565 193,891 14,488 67,339 220,404 Excess of revenues over (under) expenditures (548) (15,908) (5,488) (1,981) 42,543 22,991 OTHER FINANCING SOURCES (USES) Transfers in 25,000 103,000 Transfers out Total other financing sources (uses)- 25,000 - - - 103,000 Net change in fund balances (548) 9,092 (5,488) (1,981) 42,543 125,991 Fund balances - beginning 2,248 10,292 8,285 6,633 281,738 76,403 Fund balances - ending 1,700$ 19,384$ 2,797$ 4,652$ 324,281$ 202,394$ Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Special Revenue Funds (continued) For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 93 Total Nonmajor Park Capital Economic Stadium/Special Development Improvement Development Conv. Center Revenue 1,019,913$ 243,204$ 2,741,489$ 309,906 209,965 2,248,097 157,581 6,732,608 48,356 2,495 3,066 977,080 32,466 1,724,264 160,076 1,022,979 1,187,045 275,670 13,804,720 3,689,061 2,233,483 309,528 121,759 2,741,319 60,733 2,717,220 93,103 17,500 20,670 47,502 - - 327,028 203,162 11,521,688 160,076 1,022,979 860,017 72,508 2,283,032 2,412,521 (80,000) (309,605) (450,000) (1,858,364) (80,000) (309,605) (450,000) - 554,157 80,076 713,374 410,017 72,508 2,837,189 1,741,737 2,262,793 220,871 (552,833) 11,483,236 1,821,813$ 2,976,167$ 630,888$ (480,325)$ 14,320,425$ City of Pasco, Washington 2013 Comprehensive Annual Financial Report 94 Total 1999 Library/2002 Local Improv.Nonmajor LID LID Fire Station Unl. Tax G.O.District Debt Loans Bonds Bonds Refunding Bonds Guaranty Service ASSETS Cash & cash equivalents 24,172$ 43,215$ 98,178$ 235,319$ 924,106$ 1,324,990$ Restricted cash - deposits 15,000 15,000 Receivables (net of allowances): Taxes 6,400 18,568 24,968 Special assessments & loans 485,656 168,084 2,480 656,220 Total assets 509,828 211,299 104,578 253,887 941,586 2,021,178 LIABILITIES Interfund loans payable 697,407 697,407 Deposits payable from restricted assets 15,000 15,000 Total liabilities 697,407 - - - 15,000 712,407 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 485,657 168,084 6,400 18,567 2,480 681,188 FUND BALANCES Nonspendable Restricted Geneneral obligation debt 98,178 235,320 333,498 Special assessment debt 4,197 43,215 47,412 Committed Debt guarantee 924,106 924,106 Unassigned (677,433) (677,433) Total fund balances (673,236) 43,215 98,178 235,320 924,106 627,583 Total liabilities, deferrend inflows of resources and fund balances 509,828$ 211,299$ 104,578$ 253,887$ 941,586$ 2,021,178$ Combining Balance Sheet Nonmajor Debt Service Funds December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 95 Total 1999 Library/2002 Local Improv.Nonmajor LID LID Fire Station Unl. Tax G.O.District Debt Loans Bonds Bonds Refunding Bonds Guaranty Service REVENUES Taxes 137,905$ 377,062$ 514,967$ Miscellaneous revenue 112,012 35,886 162 434 10,794 159,288 Total revenues 112,012 35,886 138,067 377,496 10,794 674,255 EXPENDITURES Current: Transportation 14,278 14,278 Debt service: Principal 8,424 160,000 100,000 365,000 633,424 Interest 15,919 14,800 38,802 14,902 84,423 Total expenditures 38,621 174,800 138,802 379,902 - 732,125 Excess of revenues over (under) expenditures 73,391 (138,914) (735) (2,406) 10,794 (57,870) OTHER FINANCING SOURCES (USES) Transfers out (129,074) (129,074) Total other financing sources (uses)(129,074) - - - - (129,074) Net change in fund balances (55,683) (138,914) (735) (2,406) 10,794 (186,944) Fund balances - beginning (617,553) 182,129 98,913 237,726 913,312 814,527 Fund balances - ending (673,236)$ 43,215$ 98,178$ 235,320$ 924,106$ 627,583$ Nonmajor Debt Service Funds For the Year Ended December 31, 2013 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances City of Pasco, Washington 2013 Comprehensive Annual Financial Report 96 Original Final Variance to Budget Budget Actual Final Budget REVENUES Intergovernmental revenue 2,354,616 3,190,648 1,740,087 (1,450,561) Miscellaneous revenue 102,500 102,500 50,000 (52,500) Total revenues 2,457,116 3,293,148 1,790,087 (1,503,061) EXPENDITURES Capital outlay: General government - - 1,141,334 1,141,334 Public safety 2,781,858 5,974,429 2,713,099 (3,261,330) Transportation 4,141,239 4,141,239 2,994,371 (1,146,868) Culture and recreation 888,000 888,000 254,247 (633,753) Total expenditures 7,811,097 11,003,668 7,103,051 (3,900,617) Excess of revenues over (under) expenditures (5,353,981) (7,710,520) (5,312,964) 2,397,556 OTHER FINANCING SOURCES Transfers in 5,442,728 6,918,215 4,478,413 (2,439,802) Total other financing sources 5,442,728 6,918,215 4,478,413 (2,439,802) Net change in fund balances 88,747 (792,305) (834,551) (42,246) Fund balances - beginning 14,708 14,708 1,033,325 1,018,617 Fund balances - ending 103,455$ (777,597)$ 198,774$ 976,371$ CONSTRUCTION FUND Statement of Revenues, Expenditures, and Changes in Fund Balances-Budget to Actual Construction Fund - Major Fund For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 97 Final Variance to Final Variance to Budget Actual Final Budget Budget Actual Final Budget Special Revenue Funds City Street Fund 2,698,070$ 2,236,621$ (461,449)$ 2,838,649$ 1,914,868$ (923,781)$ Arterial Street Fund 477,550 472,857 (4,693) 1,435,165 198,474 (1,236,691) I-82 Traffic Impact Fund 281,020 184,973 (96,047) 257,613 171,693 (85,920) Street Overlay Fund 813,000 842,508 29,508 614,117 459,034 (155,083) Community Dev Block Grant Fund 1,505,004 825,744 (679,260) 1,672,515 777,845 (894,670) ML King Community Center Fund 150,500 158,971 8,471 162,731 142,517 (20,214) Ambulance Services Fund 5,601,200 3,996,936 (1,604,264) 3,761,788 3,690,329 (71,459) City View Cemetery Fund 266,720 276,574 9,854 285,971 272,587 (13,384) Blvd Perpetual Maintenance Fund 254,388 110,236 (144,152) 70,000 70,000 - Athletic Program Fund 159,150 131,141 (28,009) 165,592 141,699 (23,893) Golf Course 1,783,275 1,711,550 (71,725) 1,657,960 1,711,125 53,165 Senior Center Fund 285,450 285,882 432 311,968 318,721 6,753 Multi-Modal Fund 66,602 74,185 7,583 47,394 47,681 287 School Impact Fees 1,768,100 1,566,449 (201,651) 1,768,000 1,566,997 (201,003) Rivershore Trail & Marina Fund 37,300 39,657 2,357 32,107 30,565 (1,542) Special Lodging Assess Fund 160,000 188,403 28,403 219,595 193,891 (25,704) Litter Abatement Fund 12,500 12,507 7 15,830 14,488 (1,342) Revolving Abatement Fund 35,225 109,882 74,657 54,209 67,339 13,130 TRAC Develop & Operating Fund 323,130 346,395 23,265 352,435 220,404 (132,031) Park Development Fund 146,200 160,076 13,876 90,000 80,000 (10,000) Capital Improvement Fund 802,000 1,022,979 220,979 735,514 309,605 (425,909) Economic Development Fund 646,900 1,187,045 540,145 1,264,096 777,028 (487,068) Stadium/Convention Ctr Fund 243,800 275,670 31,870 261,506 203,162 (58,344) Total 18,517,084 16,217,241 (2,299,843) 18,074,755 13,380,052 (4,694,703) Debt Service Funds LID Loans 831,234 112,012 (719,222) 836,586 167,695 (668,891) LID Bonds 178,240 35,886 (142,354) 174,800 174,800 - Library/Fire Station Bonds 138,675 138,067 (608) 138,850 138,802 (48) 2002 UTGO Bonds 380,175 377,496 (2,679) 379,950 379,902 (48) LID Guarantee 1,800 10,794 8,994 10,794 - (10,794) Total 1,530,124 674,255 (855,869) 1,540,980 861,199 (679,781) Permanent Funds Cemetery Perpetual Care 15,550 17,073 1,523 - - - Total 15,550$ 17,073$ 1,523$ -$ -$ -$ Schedule of Revenues and Expenditures - Budget to Actual For the Year Ended December 31, 2013 Nonmajor Other Governmental Funds Revenues Expenditures City of Pasco, Washington 2013 Comprehensive Annual Financial Report 98 Enterprise funds are used to account for the financing of goods or services for which a fee is charged to external users for use of those goods and services. The City of Pasco does not have any nonmajor enterprise funds. Internal service funds are used to account for the financing of goods or services provided by one department to other departments of the government and to other government units on a cost reimbursement basis. Nonmajor Proprietary Funds Enterprise Funds Internal Service Funds City of Pasco, Washington 2013 Comprehensive Annual Financial Report 99 Equipment Equipment Medical Equipment Equipment Total Rental Rental Insurance Central Rental Rental Internal Operations Replacement Fund Stores Operations Replacement Service ASSETS Current assets: Current cash & cash equivalents 131,548$ 4,621,663$ 225,207$ 12,846$ 207,783$ 2,335,618$ 7,534,665$ Restricted cash - IBNR 549,430 549,430 Interfund loans - current portion 43,890 43,890 Total current assets 131,548 4,665,553 774,637 12,846 207,783 2,335,618 8,127,985 Noncurrent assets: Interfund loans 145,504 145,504 Construct work in process 35,816 35,816 Machinery and equipment 2,852,015 1,154,968 4,006,983 Total noncurrent assets - 2,997,519 - - - 1,190,784 4,188,303 Total assets 131,548 7,663,072 774,637 12,846 207,783 3,526,402 12,316,288 LIABILITIES Current liabilities: Accounts payable 24,205 80,956 9,060 92,911 207,132 IBNR payable from restricted assets 549,430 549,430 Compensated absences - current 19,534 8,320 27,854 Total current liabilities 43,739 - 630,386 - 17,380 92,911 784,416 Total liabilities 43,739 - 630,386 - 17,380 92,911 784,416 NET POSITION Net investment in capital assets 2,852,015 1,190,784 4,042,799 Unrestricted 87,809 4,811,057 144,251 12,846 190,403 2,242,707 7,489,073 Total net position 87,809$ 7,663,072$ 144,251$ 12,846$ 190,403$ 3,433,491$ 11,531,872$ Business-Type ActivitiesGovernmental Activities Combining Statement of Net Position Nonmajor Internal Services Fund December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 100 Equipment Equipment Medical Equipment