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HomeMy WebLinkAbout2011 ACFR COMPREHENSIVE ANNUAL FINANCIAL REPORT CITY OF PASCO, WASHINGTON FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 CITY OF L PASCO V1 Prepared by Finance Division Dunyele Mason, CPA- Financial Services Manager Administrative and Community Services Department Richard G. Terway - Director City of Pasco, -Washington 2011 Comprehensive AnnuaCF nancialReport TABLE OF CONTENTS INTRODUCTORY SECTION Letterof Transmittal ............................................................................................ 1 Certificate of Achievement for Excellence in Financial Reporting....................................... 7 OrganizationalChart ........................................................................................... 8 Directory of City Officials..................................................................................... 9 Directory of Management Team.............................................................................. 10 FINANCIAL SECTION Independent Auditor's Report ................................................................................. 11 Management's Discussion and Analysis .................................................................... 13 Basic Financial Statements Government Wide Financial Statements Statement of Net Assets... ......................................................................................... 26 Statement of Activities..................................................................................... 27 Fund Financial Statements Balance Sheet—Governmental Funds......................................................................................... 28 Statement of Revenues, Expenditures and Changes in Fund Balances—Governmental Funds.. 29 Reconciliation of Statement of Revenues, Expenditures and Changes in Fund Balance of Governmental Funds to the Statement of Net Assets.................................................. 30 Statement of Revenues, Expenditures and Changes in Fund Balances—Budget and Actual- GeneralFund.............................................................................................. 31 Statement of Net Assets -Proprietary Fund............................................................. 32 Statement of Revenues, Expenses and Changes in Net Assets—Proprietary Funds .............. 33 Statement of Cash Flows—Proprietary Fund .......................................................... 34 Statement of Net Assets—Fiduciary Funds ............................................................ 35 Statement of Changes in Net Assets—Fiduciary Funds................................................ 36 Notes to Financial Statement.................................................................................. 37 Required Supplementary Information Firemen's Pension Fund.................................................................................. 77 Other LEOFF 1 OPEB.................................................................................... 78 Firemen's OPEB Fund.................................................................................... 79 Combining and Individual Fund Statements Combining Balance Sheet—Nonmajor Other Governmental Funds ................................ 81 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Other Governmental Funds ................................................................ 82 Combining Statement of Expenditures—Budget to Actual—Nonmajor Other Governmental Funds 83 Combining Balance Sheet—Nonmajor Special Revenue Funds ................................... 84 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Special Revenue Funds...................................................................... 88 Combining Balance Sheet—Nonmajor Debt Service Funds.......................................... 92 City of Pasco, -Washington 2011 Comprehensive AnnuaCF nancialR.eport TABLE OF CONTENTS (continued) Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Debt Service Funds.......................................................................... 93 Combining Balance Sheet—Nonmajor Capital Project Funds....................................... 94 Combining Statement of Revenues, Expenditures and Changes in Fund Balance- Nonmajor Capital Project Funds........................................................................ 95 Combining Statement of Net Assets—Nonmajor Internal Service Funds........................... 97 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets— Nonmajor Internal Service Funds...................................................................... 98 Combining Statement of Cash Flows—Nonmajor Internal Service Funds................................ 99 Combining Statement of Net Asset—Fiduciary Funds................................................ 101 Combining Statement of Changes in Net Assets—Fiduciary Funds.................................. 103 Combining Statement of Changes in Assets and Liabilities—Agency Funds...................... 104 STATISTICAL SECTION Financial Trends NetAssets by Component...................................................................................................... 108 Changesin Net Assets................................................................................................................ 109 Governmental Activities Tax Revenues by Source....................................................... 111 Fund Balances of Governmental Funds................................................................................... 112 Changes in Fund Balances of Governmental Funds................................................................ 113 Revenue Capacity Assessed Value of Taxable Property/Excise Taxes by Type........................................................ 114 Property Tax Rates /Taxable Retail Sales................................................................................ 