Equipment Total Rental Rental Insurance Central Rental Rental Internal Operations Replacement Fund Stores Operations Replacement Service OPERATING REVENUES Charges for goods and services 4,882,240$ 4,882,240$ Miscellaneous interfund charges 863,650$ 1,034,663$ 325,246$ 465,100$ 2,688,659 Total operating revenues 863,650 1,034,663 4,882,240 - 325,246 465,100 7,570,899 OPERATING EXPENSES Depreciation 541,686 255,393 797,079 Salaries & wages 231,436 44,173 275,609 Personnel benefits 97,894 19,370 117,264 Supplies 556,674 233,132 789,806 Services 139,029 4,880,094 47,394 5,066,517 Total operating expenses 1,025,033 541,686 4,880,094 - 344,069 255,393 7,046,275 OPERATING INCOME (LOSS)(161,383) 492,977 2,146 - (18,823) 209,707 524,624 NONOPERATING REVENUES (EXPENSES) Investment income 310 16,056 701 17 321 2,861 20,266 Total nonoperating revenues 310 16,056 701 17 321 2,861 20,266 Income (loss) before contributions and transfers (161,073) 509,033 2,847 17 (18,502) 212,568 544,890 Capital contributions 157,788 157,788 Transfers in 212,000 158,000 370,000 Changes in net position (161,073) 878,821 2,847 17 (18,502) 370,568 1,072,678 Net position - beginning 248,882 6,784,251 141,404 12,829 208,905 3,062,923 10,459,194 Net position - ending 87,809$ 7,663,072$ 144,251$ 12,846$ 190,403$ 3,433,491$ 11,531,872$ Governmental Activities Combining Statement of Revenues, Expenses, and Changes in Net Position Nonmajor Internal Service Funds For the Year Ended December 31, 2013 Business-Type Activities City of Pasco, Washington 2013 Comprehensive Annual Financial Report 101 Equipment Equipment Equipment Equipment Total Rental Rental Medical Central Rental Rental Internal Operations Replacement Insurance Stores Operations Replacement Service CASH FLOW FROM OPERATING ACTIVITIES: Cash from customers 863,650$ 1,034,663$ 4,882,240$ 325,246$ 465,100$ 7,570,899$ Payments to employees (324,411) (60,528) (384,939) Payments to suppliers (708,439) (21,460) (5,315,281) (277,282) 92,911 (6,229,551) Net cash provided by operating activities (169,200) 1,013,203 (433,041) - (12,564) 558,011 956,409 CASH FLOW FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Transfers in for capital 212,000 158,000 370,000 Acquisition of capital assets (686,787) (289,396) (976,183) Net cash used in capital activities - (474,787) - - - (131,396) (606,183) CASH FLOWS FROM INVESTING ACTIVITIES: Investment sales and income 310 16,056 701 17 321 2,861 20,266 Interfund loans 96,000 96,000 Net cash provided from investing activities 310 112,056 701 17 321 2,861 116,266 Net increase in cash and cash equivalents (168,890) 650,472 (432,340) 17 (12,243) 429,476 466,492 Beginning cash and cash equivalents 300,438 3,971,191 657,547 12,829 220,026 1,906,142 7,068,173 Ending cash and cash equivalents 131,548$ 4,621,663$ 225,207$ 12,846$ 207,783$ 2,335,618$ 7,534,665$ CASH PROVIDED BY OPERATING ACTIVITIES: Net operating income (loss)(161,383)$ 492,977$ 2,146$ (18,823)$ 209,707$ 524,624$ ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Depreciation 541,686 255,393 797,079 Increase (decrease) in accounts payable (12,736) (21,460) (435,187) 3,244 92,911 (373,228) Increase in compensated absences 4,919 3,015 7,934 Net cash provided by operating activities (169,200)$ 1,013,203$ (433,041)$ -$ (12,564)$ 558,011$ 956,409$ Combining Statement of Cash Flows Nonmajor Internal Service Funds For the Year Ended December 31, 2013 Governmental Activities Business-Type Activities City of Pasco, Washington 2013 Comprehensive Annual Financial Report 102 Pension and other post-employment benefit trust funds are used to report resources that are required to be held in trust for the members and beneficiaries of defined benefit pension plans, defined contribution plans, other postemployment benefit plans or other employee benefit plans. Agency funds are used to report resources held by the reporting government in a purely custodial capacity. Agency funds typically involve only the receipt, temporary investment, and remittance of fiduciary resources to individuals, private organizations, or other governments. Trust and Agency Funds Pension and Other Postemployment Benefit Trust Funds Agency Funds City of Pasco, Washington 2013 Comprehensive Annual Financial Report 103 Other Total Fire Postemployment Pension and Other Pension Benefit Postemployment Trust Trust Benefits ASSETS Cash & cash equivalents 198,415$ 208,686$ 407,101$ Investments at fair market value: LID note 66,590 66,590 Federal agency 78,789 78,789 Mutual funds 1,806,966 2,308,035 4,115,001 Total assets 2,150,760 2,516,721 4,667,481 LIABILITIES Total liabilities - - - NET POSITION Held in trust for pension benefits and other purposes 2,150,760$ 2,516,721$ 4,667,481$ Combining Statement of Net Position Fiduciary Funds December 31, 2013 Trust Funds City of Pasco, Washington 2013 Comprehensive Annual Financial Report 104 Public Animal Senior Flexible Facility Control Center Payroll Total Spending District Authority Association Clearing Agency ASSETS Cash & cash equivalents 7,850$ 78,439$ 102,570$ -$ 421,270$ 610,129$ Total assets 7,850 78,439 102,570 - 421,270 610,129 LIABILITIES Accounts payable 7,850 421,270 429,120 Due to other governments 78,439 102,570 - 181,009 Total liabilities 7,850$ 78,439$ 102,570$ -$ 421,270$ 610,129$ Combining Statement of Assets and Liabilities Fiduciary Funds (continued) December 31, 2013 Agency Funds City of Pasco, Washington 2013 Comprehensive Annual Financial Report 105 Other Total Fire Postemployment Pension and Other Pension Benefit Postemployment Trust Trust Benefits ADDITIONS Taxes 47,624$ 47,624$ Investment earnings Interest 8,419 363 8,782 Dividends 143,627 93,028 236,655 Net change in fair value of investments 298,831 465,247 764,078 Total additions 498,501 558,638 1,057,139 DEDUCTIONS Pension benefits 152,287 152,287 Medical premiums 113,471 113,471 Administrative expenses 3,914 3,190 7,104 Total deductions 156,201 116,661 272,862 Change in net assets 342,300 441,977 784,277 Net position - beginning 1,808,460 2,074,744 3,883,204 Net position - ending 2,150,760$ 2,516,721$ 4,667,481$ Combining Statement of Changes in Net Position Fiduciary Funds For The Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 106 Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 ASSETS Cash & cash equivalents 2,354$ 149,555$ 144,059$ 7,850$ 73,480$ 78,437$ 73,478$ 78,439$ Total assets 2,354 149,555 144,059 7,850 73,480 78,437 73,478 78,439 LIABILITIES Accounts payable 2,354 149,555 144,059 7,850 - - Due to other governments - 73,480 78,437 73,478 78,439 Total liabilities 2,354$ 149,555$ 144,059$ 7,850$ 73,480$ 78,437$ 73,478$ 78,439$ Pasco Public Facility DistrictFlexible Spending Accounts Combining Statement of Changes in Assets and Liabilities Agency Funds For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 107 Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 71,090$ 147,515$ 116,035$ 102,570$ 391$ 22$ 413$ -$ 71,090 147,515 116,035 102,570 391 22 413 - - 391 22 413 - 71,090 147,515 116,035 102,570 - 71,090$ 147,515$ 116,035$ 102,570$ 391$ 22$ 413$ -$ Senior Center AssociationAnimal Control Authority City of Pasco, Washington 2013 Comprehensive Annual Financial Report 108 Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 ASSETS Cash & cash equivalents 305,788$ 30,434,166$ 30,318,684$ 421,270$ 453,103$ 30,809,695$ 30,652,669$ 610,129$ Total assets 305,788 30,434,166 30,318,684 421,270 453,103 30,809,695 30,652,669 610,129 LIABILITIES Accounts payable 305,788 30,434,166 30,318,684 421,270 308,533 30,583,743 30,463,156 429,120 Due to other governments 144,570 225,952 189,513 181,009 Total liabilities 305,788$ 30,434,166$ 30,318,684$ 421,270$ 453,103$ 30,809,695$ 30,652,669$ 610,129$ Total Agency FundsPayroll Clearing Combining Statement of Changes in Assets and Liabilities Agency Funds (continued) For the Year Ended December 31, 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 109 STATISTICAL SECTION This part of the City of Pasco’s comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures and required supplementary information says about the government’s overall financial health. CONTENTS Page Financial Trends 110 These schedules contain trend information to help the reader understand how the government’s financial performance and well-being have changed over time. Revenue Capacity 116 These schedules contain information to help the reader assess the governments most significant revenue sources. Debt Capacity 122 These schedules present information to help the reader assess the affordability of the government’s current levels of outstanding debt and the government’s ability to issue additional debt in the future. Demographic and Economic Information 126 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government’s financial activities take place. Operating Information 130 These schedules contain service data to help the reader understand how the information in the government’s financial report relates to services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 110 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Governmental activities Net investment in capital assets $38,549 $47,804 $59,050 $74,058 $85,294 $97,602 $122,343 $141,497 $163,582 $188,996 Restricted for: Restricted *4,618 5,734 5,738 3,941 4,005 3,551 383 400 Cemetery (nonexpendable) 418 434 Contested tax & drug forefits 228 Bicentennial celebration 6 Streets and boulevards 6,489 7,205 Litter and housing abatement 289 329 Park development 1,739 1,821 Culture and recreation 133 Capital improvement 2,259 