115 Principal Property Taxpayers.................................................................................................... 116 Principal Excise Taxpayers .................................................................................... 117 Top Ten Industries that Generate Sales Tax.............................................................. 118 Property Tax Levies and Collections...................................................................................... 119 Debt Capacity Ratios of Outstanding Debt by Type/Ratio of General Bonded Debt Outstanding....................... 120 LegalDebt Margin.............................................................................................................. 121 Pledged Revenue Coverage..................................................................................................... 122 Direct and Overlapping Governments Activities Debt................................................... 123 Demographic and Economic Information Demographic and Economic Statistics.......................................................................................... 124 PrincipalEmployers...................................................................................................... 125 Non Agriculture Wage and Salary Workers.............................................................. 126 BuildingPermits............................................................................................. 127 Operating Information Full Time Equivalent City Government Employees by Function...................................... 128 Operating Indicators by Function......................................................................... 129 Capital used by Function................................................................................... 130 City of Pasco, -Washington 2011 Comprehensive AnnuaCF nancialPeport STATE REQUIRED SCHEDULES Schedule 9 - Long-Term Debt- L.I.D. Assessments & General Obligations and Revenue........... 132 Schedule 10—Limitation of Indebtedness.................................................................... 133 Schedule 16 -Expenditures of Federal, State and Local Financial Assistance.......................... 134 Notes to Schedule of Expenditures of Federal, State and Local Financial Assistance.................. 136 Schedule 19 - Labor Relations Consultants.................................................................. 137 Schedule 21 —Local Government Risk Assumption....................................................... 138 Acknowledgements ............................................................................................. 140 City of Pasco, -Washington 2011 Comprehensive AnnuaC E nancial Report "Appreciation is a wonderful thing; it makes what is excellent in others belong to us as well." Voltaire City of Pasco, -Washington 2011 Comprehensive .annual T nandaC eport 6/20/2012 Honorable Mayor, Members of the City Council and Pasco Citizens City of Pasco, Washington We are pleased to submit the Comprehensive Annual Financial Report (CAFR) of the City of Pasco for the year ended December 31, 2011. State law requires that within 150 days of the close of each fiscal year all general-purpose local governments publish a complete set of financial statements presented in conformity with general accepted accounting principles (GAAP) and audited in accordance with generally accepted auditing standards by licensed certified public accountants. The City of Pasco is audited by the State of Washington Auditor's Office. Pursuant to that requirement, we are issuing an audited comprehensive financial report for the City of Pasco for the fiscal year ended December 31, 2011. This report consists of management's representation concerning the finances of the City of Pasco. Consequently, management assumes full responsibility for the completeness and reliability of the information in this report. In order to provide a basis for making these representations, the management of the City of Pasco has established a comprehensive internal control framework designed to protect the government's assets from loss, theft or misuse and to compile reliable information for the preparation of the City of Pasco's financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh the benefits, the City of Pasco's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Pasco financial statements have been audited by the State's Auditor's Office. The goal of the independent audit is to provide reasonable assurance that the financial statements of the City of Pasco for the fiscal year ended December 31, 2011 are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of Pasco's financial statements for the fiscal year ended December 31, 2011 are fairly presented in conformity with GAAP. The independent auditor's report is presented as the first component of the financial section of this report. 1 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport The independent audit of the financial statement information for the year ended December 31, 2011 also required a broader federal mandated "Single Audit" designed to meet the special needs of federal grantor agencies. The City expended sufficient federal funds during the fiscal year to justify this additional audit. The standards governing Single Audit engagements require the independent auditor to report not only on the fair presentation of the financial statements but also on the audited government's internal controls and compliance with legal requirements with special emphasis on internal controls and legal requirements involving the administration of federal awards. GAAP requires that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The city of Pasco's MD&A can be found immediately following the report of the independent auditors. Profile of the City of Pasco The City of Pasco is located in south central Washington(Franklin County) in the