2,976 Economic development 221 3 General obligation debt 337 334 Special assessment debt 240 48 Unrestricted 16,081 15,366 15,944 22,710 23,750 24,111 28,241 30,166 14,616 11,883 Total governmental activities net position 59,248 68,904 80,732 100,709 113,049 125,264 150,967 172,063 190,196 214,390 Business-type activities Net investment capital assets 59,694 69,646 93,667 97,635 109,736 1,136,995 124,771 129,532 130,321 129,664 Restricted 746 1,321 1,798 842 747 777 - - Unrestricted 14,174 23,041 6,252 12,611 5,712 12,618 11,400 12,367 14,719 19,115 Total business-type activities net position 74,614 94,008 101,717 111,088 116,195 1,150,390 136,171 141,899 145,040 148,779 Primary government Net investment in capital assets 98,243 117,450 152,717 171,694 195,030 211,596 247,114 271,029 293,903 318,660 Restricted 5,364 7,055 7,536 4,783 4,752 4,328 383 400 11,998 13,511 Unrestricted 30,255 38,407 22,196 35,321 29,462 36,729 39,641 42,533 29,335 30,998 Total primary government net assets $133,862 $162,912 $182,449 $211,798 $229,244 $252,653 $287,138 $313,962 $335,236 $363,169 * Break out not available prior to 2012 Net Position by Component Fiscal Year Ended December 31 (accrual basis of accounting) Last Ten Fiscal Years (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 111 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Expenses Governmental activities: General government $7,374 $8,116 $8,889 $9,649 $10,410 $12,059 $6,921 $6,517 $6,730 $7,060 Public safety 13,056 14,004 16,592 17,214 18,296 18,743 19,419 19,834 20,498 22,491 Physical environment 1,548 1,690 2,319 2,137 3,532 3,050 1,900 2,406 2,992 Transportation 3,799 5,944 1,299 4,242 4,331 5,137 7,831 9,836 9,913 14,097 Economic environment 819 934 1,647 1,117 1,199 1,385 797 1,041 2,386 4,456 Health and human services 46 45 44 40 57 59 1,652 251 421 Culture and recreation 5,408 4,893 4,872 5,713 5,983 6,212 4,724 7,695 8,224 8,003 Interest on long term debt 774 714 682 640 587 413 512 517 315 265 Total governmental activities expenses 32,824 36,340 36,344 40,752 44,395 47,058 43,756 48,097 51,479 56,372 Business-type activities Water 4,289 3,950 5,051 5,180 5,990 6,029 6,538 6,845 6,748 7,780 Sewer 5,812 5,878 5,724 6,275 6,316 6,826 6,944 7,922 7,435 7,223 Water process reuse 1,417 1,466 1,558 1,503 1,569 1,558 1,444 1,501 1,185 1,542 Storm water 316 377 518 595 607 735 791 959 1,028 1,165 Irrigation 356 544 748 936 1,015 1,009 1,045 1,038 1,099 1,226 Total business-type activities expenses 12,190 12,215 13,599 14,489 15,497 16,157 16,762 18,265 17,495 18,936 Total primary government expenses 45,014 48,555 49,943 55,241 59,892 63,215 60,518 66,362 68,974 75,308 Program revenues Governmental Activities: Charges for Services General government 4,493 4,885 5,529 7,098 6,667 8,982 2,134 1,981 2,575 4,578 Public safety 1,455 1,784 1,862 2,263 2,626 3,006 3,684 3,893 4,415 4,398 Physical environment 366 675 798 744 836 1,282 499 1,331 1,406 Transportation 93 45 810 491 476 623 1,504 1,795 310 3,507 National & economic environment 2,007 1,961 1,780 1,579 1,135 1,431 17 1,459 2,734 3,361 Health and human services 1,851 30 14 Culture and recreation 1,048 744 583 465 445 480 604 2,161 1,838 2,471 Operating grants and contributions 846 1,199 1,045 1,074 376 504 1,448 1,763 1,043 639 Capital grants and contributions 6,863 6,547 9,244 3,438 14,753 13,283 25,488 25,117 16,144 30,631 Total governmental activities program revenues 17,171 17,840 21,651 17,152 27,314 29,591 37,229 39,530 30,479 49,585 Business-type activities Charges for services 12,153 13,112 14,186 14,307 17,232 18,319 18,148 17,774 18,044 17,977 Operating grants and contributions 0 0 0 0 0 0 0 370 412 42 Capital grants and contributions 9,911 14,203 3,625 6,377 3,254 3,061 4,654 5,671 5,586 4,214 Total business-type activities program revenues 22,064 27,315 17,811 20,684 20,486 21,380 22,802 23,815 24,042 22,233 Total primary government program revenues $39,235 $45,155 $39,462 $37,836 $47,800 $50,971 $60,031 $63,345 $54,521 $71,818 (accrual basis of accounting) (amounts expressed in thousands) Changes in Net Position Fiscal Year Ended December 31 Last Ten Fiscal Years City of Pasco, Washington 2013 Comprehensive Annual Financial Report 112 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Net (expenses)/revenues Governmental activities ($15,653)($18,500)($14,693)($23,599)($17,078)($17,467)($6,527)($8,567)($21,000)($6,787) Business-type activities 9,874 15,100 4,212 6,195 4,504 5,223 6,040 5,550 6,547 3,297 Total primary government (5,779)(3,400)(10,481)(17,404)(12,574)(12,244)(487)(3,017)(14,453)(3,490) General revenues and other changes in net assets Governmental Activities: Taxes Property taxes 4,699 4,883 5,303 5,774 6,055 6,276 6,080 6,847 6,658 7,149 Sales and use taxes 7,412 7,857 8,226 8,646 8,843 8,000 8,245 9,403 10,284 11,472 Occupational utility taxes 6,456 7,100 7,561 7,842 8,689 8,924 8,917 8,914 8,843 8,894 Other taxes 2,838 3,396 3,305 3,729 4,655 4,686 1,738 1,838 2,046 2,117 Intergovernmental *1,663 2,599 3,161 1,566 Investment and miscellaneous 2,630 3,365 2,412 2,892 987 852 1,147 691 1,486 137 Transfers (2,199)(584)113 846 613 566 (149)3,439 (355) Total governmental activities 21,836 26,017 26,920 29,729 29,842 29,304 27,641 30,292 35,917 30,980 Business-type activities Investment and miscellaneous 4,105 4,120 3,758 4,184 425 399 1,062 177 33 88 Transfers 1,378 (58)(183)(866)(613)(566)149 (3,439)355 Total business-type activities 5,483 4,062 3,575 3,318 (188)(167)1,211 177 (3,406)443 Total primary government 27,319 30,079 30,495 33,047 29,654 29,137 28,852 30,469 32,511 31,423 Changes in net position** Governmental activities 6,183 7,517 12,227 6,130 12,764 11,837 21,114 21,725 14,917 24,193 Business-type activities 15,357 19,162 7,787 9,513 4,316 5,056 7,251 5,727 3,141 3,740 Total primary government $21,540 $26,679 $20,014 $15,643 $17,080 $16,893 $28,365 $27,452 $18,058 $27,933 *Included with "Other taxes" until 2010. ** Beginning Net Posisiton were restated based on prior period adjustments recorded in 2010. Fiscal Year Ended December 31 Changes in Net Position Last Ten Fiscal Years (continued) (accrual basis of accounting) (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 113 Fiscal Year Ended December 31 Property Taxes Sales and Use Taxes B&O Taxes Excise and Other Taxes Total Taxes 2004 4,699 7,412 6,456 2,677 *21,244 2005 4,883 7,857 7,100 3,223 *23,063 2006 5,303 8,226 7,561 3,305 *24,395 2007 5,774 8,646 7,842 3,729 *25,991 2008 6,056 8,843 8,689 4,655 *28,243 2009 6,276 8,000 8,924 4,686 *27,886 2010 6,080 8,245 8,917 1,739 24,981 2011 6,847 9,403 8,914 1,838 27,002 2012 6,659 10,284 8,843 2,046 27,832 2013 7,149 11,472 8,894 2,117 29,632 Source: Statement of activities Prior CAFR * Also included intergovernmental revenues (amounts expressed in thousands) Governmental Activities Tax Revenues by Source Last Ten Fiscal Years (accrual basis of accounting) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 114 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 General fund Assigned 3,208$ Restricted Bi-centennial celebration 6$ Contested tax & drug forefits 228$ Committed Landfill claims 401 405 Assigned 2013 budget appropriation 2,872 Unassigned 8,050 6,264 5,612 Reserved *70$ 59$ 1,891$ 1,517$ 692$ 1,898$ Unreserved *7,589 9,109 6,861 9,088 10,270 7,917 9,414 Total general fund 7,659$ 9,168$ 8,752$ 10,605$ 10,962$ 9,815$ 9,414$ 11,258$ 9,543$ 6,245$ All other governmental funds Nonspendable Cemetery permanent fund 400$ 418$ 434$ Restricted 9,496 Street and boulevard**6,489 7,205 Litter & housing abatement**288 329 Park development**1,739 1,822 Culture and recreation 132 Capital improvements**2,260 2,976 Economic development**221 3 General obligation debt**337 334 Special assessment debt**240 47 Committed 5,375 Special revenue funds*1,117 2,365 Construction projects*861 199 Debt guarantee*1,033 924 Unassigned (178) (1,254) (1,188) Reserved *4,616$ 5,728$ 5,729$ 3,910$ 3,890$ 2,798$ 383$ Unreserved, reported in: Special revenue funds 7,142 4,912 6,115 8,260 9,872 9,010 10,846 Debt service funds 60 281 671 773 921 1,307 1,095 Capital project funds (206) (440) (1,158) (224) (1,750) (655) 833 Total all other governmental funds 11,612$ 10,481$ 11,357$ 12,719$ 12,933$ 12,460$ 13,157$ 15,093$ 13,749$ 15,582$ Fund Balance of Governmental Funds Fiscal Year Ended December 31 Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 115 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Revenue Taxes 20,491$ 22,196$ 23,362$ 24,516$ 25,716$ 25,339$ 24,960$ 26,832$ 28,017$ 29,602$ Licenses and permits 2,337 2,338 2,116 1,924 1,616 1,860 1,966 1,874 1,862 1,777 Intergovernmental revenue 2,628 3,494 10,802 4,719 5,293 4,041 7,929 8,252 4,901 5,785 Charges for services 3,887 4,226 4,388 4,738 4,771 5,285 5,502 7,475 9,509 11,486 Fines and forfeitures 740 746 829 1,054 1,017 1,063 944 955 891 985 Investment and miscellaneous 2,453 3,075 2,803 2,734 2,310 2,963 2,930 2,547 2,767 2,559 Total revenues 32,536 36,075 44,300 39,685 40,723 40,551 44,231 47,935 47,947 52,194 Expenditures Current: General government 4,337 4,817 5,026 5,001 5,341 5,847 6,547 6,087 6,381 6,705 Public safety 12,734 13,588 15,593 16,820 17,711 18,418 18,820 18,780 19,990 22,365 Physical environment 1,246 1,444 1,609 1,825 2,078 2,066 1,855 2,288 2,846 Transportation 1,076 1,104 1,133 1,537 1,536 1,566 2,149 2,447 2,890 3,897 Economic environment 461 648 681 745 671 944 54 872 2,137 4,287 Health and human services 46 45 44 40 57 59 1,313 210 376 Culture and recreation 3,434 3,464 3,827 4,117 4,279 4,670 4,757 6,402 6,807 6,978 Capital outlay *5,878 8,222 14,188 5,737 7,345 7,718 General government 104 154 193 1,426 Public safety 124 35 648 2,726 Physical environment 868 7 Transportation 3,441 3,276 3,141 2,994 Economic environment 419 657 1,527 254 Culture and recreation 2,633 369 185 Debt service: Principal 1,116 1,106 1,120 1,162 1,108 1,249 1,178 1,575 3,308 1,194 Interest 774 714 682 640 587 413 512 517 316 265 Total expenditures 31,102 35,152 43,903 37,624 40,713 42,950 44,774 43,669 50,752 53,091 Excess of revenues over (under) expenditures 1,434 923 397 2,061 10 (2,399) (543) 4,266 (2,805) (897) Other financing sources (uses) Disposition of capital assets 367 41 157 7 Proceeds of general debt 219 795 4,533 Debt refinanced (4,280) Insurance recoveries 18 30 1 251 (1) Operating transfers in 4,260 5,322 5,864 4,984 5,094 5,432 6,559 5,229 6,434 7,029 Operating transfers out (4,628) (6,068) (5,710) (4,247) (4,542) (4,527) (6,708) (5,229) (6,689) (7,596) Total other financing sources (uses)236 (675) 155 894 559 1,156 645 253 (255) (567) Net change in fund balances 1,670$ 248$ 552$ 2,955$ 569$ (1,243)$ 102$ 4,519$ (3,060)$ (1,464)$ Debt services as percentage of noncapital expenditures 7.5%6.8%6.1%5.7%5.1%4.7%4.5%5.4%7.8%3.0% * Break out not available prior to 2010 Fiscal Year Ended December 31 Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 116 Fiscal Year Ended December 31 Residential Property Commercial Property Other Property Total Taxable Assessed Valuation Total Direct Tax Rate 2004 1,608,204 116,704 54,917 1,779,825 2.81 2005 1,838,148 81,763 52,699 1,972,610 2.81 2006 1,685,326 85,760 54,277 1,825,363 2.74 2007 2,309,544 113,973 59,650 2,483,167 2.54 2008 1,942,831 473,136 445,373 2,861,340 2.49 2009 1,525,399 869,876 539,517 2,934,792 2.23 2010 2,151,661 577,476 172,776 2,901,913 2.22 2011 2,216,469 582,468 209,591 3,008,528 2.18 2012 2,323,387 716,283 180,219 3,219,889 2.17 2013 2,433,119 731,717 165,958 3,330,794 2.16 Source: Franklin County Assessor Real Property Assessed Value of Taxable Property Last Ten Fiscal Years (in thousands of dollars) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 117 Fiscal Year Ended December 31 Admissions Cable TV Solid Waste Water Irrigation *Sewer Storm **Reuse **Gas Telephone Electricity Total 2004 57 341 388 488 688 472 1,493 2,586 6,513 2005 49 295 404 561 778 614 1,459 2,990 7,150 2006 38 300 387 547 793 786 1,607 3,140 7,598 2007 78 288 468 563 742 853 1,723 3,206 7,921 2008 115 356 482 595 724 799 2,519 3,213 8,803 2009 136 369 491 646 820 962 2,142 3,382 8,948 2010 149 383 515 709 821 925 2,059 3,356 8,917 2011 142 381 530 658 81 636 63 127 809 2,034 3,455 8,916 2012 148 391 536 679 85 647 91 158 707 1,910 3,489 8,841 2013 157 404 512 689 89 666 97 124 525 1,711 3,465 8,439 * Previously included in Water ** Previously included in Sewer B&O Taxes by Type Last Ten Fiscal Years (in thousands of dollars) (Gross Revenues times 8 1/2% Tax Rate) Fiscal Year Ended December 31 Operating millage Debt service millage Total city millage Operating millage Debt service millage Total county millage Operating millage Debt service millage Total school millage Special districts Total direct and overlapping rates 2004 2.662 0.146 2.808 1.904 0.496 2.400 3.826 2.799 6.625 0.436 12.269 2005 2.416 0.389 2.805 1.792 0.383 2.175 3.941 2.628 6.569 0.410 11.959 2006 2.391 0.350 2.741 1.749 0.348 2.097 3.768 2.747 6.515 0.399 11.752 2007 2.249 0.293 2.542 1.699 0.320 2.019 3.929 2.992 6.921 0.388 11.870 2008 2.221 0.268 2.489 1.673 0.281 1.954 3.834 3.083 6.917 0.383 11.743 2009 2.004 0.230 2.234 1.459 0.261 1.720 4.170 3.081 7.251 0.347 11.552 2010 1.999 0.225 2.224 1.478 0.238 1.716 4.155 2.395 6.550 0.338 10.828 2011 1.972 0.212 2.184 1.422 0.216 1.638 4.359 2.286 6.645 0.329 10.796 2012 1.968 0.203 2.171 1.440 0.214 1.654 4.352 2.250 6.602 0.033 10.460 2013 1.967 0.197 2.164 1.508 0.201 1.709 4.455 2.207 6.662 0.329 10.864 Source: Franklin County Assessors (Property tax booklet) 1 Overlapping rates are those of local and county governments that apply to property owners within the City of Pasco. Not all overlapping rates apply to all City of Pasco property owners whose property is located within the geographic boundaries of the special district. City of Pasco Property Tax Rates Direct and Overlapping 1 Governments Last Ten Fiscal Years Overlapping Rates School DistrictCounty City of Pasco, Washington 2013 Comprehensive Annual Financial Report 118 Fiscal Year Ended December 31 City of Pasco 1 Franklin County 1 2004 $747,240,717 $828,361,101 2005 781,596,534 862,138,345 2006 811,292,511 929,717,630 2007 856,422,037 1,057,004,462 2008 877,529,074 1,052,102,171 2009 802,641,083 917,095,762 2010 825,267,329 964,584,879 2011 839,174,222 1,007,226,337 2012 861,063,371 1,037,096,483 2013 696,469,407 829,435,412 ** 1 Source: Washington State Department of Revenue ** Fourth quarter not available Taxable Retail Sales Last Ten Fiscal Years Taxpayer Taxable assessed value Rank Percentage of total taxable Taxable assessed value Rank Percentage of total taxable Syngenta Seed Inc $33,025 1 0.92%0.00% Pasco Processing LLC 25,161 2 0.70%31,316 1 1.09% Bybee Foods LLC 20,981 3 0.59% Twin City Foods, Inc.16,609 4 0.46%22,098 2 0.77% The Crossing at Chapel Hill 16,174 5 0.45%16,085 4 0.56% Broadmoor LLC 15,382 6 0.43%16,432 3 0.57% Wal-Mart, Inc 14,056 7 0.39%13,745 6 0.48% Western State Equipment 13,480 8 0.38%14,400 5 0.50% Reser's Fine Foods, Inc 12,488 9 0.35% Art Mtg Borrower Propco 10,324 10 0.29% Old Standard Life Insurance 11,234 10 0.39% Skywest Airlines, Inc 13,241 7 0.46% BNSF Railway Co.12,255 9 0.43% Conagra Foods Lamb-Weston, Inc.12,632 8 0.44% $177,680 4.96%$163,438 5.69% Source: Franklin County Assessor's Office * Oldest comparative information that is available. 2013 2008* Principal Property Taxpayers Current Year and Six Years Prior (amounts expressed in thousands) Fiscal Year Ended December 31 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 119 Taxpayer Tax Revenue Rank Percentage of Total Tax Revenue Tax Revenue Rank Percentage of Total Tax Revenue Company A $3,859 1 45.73%$2,586 1 39.71% Company B 603 2 7.15%407 3 6.25% Company D 559 3 6.62%388 4 5.96% Company C 540 4 6.40% Company E 434 5 5.14%341 5 5.24% Company F 404 6 4.79% Company G 275 7 3.26%477 2 7.32% Company J 189 8 2.24%109 8 1.67% Company I 111 9 1.32%139 7 2.13% Company N 95 10 1.13% Company K 302 6 4.64% Company L 73 9 1.12% Company M 71 10 1.09% $7,069 83.78%$4,893 75.13% Note: Per state privacy laws the names of the companies are confidential and have been indicated instead by letter. The above information is provided to show concentration risk by company. * This is the oldest comparative information available. Source: Revenue collection Principal B&O Taxpayers Current Year and Nine Years Prior (amounts expressed in thousands) 2004* Fiscal Year Ended December 31 2013 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 120 2013 2006 Sales % of Sales % of Tax Total Tax Total Industries Paid Rank Sales Tax Paid Rank Sales Tax Motor vehicle and parts dealers $1,938,847 1 24.67%$1,553,185 1 20.95% Wholesale trade, durable goods 614,100 2 7.82%776,944 2 10.48% General merchandise stores 536,842 3 6.83%408,218 5 5.51% Food services, drinking places 530,132 4 6.75%338,591 8 4.57% Construction of buildings 494,009 5 6.28%421,800 4 5.69% Building material and garden 369,639 6 4.70%249,406 9 3.36% Specialty trade contractors 362,822 7 4.62%628,960 3 8.48% Rail Transportation 283,802 8 3.61% Rental and leasing services 246,267 9 3.13%357,386 7 4.82% Telecommunications 244,903 10 3.12%200,425 10 2.70% Repair and maintenance Miscellaneous store retailers 381,601 6 5.15% Other 2,236,575 28.47%2,097,093 28.29% Total $7,857,938 100.00%7,413,609$ 100.00% Source: Washington State Department of Revenue tax tools Top Ten Industries that Generate Sales Tax Current Year and Seven Years Prior Fiscal Year Ended December 31 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 121 Fiscal Year Ended December 31 Total tax levy for fiscal year Amount Percentage of levy Collections in Subsequent years 1 Amount Percentage of levy 2004 4,392 4,210 95.9%88 4,298 97.9% 2005 4,859 4,674 96.2%186 4,860 100.0% 2006 5,314 5,114 96.2%194 5,308 99.9% 2007 5,763 5,600 97.2%160 5,760 99.9% 2008 6,061 5,887 97.1%158 6,045 99.7% 2009 5,738 5,579 97.2%160 5,739 100.0% 2010 6,400 6,211 97.0%135 6,346 99.2% 2011 6,638 6,480 97.6%115 6,595 99.4% 2012 6,850 6,693 97.7%92 6,785 99.1% 2013 7,011 6,833 97.5%0 6,833 97.5% Source: Franklin County Treasurer's Office Tax Rolls 1 County provides four prior years and combines five years or more together. Total collections to date Collected within the fiscal year of the levy Property Tax Levies and Collections Last Ten Fiscal Years (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 122 Fiscal Year Ended December 31 General Obligation Bonds Special Assessments External Loans & Notes Water/ Sewer Bonds Other Loans Payable Total Primary Government Percentage of Personal Income Per Capita 1 2004 14,500 1,501 1,487 15,940 23,694 57,122 6.7%1,399 2005 13,650 2,329 1,291 19,300 22,340 58,910 6.3%1,333 2006 12,955 3,288 1,228 18,045 20,950 56,466 5.6%1,186 2007 11,850 2,853 1,051 17,620 19,523 52,897 5.1%1,054 2008 10,915 120 888 16,245 18,056 46,224 3.9%884 2009 9,945 120 870 16,549 24,710 52,194 3.6%958 2010 8,940 785 713 29,125 15,061 54,624 3.4%970 2011 7,670 785 543 26,240 13,531 48,769 Not available 799 2012 4,710 395 369 24,260 11,956 41,690 Not available 665 2013 3,835 160 284 30,355 10,334 44,968 Not available 685 1 This ratio was calculated using population for the applicable fiscal year. Note: Details regarding the City's outstanding debt can be found in the notes and schedules to the financial statements. Business-type Activities Ratios of Outstanding Debt by Type Last Ten Fiscal Years (amounts expressed in thousands, except per capita amount) Governmental Activities Fiscal Year Ended December 31 General obligations bonds Less: Amounts available in debt service fund Total Percentage of estimated actual taxable value 1 of property Per capita 2 2004 14,500 2,865 11,635 0.6537%285 2005 13,650 2,973 10,677 0.5413%242 2006 12,955 3,105 9,850 0.5396%207 2007 11,850 2,824 9,026 0.3635%180 2008 10,915 2,787 8,128 0.2841%155 2009 9,945 1,231 8,714 0.2969%160 2010 8,940 1,322 7,618 0.2625%135 2011 7,670 1,487 6,183 0.2055%101 2012 4,710 1,494 3,216 0.0999%51 2013 3,835 1,325 2,510 0.0754%38 Note: Details regarding the City's outstanding debt can be found in the notes and schedules statements. to the financial statements. 1 See the schedule of assessed value taxable property on page 116 for property value data. 2 See schedule of population on page 126 Ratios of General Bonded Debt Outstanding and Bonded per Capita Last Ten Fiscal Years (amounts expressed in thousands, except per capita amount) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 123 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Debt limit $44,496 $49,691 $57,846 $62,079 $72,012 $73,370 $72,923 $75,213 $80,378 $88,541 Total net debt applicable to limit 11,894 16,204 15,341 10,470 13,252 12,501 11,954 11,670 4,966 174 Legal debt margin $32,602 $33,487 $42,505 $51,609 $58,760 $60,869 $60,969 $63,543 $75,412 $88,367 Total net debt applicable to the limit as a percentage of debt limit 26.73%32.61%26.52%16.87%18.40%17.04%16.39%15.52%6.18%0.20% Legal debt margin calculation for fiscal year 2013 Assessed value 3,541,628$ GENERAL PURPPOSES Limit of 2.5% of Assessed Value $88,541 Councilmanic: Capacity (1.5% of Assessed Value)53,124 Less: GO Bonds Outstanding (3,235) State LOCAL Loans (83) TRAC Obligation (99) Airport Fire Station (36) Compensated Absences 1,897 OPEB 1,982 Total debt 426 Remaining capacity without a vote 53,550 Voter Approved: Capacity (1.0% of Assessed Value)35,416 Less: Sourrces: GO Bonds Outstanding (600) Franklin County Assessors Office-(Steve Marks) *Remaining capacity with a vote 34,816 Debt Schedule Statement leases without a vote. The legal limit for capital leases debt (RCW 35.42.200) is included in the 2.5 percent and does not constitute extra allowable debt. Legal Debt Margin (amounts expressed in thousands) The 1.5 percent is the maxium limit for gerneral purposes without a vote (councilmanic debt). A council may choose to allocate any portion of this debt capacity to the "voted" category. If done so, this 1.5 percent of the indebtedness available without vote is to be proportionately reduced by the excess "voted" debt over 1 percent. Last Ten Fiscal Years Note: The total indebtedness for general purposes with or without a vote cannot exceed 2.5% of the value of taxable property. The general purposes indebtedness includes debt for capital Fiscal Year Ended December 31 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 124 Direct debt Amount Voted General Obligation 600$ Councilmanic General Obligation Debt 3,453 Total direct debt 4,053 Overlapping Debt Jurisdiction Outstanding debt Percent applicable Estimated Share of Overlapping Debt Franklin County 32,805 53.77%17,639 Pasco School District 158,411 63.75%100,987 Port of Pasco 9,279 53.97%5,008 Total overlapping debt 123,634 Total direct & overlapping debt 127,687$ Governmental activities debt ratios Assessed valuation- 2012 (established in November, 2011 for the 2012 tax year)3,541,628$ Population 63 Net direct debt to assessed valuation 0.11% Net direct debt and overlapping debt to assessed valuation 3.61% Assessed valuation per capita 56,216$ Net direct debt per capita 64$ Direct debt and overlapping debt per capita 2,027$ Councilmanic debt and other obligations consist of:G.O. Bonds Outstanding 3,235$ State LOCAL Loans 83 T.R.A.C. Obligation 99 Airport Fire Station 36 3,453$ Voted GO debt:G.O. Bonds Outstanding 600$ 600$ (1) Outstanding debt represents total general obligation debt. (2) Applicable percentage is determined by ratio of assessed valuation of property subject to taxation in the overlapping unit to valuation of property subject to taxation in the reporting unit. Source Franklin County Assessor's Office Franklin County Assessor's website- tax booklet Direct and Overlapping Governmental Activities Debt As of December 31, 2013 (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 125 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Operating Revenues Water Sales (1)4,589,539$ 4,910,473$ 5,455,176$ 5,619,985$ 5,304,341$ 5,515,937$ 5,596,298$ 6,797,470$ 6,989,958$ 7,087,462$ Irrigation Sales (1)678,321 717,653 753,251 874,036 917,076 954,204 Sewer Sales (1)6,788,379 7,472,547 7,838,131 7,809,425 5,997,993 6,265,581 5,788,397 5,614,564 5,705,414 5,813,572 Stormwater Sales (1)442,174 462,205 401,279 867,801 883,305 972,375 Process Water Reuse Sales (1)1,654,699 1,720,517 1,723,291 1,492,743 1,942,683 1,453,597 Other Utility Charges (2)3,257,011 3,728,284 3,004,086 2,418,505 1,851,282 2,320,023 3,871,057 1,907,123 1,711,031 1,935,286 Total Operating Revenues 14,634,929$ 16,111,304$ 16,297,393$ 15,847,915$ 15,928,810$ 17,001,916$ 18,133,573$ 17,553,737$ 18,149,467$ 18,216,496$ Operating & Maintenance Expenses Salaries & Wages 1,431,535 1,712,641 1,800,937 2,014,749 2,205,177 2,662,207 2,518,691 2,535,882 2,461,588 2,599,431 Personnel Benefits 390,271 436,186 501,301 682,213 423,330 478,162 892,651 913,062 952,672 1,114,349 Supplies 213,033 234,713 282,130 361,443 673,157 479,289 854,667 1,092,728 855,626 1,121,916 Services (1)3,267,427 3,375,492 3,581,220 3,750,684 3,758,991 4,448,568 4,477,102 5,193,430 5,293,094 5,749,161 Total Operating Expenses 5,302,266$ 5,759,032$ 6,165,588$ 6,809,089$ 7,060,655$ 8,068,226$ 8,743,111$ 9,735,102$ 9,562,980$ 10,584,857$ Operating Income 9,332,663$ 10,352,272$ 10,131,805$ 9,038,826$ 8,868,155$ 8,933,690$ 9,390,462$ 7,818,635$ 8,586,487$ 7,631,639$ Non-Operating Revenue Interest Income 350,456 491,592 572,283 579,418 371,318 359,244 228,784 116,848 39,607 41,009 Net Farmland Rental (3)550,760 582,630 626,292 686,140 530,307 698,974 375,599 498,413 - - Total Non-Operating Revenues(4)901,216$ 1,074,222$ 1,198,575$ 1,265,558$ 901,625$ 1,058,218$ 604,383$ 615,261$ 39,607$ 41,009$ Net Revenues 10,233,879$ 11,426,494$ 11,330,380$ 10,304,384$ 9,769,780$ 9,991,908$ 9,994,845$ 8,433,896$ 8,626,094$ 7,672,648$ Other Sources of Funds Special Assessment Repayments 292,821 309,611 306,036 297,186 575,461 42,005 387,867 283,861 225,506 257,366 Total Other Sources 292,821$ 309,611$ 306,036$ 297,186$ 575,461$ 42,005$ 387,867$ 283,861$ 225,506$ 257,366$ Max Annual Assessment Debt Service 417,156$ 417,156$ 417,156$ 417,156$ 567,968$ 390,393$ 289,613$ 212,489$ 199,582$ 203,764$ Net Revenue Available for NonAssessment Debt Service 10,109,544$ 11,318,949$ 11,219,260$ 10,184,414$ 9,777,273$ 9,643,520$ 10,093,099$ 8,505,268$ 8,652,018$ 7,726,250$ Non-Assessment Bond Debt Service (5)1,727,518$ 1,734,065$ 2,038,365$ 2,050,932$ 1,856,078$ 2,119,329$ 2,309,689$ 2,852,381$ 2,905,851$ 2,771,990$ Non-Assessment Bond Debt Service Coverage (6)5.85 6.53 5.50 4.97 5.27 4.55 4.37 2.98 2.98 2.79 Balance Available for Other Purposes 8,382,026$ 9,584,884$ 9,180,895$ 8,133,482$ 7,921,195$ 7,524,191$ 7,783,410$ 5,652,887$ 5,746,167$ 4,954,260$ Notes: Irrigation included with Water 2004-2007; Stormwater and Process Water Reuse included with Sewer 2004-2007. (1) Excludes revenue raised and used to pay interfund city taxes. (2) Includes one time fees such as new connection, new meter, capital facility, penalties, operating grants, etc. (3) Farm assets sold in 2011 (4) Excludes noncash capital contributions, gains/losses, capital grants, etc. (5) Excludes debt for prepaid maturities (6) Bond convenant requires coverage ratio of 1.25 times Maximum Annual Debt Service Waterworks Utility Debt Service Coverage (Per Bond Offical Statement Defintions) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 126 Pasco Fiscal Year Ended December 31 Population 1 Population 1 Unemployment rate 1 Population 1 Per capita personal income 1 Total Personal Income Median household income 1 Median household age 1 School enrollment 2 2004 41,842 143,472 7.5%58,576 20,971 1,228,397 41,309 27.40 11,038 2005 45,846 149,776 7.0%62,572 21,048 1,317,015 42,256 27.00 11,828 2006 49,439 155,439 7.0%66,371 21,317 1,414,831 43,187 27.00 12,516 2007 52,555 160,145 6.4%69,582 20,573 1,431,510 49,337 28.66 12,610 2008 54,993 166,933 10.3%72,230 22,955 1,658,040 44,797 28.20 13,701 2009 57,579 172,169 7.26%75,111 26,342 1,978,574 43,754 27.40 14,437 2010 59,781 181,756 7.79%78,163 Not Available Not Available 53,355 Not Available 15,427 2011 61,000 184,755 7.92%80,500 Not Available Not Available 53,644 28.53 16,143 2012 62,670 187,720 8.73%82,500 Not Available Not Available 56,221 Not Available 15,994 2013 65,600 193,160 8.51%84,800 30,169 2,558,331 53,775 29.14 16,612 Fiscal Year Ended December 31 Average wage per job 1 Unemployment rate 1 Population 1 Per capita personal income 1 Total Personal Income Median household income 1 School enrollment K-12 1 2004 40,464 6.20%6,208,515 36,715 227,945,628 49,585 1,017,594 2005 41,704 5.50%6,298,816 37,651 237,156,721 50,004 1,025,015 2006 43,825 4.90%6,420,258 40,139 257,702,736 53,522 1,027,312 2007 46,114 4.50%6,525,086 42,845 279,567,310 56,141 1,031,846 2008 47,140 5.50%6,608,245 44,162 291,833,316 57,858 1,025,495 2009 47,993 9.30%6,672,159 42,112 280,977,960 55,458 1,032,678 2010 49,337 9.90%6,724,540 42,521 285,934,165 54,888 1,037,219 2011 51,139 9.20%6,767,900 44,420 300,630,118 55,500 1,037,676 2012 52,945 8.20%6,817,770 46,045 313,924,220 56,444 1,040,631 2013 Not Available Not Available 6,882,400 Not Available Not Available 58,577 1,047,353 SOURCE: 1 State of Washington Office of Financial Management 2 Pasco School District (October Enrollment) from 2002-2010. Office of Financial management 2011 October Headcount Enrollment Franklin County State Last Ten Fiscal Years Demographic and Economic Statistics Tri Cities City of Pasco, Washington 2013 Comprehensive Annual Financial Report 127 Employer Employees Industry Rank Employees Industry Rank Battelle/PNNL 4,485 Research and Development 1 4485 Research and Development 1 URS 3,500 Government 2 3500 Government 2 CH2M Hill 3,260 Government 3 3260 Government 3 ConAgra (Lamb Weston)3,057 Agriculture Products 4 3057 Agriculture Products 4 Bechtel National 2,850 Government 5 2850 Government 5 Kadlec Medical Center 2,175 Health Services 6 2175 Health Services 6 Washington River Protection 1,686 Government 7 1686 Government 8 Mission Support Alliance 1,478 Government 8 1478 Government 9 Washington Closure Hanford 1,370 Government 9 Government Tyson Foods 1,300 Agriculture Products 10 Agriculture Products Pasco School District 2065 K-12 Education 7 Kennewick School Dist 1473 K-12 Education 10 Source: TRIDEC Prior years' information is not available. Employer Employees Industry Rank Employees Industry Rank Pasco School District 2,065 K-12 1 2065 K-12 1 Lourdes Health Network 807 Health Care 2 807 Health Care 2 Columbia Basin College 766 Community College 3 766 Community College 3 Boise Cascade 571 Manufacturing 4 571 Manufacturing 4 Pasco processing 350 Food processor-vegetables 5 350 Food processor-vegetables 5 City of Pasco 320 City services 6 305 City services 6 Reser's Fine Foods 230 Food processor-potatoes 7 230 Food processor-potatoes 7 Franklin County 290 County services 8 190 County services 9 Douglas Fruit 210 Fruit packaging 9 210 Fruit packaging 8 West Communication 180 Call Center 10 180 Call Center 10 Source: TRIDEC * Earliest year information was available 2011 * Franklin County 2013 Principal Employers Year Ended December 31 Tri Cities 2011 * 2013 Current Year & 2 Years Ago City of Pasco, Washington 2013 Comprehensive Annual Financial Report 128 Employment Sector 2013 2012 Oct-2011 Feb-2010 2009 2008 2007 2006 2005 Goods Producing 12,600 12,800 14,800 12,900 12,900 12,900 12,700 11,900 11,600 Natural resources & mining 5,900 6,200 7,000 6,100 5,900 6,500 6,600 6,000 5,900 Manufacturing 6,700 6,600 7,800 6,800 7,000 6,400 6,100 5,800 5,800 Service providing 88,600 84,300 87,000 82,900 82,900 80,700 78,900 74,800 75,300 Private services providing 69,700 66,000 68,400 64,800 65,600 63,700 62,500 58,900 59,300 Trade, transportation, warehousing & utilities 17,800 17,300 17,200 15,200 15,800 16,700 16,800 16,000 14,900 Retail trade 12,400 12,100 11,700 11,700 12,000 11,700 11,900 11,400 10,600 Financial activities 4,000 3,600 3,600 3,200 3,300 3,600 3,600 3,500 3,400 Professional & business services 20,700 21,000 23,500 22,600 22,700 20,600 20,300 18,500 20,600 Administrative & support services 10,200 10,000 10,700 11,400 11,600 9,400 9,800 9,000 10,000 Education & health services 11,900 11,400 11,600 10,600 10,700 10,100 9,700 9,200 8,600 Leisure and hospitality 9,400 9,100 9,300 8,400 8,500 8,600 8,100 7,900 7,900 Food services 7,000 6,700 6,900 6,100 6,200 6,300 6,000 5,600 5,600 Government 18,900 18,300 18,600 18,100 17,400 17,000 16,400 16,000 16,000 Federal & State government 4,300 4,200 4,300 4,100 3,700 37,000 3,700 3,600 3,600 Local government 14,600 14,100 14,300 14,000 13,700 13,300 12,700 12,400 12,400 Total Non-Agriculture 101,200 97,100 101,800 95,800 95,800 93,600 91,600 86,700 86,900 Total Private 82,300 78,800 83,200 77,700 78,400 76,600 75,200 70,700 70,900 Source: Washington State Employment Security Department. Non-Agriculture Wage and Salary Workers Employed in Kennewick-Richland-Pasco MSA (000s) (1) (1) Detail may not add to indicated total due to rounding. Excludes proprietors, agriculture, self-employed, unpaid family, domestic workers and military. Includes all full and part-time wage and salary workers receiving pay during the period including the 12th of the month by place of work. Last Nine fiscal Years Fiscal Year Ended Decmeber 31 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 129 Fiscal Year Ended December 31 New Single Family Permits New Single Family Value Total Permits Total Value Permits Value Permits Value Permits Value 2004 1,056 146,031 2,075 151,345 395 43,342 4 1,098 2,474 195,785 2005 1,027 165,638 2,192 170,760 350 38,874 7 2,300 2,549 211,934 2006 744 133,250 1,869 139,835 343 41,064 34 21,384 2,246 202,283 2007 524 106,192 1,576 106,191 269 68,417 41 13,153 1,886 187,761 2008 404 77,891 1,403 82,934 227 17,494 47 22,554 1,677 122,982 2009 476 96,228 1,499 102,110 261 43,189 90 16,799 1,850 162,098 2010 544 111,392 1,908 119,197 234 31,251 45 7,324 2,187 157,772 2011 492 105,577 1,817 113,320 289 16,591 28 3,519 2,134 133,430 2012 338 72,768 1,507 85,314 328 30,317 54 26,360 1,889 141,991 2013 220 50,396 1,705 73,701 364 44,173 44 6,862 2,113 124,736 SOURCE: 1 City of Pasco website Building Permit History. 2 Includes single family and mobile home TotalCommercialResidental 2 Industrial Building Permits Last Ten Fiscal Years (amounts expressed in thousands) City of Pasco, Washington 2013 Comprehensive Annual Financial Report 130 Function 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 General government 42 47 47 49 51 52 46 45 45 45 Public safety Muni Court 13 13 13 14 14 14 15 16 16 16 Police Officers 55 62 62 64 66 69 67 67 67 71 Civilians 10 11 12 11 11 11 11 12 12 12 Fire Firefighters and officers 31 34 34 34 34 34 34 33 33 35 Ambulance 15 15 15 15 15 15 16 18 19 19 Physical enviroment Utilities Water 17 17 18 18 20 22 22 22 21 20 Sewer 14 14 14 15 17 18 18 18 17 18 Water process reuse 3 3 3 3 3 3 3 2 2 3 Storm water 4 4 4 4 4 4 4 5 5 4 Irrigation 2 2 2 2 2 2 2 2 2 2 Transportation Highways and streets Engineering 12 13 15 14 14 13 13 13 14 16 Maintenance 6 7 7 7 7 7 7 7 7 6 Health and human services 2 2 2 2 2 2 2 2 3 3 Economic enviroment 11 12 12 15 14 17 15 15 15 15 Culture and recreation 14 15 15 16 17 16 16 16 16 16 Total 251 271 275 283 291 299 291 293 294 301 Source: Annual Operating Budget Fiscal Year Ended December 31 Full-Time Equivalent City Government Employees by Function Last Ten Fiscal Years City of Pasco, Washington 2013 Comprehensive Annual Financial Report 131 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Function Public Safety Police Violent crime 142 98 160 150 166 217 183 202 178 151 Nonviolent crime 1,712 2,021 1,795 1,817 1,688 1,525 1,475 1,609 1,711 1,628 Calls for service 34,556 45,835 46,095 49,191 54,061 55,672 52,116 49,819 52,027 54,996 Victims per 1000 population 45 47 41 39 35 32 29 30 30 27 Fire & Emergency Medical Service Number of emergency reponse-FIRE N/A 416 429 428 233 238 215 277 260 279 % of total incidnets-FIRE*10%7%6%6% Number of emergency reponse-EMS N/A 2,462 2,485 2,586 3,316 3,005 3,016 3,337 3,474 3,394 % of total incidents-EMS*90%79%79%79% Number of emergency reponse-OTHER*614 662 658 % of total incidents- OTHER*15%15%15% Community Development Number of new Single Family units 1,031 1,008 729 518 398 467 530 483 314 204 Number of new Muli Family units 1 0 0 0 0 0 8 1 16 0 Number of new Manufactured units 25 19 15 6 6 9 14 9 21 16 Commercial permits 399 357 377 310 274 351 279 317 382 408 Construction value (millions)44.4 41.1 62.4 81.6 40.0 60.0 38.6 20.1 56.7 51.0 Residential permits 2,075 2,192 1,869 1,576 1,403 1,499 1,908 1,817 1,507 1,705 Construction value (millions)151.3 170.8 139.8 106.2 82.9 102.1 119.2 113.3 85.3 73.7 Physical enviroment Highway and streets Street resurfacing (miles)*4.6 3.5 Utilities Water Bills processed 144,627 151,515 165,165 177,195 189,061 194,614 202,136 207,685 217,911 226,934 New connections 1,331 1,246 838 734 543 631 666 571 449 328 Water meters replaced 43 104 88 75 78 73 1,842 1,900 2,640 1,431 Source: Various government departments. Prior information not available* Fiscal year Operating Indicators by Function Last Ten fiscal years City of Pasco, Washington 2013 Comprehensive Annual Financial Report 132 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Function Public Safety Police Stations 1 1 1 1 1 1 1 1 1 1 Patrol units 30 34 34 35 37 43 43 50 52 53 Fire stations 3 3 3 3 3 3 3 3 3 3 Culture and recreation Parks *40 41 41 Parks acreage *274 280 280 Swimming pools 3 3 3 3 3 3 3 3 3 3 Physical enviroment Streets Street (miles)212 225 238 302 392 475 619 781 821 823 Street lights 2,753 2,905 3,074 3,138 3,172 3,222 3,290 3,374 3,449 3,469 Traffic signals **38 42 44 49 50 50 Water Water mains (miles)259 274 289 292 298 302 306 309 313 314 Services (accum. Total)12,983 14,002 15,021 15,335 15,508 15,748 16,081 16,305 16,660 16,754 Fire hydrants 1,595 1,741 1,887 1,916 1,966 1,997 2,036 2,069 2,106 2,114 Maximum daily capacity (MGD)29 29 29 29 29 29 33 33 30 30 Sewer Sanitary sewer (miles)185.3 195.4 206.5 209.5 216.2 219.8 224 226 264 265 Maximum daily treatment capacity (MGD) *7.1 7.1 7.1 7.1 7.1 7.1 7.1 7.1 7.1 7.1 Average daily treatment (MGD) *3.2 3.1 3.3 3.6 3.9 4.0 4.1 4.3 Water Process Reuse Irrigated acres 1,848 1,848 1,848 1,848 1,848 1,848 1,848 1,848 1,848 1,848 Total Acres 2,200 2,200 2,200 2,200 2,200 2,200 2,200 2,200 2,200 2,200 Storm Water Storm sewer (miles)37 39 40 40 40 40 42 43 45 46 Number of catch basins 2,150 2,407 2,664 2,738 2,801 2,878 3,089 3,176 3,289 3,322 Irrigation Irrigation mains (miles) *29 46 63 67 68 73 80 84 90 95 Maximum daily capacity (thousand of gallons) *1,450 8,950 9,950 12,300 16,100 17,100 17,100 17,100 17,100 17,100 Source: Various government departments. Note: No capital asset indicators are available for the general government function. * prior years not available ** some years not available Capital Used by Function Last Ten Fiscal Years Fiscal Year Ended December 31 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 133 2008 2009 2010 2011 2012 2013 Water System Accounts by Class Single Family Residential 13,549 14,344 14,670 15,204 15,612 15,792 Multi-Family Residential 504 507 453 463 468 470 Commercial 1,058 1,112 1,272 1,296 1,321 1,421 Other 56 426 402 4,047 422 452 Total 15,167 16,389 16,797 21,010 17,823 18,135 Sewer System Accounts by Class Single Family Residential 11,887 12,148 12,841 13,373 13,746 13,949 Multi-Family Residential 504 482 442 449 454 470 Commercial 921 1,017 935 949 969 987 Total 13,312 13,647 14,218 14,771 15,169 15,406 Stormwater System Customer Accounts 14,667 15,129 15,778 16,329 16,718 17,580 Irrigation System Customer Accounts 3,992 4,284 4,783 5,176 5,435 5,668 Process Water Reuse Facility Customers Pasco Processing 39%43%38%50%46%48% Twin City Foods 16%19%32%16%21%17% Bybee Food 16%18%16%17%15%22% Reser's Fine Food 29%20%14%17%18%13% 100%100%100%100%100%100% Source: City of Pasco billing systems. Percent of Total Annual Billed Revenue Waterworks Utility Customer Accounts Last Six Fiscal Years For the Month of August City of Pasco, Washington 2013 Comprehensive Annual Financial Report 134 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Water rates and monthly charges Inside city rates listed; outside city 90% surcharge Consumption per 100 cu feet 0.54$ 0.54$ 0.54$ 0.54$ 0.54$ 0.54$ 0.65$ 0.65$ 0.65$ 0.68$ Single family residential monthly base (in city) Size of Service 3/4 inch 10.50 10.50 10.50 10.50 10.50 10.50 12.50 12.50 12.50 12.50 1 inch 15.75 15.75 15.75 15.75 15.75 15.75 18.74 18.74 18.74 18.74 Multi-family and commercial monthly base Size of Service 3/4 inch 14.80 14.80 14.80 14.80 14.80 14.80 17.61 17.61 17.61 17.61 1 inch 21.37 21.37 21.37 21.37 21.37 21.37 25.43 25.43 25.43 25.43 1 1/2 inch 41.69 41.69 41.69 41.69 41.69 41.69 49.61 49.61 49.61 49.61 2 inch 66.88 66.88 66.88 66.88 66.88 66.88 79.59 79.59 79.59 79.59 3 inch 91.34 91.34 91.34 91.34 91.34 91.34 108.69 108.69 108.69 108.69 4 inch 131.60 131.60 131.60 131.60 131.60 131.60 156.60 156.60 156.60 156.60 6 inch 205.43 205.43 205.43 205.43 205.43 205.43 244.46 244.46 244.46 244.46 8 inch 284.68 284.68 284.68 284.68 284.68 284.68 338.77 338.77 338.77 338.77 Irrigation monthly charge Base per residential unit 24.00 24.00 24.00 24.00 24.00 24.00 24.00 26.00 26.00 26.00 Per Irrigation unit 7.50 7.50 7.50 7.50 7.50 7.50 7.50 8.12 8.12 8.12 Per Irrigated acre 70.00 70.00 70.00 70.00 70.00 70.00 70.00 75.81 75.81 75.81 Sewer rates and monthly charges Inside city rates listed; outside city 50% surcharge Residential monthly base <= 4 units 30.59 30.59 30.59 27.53 27.53 27.53 27.53 24.80 24.80 24.80 Residential monthly base > 4 units 24.50 24.50 24.50 22.05 22.05 22.05 22.05 20.00 20.00 20.00 No residential consumption charge Commercial base rate 40.88 40.88 40.88 36.79 36.79 36.79 36.79 33.35 33.35 33.35 Consumption per 100 cu ft over 1000 cu ft 1.29 1.29 1.29 1.29 1.29 1.29 1.29 1.29 1.29 1.29 Stormwater monthly charge Residential Single family residential 1.80 1.80 1.80 1.80 1.80 1.80 1.80 3.00 3.90 3.90 Apartments (per unit)1.80 1.80 1.80 1.80 1.80 1.80 1.80 3.00 1.95 1.95 Multi-family residential (per unit)0.90 0.90 0.90 0.90 0.90 0.90 0.90 1.50 1.95 1.95 Undeveloped parcels - - - - - - - - - - Vacant buildings 1.80 1.80 1.80 1.80 1.80 1.80 1.80 3.00 3.90 3.90 Industrial/Commercial Parking for 0-5 vehicles 1.80 1.80 1.80 1.80 1.80 1.80 1.80 3.00 3.90 3.90 Parking for 6-10 vehicles 3.60 3.60 3.60 3.60 3.60 3.60 3.60 6.00 7.80 7.80 Parking for 11-15 vehicles 5.40 5.40 5.40 5.40 5.40 5.40 5.40 9.00 15.60 15.60 Parking for 16 plus vehicles 7.20 7.20 7.20 7.20 7.20 7.20 7.20 12.00 19.50 19.50 Additional charges Property runoff to City systems ($1.25 min 40.00 40.00 40.00 40.00 40.00 40.00 40.00 66.70 86.71 86.71 State Highway right-of-way - acre 10.00$ 10.00$ 10.00$ 10.00$ 10.00$ 10.00$ 10.00$ 16.68$ 21.71$ 21.71$ Source: City of Pasco Municipal Code Title 3 Waterworks Selected Utility Rates Last Ten Fiscal Years City of Pasco, Washington 2013 Comprehensive Annual Financial Report 135 “To accomplish great things, we must dream as well as act.” Anatole France City of Pasco, Washington 2013 Comprehensive Annual Financial Report 136 STATE REQUIRED SCHEDULES City of Pasco, Washington 2013 Comprehensive Annual Financial Report 137 SCHEDULE 9 - LONG TERM DEBT Per Prior Per Loan Per Loan Per Loan December 31, 2013 Schedule 9 Tabs Tabs Tabs Maturity/ MCAG NO. 0292 Payment Beginning Ending ID No.Description Due Date Balance Additions Reductions Balance Councilmanic GO Bonds 251.16 2011 LTGO Refund 2001 LTGO 12/1/2020 3,645,000 (410,000) 3,235,000 Voted - GO Bonds 251.14 1999 UTGO Library & Fire Station 12/1/2019 700,000 (100,000) 600,000 Voted - GO Bonds 251.12 2002 ULTGO Refund 2001 LTGO 2/1/2013 365,000 (365,000) - Other Debt 263.81 1998 TRAC Loan 12/1/2014 192,414 (93,104) 99,310 Other Debt 263.81 2002 State LOCAL - Animal Control Facililty Land 12/1/2016 101,569 (18,701) 82,868 Other Debt 263.81 2006 Port Airport Fire Building 7/12/2016 48,597 (12,870) 35,727 Other Debt 263.81 2009 State LOCAL - Police Vehicle Computers 6/1/2013 26,474 (26,474) - Compensated Absences 259.11 Compensated Absences - Gov't 1,927,105 1,499,078 (1,528,728) 1,897,455 OPEB Related Liabilities 263.93 OPEB -Gov't 1,695,149 800,733 (514,297) 1,981,585 LID w/ Commitment 253.12 2010 LID 145 - A Street Improvements 11/15/2020 320,000 (160,000) 160,000 LID w/ Commitment 253.12 2011 LID 146 & Pension Fund Note 5/1/2021 75,014 (8,424) 66,590 Revenue Bonds 252.11 2002 Rev Bond Water 46.10%12/1/2022 1,608,890 (755,690) 853,200 Revenue Bonds 252.11 2002 Rev Bond Sewer 38.50%12/1/2022 1,343,650 (616,850) 726,800 Revenue Bonds 253.11 2002 Rev Bond Irrigation 15.4%12/1/2022 537,460 (537,460) - Revenue Bonds 252.11 2005 Rev Bond Water/Sewer 9/1/2025 3,200,000 (190,000) 3,010,000 Revenue Bonds 252.11 2009 Revenue Bond Water Plant 11/1/2029 8,170,000 (350,000) 7,820,000 Revenue Bonds 252.11 2010A 50% Water New 6/1/2029 2,900,000 (122,500) 2,777,500 Revenue Bonds 252.11 2010A 50% Sewer New 6/1/2029 2,900,000 (122,500) 2,777,500 Revenue Bonds 252.11 2010A Ref 98B Water 20.48%6/1/2029 294,912 (145,408) 149,504 Revenue Bonds 252.11 2010A Ref 98B Sewer .88%6/1/2029 12,672 (6,248) 6,424 Revenue Bonds 252.11 2010A Ref 1998B PWRF 78.64%6/1/2029 1,132,416 (558,344) 574,072 Revenue Bonds 252.11 2010T Refund 98 A PWRF 6/1/2018 975,000 (145,000) 830,000 Revenue Bonds 252.11 2013A Sewer Bond 12/1/2028 2,520,000 - 2,520,000 Revenue Bonds 252.11 2013T PWRF Bond 12/1/2028 7,235,000 - 7,235,000 Notes & Loans 263.82 Sewer Pollution Control Facility PWTF 95-025 7/1/2015 129,034 (43,011) 86,023 Notes & Loans 263.82 West Pasco Water System PWTF 95-026 7/1/2015 322,126 (107,375) 214,751 Notes & Loans 263.82 Riverview Trunk/SE Sewer PW00-043 7/1/2020 889,123 (111,140) 777,983 Notes & Loans 263.82 Sewer Treatment Plant Phase 1&2 SRF Loan 7/31/2020 10,615,340 (1,360,247) 9,255,093 LID w/ Commitment 253.12 2007 ULID 141 & 142 - Sewer 9/1/2022 465,000 (50,000) 415,000 LID w/ Commitment 253.12 2009 ULID 143 - Sewer 11/1/2029 720,000 (60,000) 660,000 Compensated Absences 259.11 Compensated Absences -Business 445,322 442,132 (384,290) 503,164 45,757,267 Total 49,350,549 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 138 SCHEDULE 16- SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ended December 31, 2013 Grantor/Federal Other Pass- Pass-Through Grantor CFDA Identification Through Direct Program Title Number Number Awards Awards Total US Department of Health & Human Services Pass through Yakima County, Office of Aging & Long Term Care Special Programs for the Aging_Title III, Part B_93.044 2013 Aging & Long Term Care - Footcare 22,163$ 22,163$ Total US Dept of Health & Human Services 22,163 - 22,163 US Department of Homeland Security Pass through Franklin County Emergency Management State Domestic Preparedness Equipment Support 97.004 Mobile Command vehicle 76,753 76,753 Homeland Security Grant Program 97.067 Fire-Technical Rescue Items 5,983 5,983 Homeland Security Grant Program 97.067 Mobile Command vehicle 83,122 83,122 Total US Department of Homeland Security 165,858 - 165,858 US Department of Housing & Urban Development Community Development Block Grants/Entitlement 14.218 B-12-MC-53-009 CDBG 398,874 398,874 Community Development Block Grants/Entitlement 14.218 B-13-MC-53-009 CDBG 209,203 209,203 Pass Through City of Richland Home Investment Partnerships Program 14.239 HOME 87,308 87,308 Pass Through Washington Department of Commerce Community Development Block Grants/State's 14.228 08-F6401-014 NSP 67,672 67,672 Total US Department of Housing & Urban Development 154,980 608,077 763,057 US Department of Justice Equitable Sharing Program 16.922 12-FBI-002691 2,620 2,620 Pass Through from City of Kennewick Project Safe Neighborhoods 16.609 2012-WF-AX-0047 PSN 2,500 2,500 Pass Through from Department of Commerce Violence Against Women Formula Grants 16.588 2012-WF-AX-0047-STOP 35,236 35,236 Pass Through from METRO Drug Task Force Edward Byrne Memorial Justice Assistance 16.738 M12-34021-012 METRO 54,674 54,674 Edward Byrne Memorial Justice Assistance 16.738 M13-31440-012 METRO 53,875 53,875 Total US Dept of Justice 146,285 2,620 148,905 US Department of Transportation -National Highway Traffic Safety Administration Pass through Washington Association of Sherriff & Police Commission State and Community Highway Safety 20.600 WASPC TS 940 940 Pass through Washington Traffic Safety Commission State and Community Highway Safety 20.600 CP12-03 ZERO 6,311 6,311 State and Community Highway Safety 20.600 14ST-02 ZERO 5,448 5,448 State and Community Highway Safety 20.600 13-14 Impaired Driving 1,048 1,048 Alcohol Impaired Driving Countermeasures Incentive 20.601 12-13 Impaired Driving 2,929 2,929 Occupant Protection Incentive Grants 20.602 12-13 CIOT 693 693 Total US Dept of Transportation NHTSA 17,369 - 17,369 US Department of Transportation/ Federal Highway Administration Pass through Washington Department of Transportation Highway Planning and Construction 20.205 HISP-3524 (006) LA-8157 Ct st ADA 28,043 28,043 Highway Planning and Construction 20.205 STPE-3553 (003) LA-7682 4th ave N.484,624 484,624 Highway Planning and Construction 20.205 STPUL-3515 (007) LA-8059 Rd 68 II 50,427 50,427 Highway Planning and Construction 20.205 STPUL-3522 (001) LA-8117 Argen 54,806 54,806 Highway Planning and Construction 20.205 STPUL-3515 (006) LA-8060 Rd 68 signals 16,867 16,867 Highway Planning and Construction 20.205 STPUS-0397 (008) LA-7866 Oregon 199,143 199,143 Highway Planning and Construction 20.205 STPUS-9911 (007) LA-7782 STP 895,539 895,539 Highway Planning and Construction 20.205 STPUL-9911 (008) LA-7975 Controllers 23,682 23,682 Total US Dept. of Transportation Federal Highway Administration 1,753,131 - 1,753,131 TOTAL FEDERAL AWARDS EXPENDED:2,259,786$ 610,697$ 2,870,483$ MCAG NO. 0292 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 139 CITY OF PASCO SCHEDULE 16- SCHEDULE OF STATE AND LOCAL FINANCIAL ASSISTANCE For the Year Ended December 31, 2013 Grantor/Other Pass-Through Grantor Identification STATE Program Title Number AWARDS Washington State Departement of Ecology USBR Irrigation Connection C1200160 1,371,958 Columbia Water Supply Project C1200160 185,368 Shoreline Master Program SMP (DOE)G1400XXX 926 Stormwater Capacity Grant G1400301 41,848 Total Department of Ecology 1,600,100 Washington State Traffic Safety Commission School Zone Gtrant (WTSC)6,513 2013-2014 Target ZERO Task Force 14ST-02 15,972 2011-2013 Target ZERO Task Force CP12-03 15,133 Total Traffic Safety Commission 37,618 Washington State Patrol 2011-2012 Basic Fire Fighter Training Program C120274GSC 1,536 Total Washington State Patrol 1,536 Utilities and Transportation Commission 1st & A Street RR Crossing Improvement TR-121780 25,000 Total Utilities and Transportation Commission 25,000 Washington Auto Theft Prevention Pass through Washington association of Sheriffs and Police Chiefs WA Autotheft Prevention Authority 11-13-GG-WATPA-009 1,261 Total Washington State Patrol 1,261 Washington Department of Commerce Pass through Metro Task Force 2012-2013 Edward Byrne Formula (Metro)M12-34021-012 9,648 2013-2014 Edward Byrne Formula (Metro)M13-31440-012 16,533 Total Washington Department of Commerce 26,181 Department of Health & Human Services 2013 Prehospital Participation Grant 3030-GLA-70.168 1,208 1,208 TOTAL STATE AND LOCAL ASSISTANCE:1,692,904 MCAG NO. 0292 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 140 NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS (SCHEDULE 16) NOTE 1 – BASIS OF ACCOUNTING The Schedule of Financial Assistance is prepared on the same basis of accounting as the City’s financial statements. The City uses a modified accrual basis of accounting in all of the related Governmental funds and full accrual in the Proprietary funds. NOTE 2 – PROGRAM COSTS The amounts shown as current year expenditures represent only the federal grant portion of the program costs. Entire program costs, including the City’s portion, may be more than shown. NOTE 3 – REVOLVING LOAN – PROGRAM INCOME The City has a revolving loan program for low-income housing. Under this federal pass-through grant, repayments to the City are considered program revenues (income) and loans of such funds to eligible recipients are considered expenditures. No loan funds were disbursed in 2013 for the rehab loan program. There were no repayments of rehab loan principal and interest for the year. The City participates in the Neighborhood Stabilization Program for recovering foreclosed properties which are rehabilitated and sold as low-income housing. Under this federal pass-through grant, the sale of low-income homes by the City is considered program revenues (income) and costs of rehabilitating homes and purchase of properties are considered expenditures. In 2013, property was sold, which generated $101,790 in program revenue. The City also participates in the HUD HOME Program for low-income individuals, as part of a regional consortium administered through the City of Richland. The city of Richland is recognized as the lead agency for the consortium and all grant accounting is reported by the City of Richland. City of Pasco, Washington 2013 Comprehensive Annual Financial Report 141 SCHEDULE 19 - LABOR RELATIONS CONSULTANTS For the Year Ended December 31, 2013 Has your government engaged labor relations consultants?X Yes No If yes, please provide the following information for each consultant(s): Name of Firm:Name of Firm: The Wesley Group The Summit Law Name of Consultant:Name of Consultant: Kevin Wesley Elizabeth Kennar, consultant Business Address:Business Address: P.O. Box 7164 315 Fifth Avenue South Suite 1000 Kennewick, WA 99336-0616 Seattle, WA 98104 Amount Paid To Consultant During Fiscal Year:Amount Paid To Consultant During Fiscal Year: $15,055.00 $908.00 pd by HR to consultant Terms And Consitions, As Applicable, Including:Terms And Consitions, As Applicable, Including: Rates (E.G., Hourly, Etc.):$100 per hour Rates (E.G., Hourly, Etc.):$280 per hour Maximum Compensation Allowed:0 Maximum Compensation Allowed:0 Duration Of Services:Various throughout the year. Services Provided:Union Bargaining Assistance - Wesley Human Resources Issues - Kennar MCAG NO. 0292 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 142 SCHEDULE 21 - LOCAL GOVERNMENT RISK ASSUMPTION For the Year Ended December 31, 2013 Program Manager:Lynne Jackson Address:525 N 3rd Ave Pasco Wa 99301 Phone:509-545-3473 Email:jacksonl@pasco-wa.gov Yes Does the entity self-insure for any class of risk, including liability, property, health and welfare, unemployment compensation, workers' compensation? (yes or no) Which class of risk does the entity self-insure? (Check all that apply) Liability Property X Health and welfare (medical, dental, prescription) Unemployment compensation Workers' compensation Other - please dscribe ________________________________________ Yes Does the entity self-insure as an individual program? (yes or no) No Does the entity allow another separate legal entity into its self-insurance programs (yes or no) For example, employees of a different organization participate in a health and welfare program of a city. If so, list the entity or entities:____________________________________________ No Does the entity self-insure as a joint program? (yes or no) If Yes, list the other member(s) ____________________________________________ No Does the entity administer its own claims? (yes or no) Yes Does the entity contract with a third party administrator for claims administration? (yes or no) Yes Did the entity receive a claims audit in the last three years, regardless of who administered the claims? (yes or no) Yes Were the program's revenues sufficient to cover the program's expenses (yes or no) No Did the program use an acturary to determine its liabilities? (yes or no) MCAG NO. 0292 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 143 SCHEDULE 21 - LOCAL GOVERNMENT RISK ASSUMPTION For the Year Ended December 31, 2013 Third Party Administrator Benefit Management, Inc. Contact Kelli Gerstenkorn Address:PO Box 1090, Great Bend, KS 67530 Phone:800-290-1368 x2076 Email:kgerstenkorn@bmikansas.com Describe each class of risk the governing body has decided to assume as well as the appropriate dollar level involved. Numbers of claims Numbers of claims Total amount of received during the paid during the claims paid period period during the period Medical/Rx 25,341 23,222 $4,224,915.81 Dental 2,148 1,561 $350,449.27 Description of Risk Type MCAG NO. 0292 City of Pasco, Washington 2013 Comprehensive Annual Financial Report 144 OUR THANKS TO AN EXCELLENT TEAM We recognize the contributions of the following City of Pasco employees for their contribution to this report. Each member of this team of professionals played a key role in producing this CAFR. Their dedication and teamwork are essential to the success of this report and all of their efforts are hugely appreciated. Richard G. Terway Administrative and Community Service Director Dunyele Mason Financial Services Manager Karen Jeffus Accounting Lead Karen Conn Staff Accountant Melissa Gonzalez Department Assistant II