Mid-Columbia region of the Pacific Northwest. The City encompasses approximately 34 square miles. Pasco serves as the Franklin County seat and is the largest city in the County. Pasco and the neighboring cities of Richland, Kennewick and surrounding area which are located in Benton County, make up the Tri-Cities Metropolitan Area, the fourth largest urban area in Washington State. The 2000 census population of Pasco was 32,066, while the Tri-Cities Metropolitan Area was 186,600. The 2010 census population for the City of Pasco was 59,781 and the 2010 Tri- Cities Metropolitan Area population was approximately 25 3,340. For 2011 the city' population is estimated at 61,000. This represents a 90% growth rate in Pasco's population since the 2000 census. Initially established in 1884, the City was incorporated in 1891, and has operated under state laws applicable to a code city with a Council/Manager form of government since May 5, 1964. The City Manager is appointed by the City Council and is responsible to the City Council for the proper administration of all City operations. Council members are elected for four year overlapping terms through citywide elections. The City Council is comprised of seven members, one of which is selected by the members to serve as Mayor for a two-year term. Council members are part-time elected officials who exercise legislative authority and determine matters of policy for the City. The City is a general-purpose government and provides the full range of municipal services authorized by state law. These services include police and fire protection, ambulance service, parks and recreation activities, street maintenance and construction, planning and zoning and general administrative services. The City owns and operates a water/sewer system, a cemetery and a championship golf course. The City also owns a baseball stadium that is leased to an independent operator. 2 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaCReport Local Economy The City's economy is directly based on agriculture and related food processing and transportation. Farmland comprises the majority of the County's land area. The County has estimated total farm acreage of 492,000, comprised of 242,000 irrigated acres and 250,000 dry land acres. Portions of the County lie within one of the world's largest irrigation districts, the U.S. Bureau of Reclamation's Columbia Basin Irrigation Project. In the early 1940's Congress authorized a plan to provide for irrigation of over 1 million acres in the Columbia Basin region of Washington State. Construction of the Irrigation Project began in 1946. The Grand Coulee Dam is the only source of both water and hydroelectric power for the Project. With the growth in farm production due to the Irrigation Project, food processing has become a major factor in the area's economy. The Pasco Processing Center (the "Center"), a 240-acre industrial park designed for the food processing industry, was constructed in 1995. The Center provides food processors the unique advantage of handling wastewater disposal via the City's industrial wastewater system rather than the general sewer system. The Center was developed jointly by the City, Port of Pasco and Franklin County Public Utility District. This system pumps the wastewater into huge storage ponds, which is sprayed onto crops for disposal. These storage ponds allow processors to operate year round. Since completion, several large food processors have built plants that utilize this facility. J.R. Simplot Food Group (now known as Pasco Processing LLC) opened a $32 million frozen vegetable processing plant at the Center in 1995 employing 250 full time employees with 500 more during peak seasons. Americold constructed an $8 million freezing facility that employs 100 full time workers. Twin City Foods completed construction on its $20 million frozen corn processing plant at the Center in 1998 and employs approximately 100 full time workers with 200 more during peak seasons. Reser's Fine Foods completed construction of a $15 million fresh potato products plant in 1998 that employs between 75 and 100 full time workers. Bybee Fresh Foods completed construction of a $12 million processing plant in 2006 and relocated its Yakima Valley operations. In 2009, Syngenta completed construction of a $42 million seed processing facility to serve its global markets. The other major food processor in the area, Lamb Weston, operates a French fry processing plant just north of the City limits employing about 700 workers. The major reason for the rapid growth of the Tri-Cities in the 1970's was the expansion of the Hanford Nuclear Reservation, which has evolved into one of the largest nuclear industrial centers in the United States. Located in Benton County, the Hanford Reservation encompasses approximately 560 square miles and contains various nuclear and nuclear-related projects, serving as a national energy resource center. Today, the focus is on energy research, environmental remediation/waste management and related technology. A 40-year Tri-Party Agreement was signed by the U.S. Department of Energy, the State and the U.S. Environmental Protection Agency, which established a plan to "cleanup" the environment of the Hanford Reservation. The overall plan is intended to improve radioactive and chemical waste disposal and to manage future waste generated at the site. The commitment to tourism as a means of economic diversification has been a combined effort of the public and private sectors. In 1994, a professional minor league baseball stadium was built. The stadium seats 4,000 and includes a parking lot for 1,000 automobiles. The stadium is 3 City of Pasco, -Vashinqton 2011 Compreliensive .Annual EtnancialReport currently leased to Northwest Baseball Ventures I, LLC, owners of the Tri-City Dust Devils and a single A affiliate of the Colorado Rockies of Major League Baseball. In 1995, the $9.5 million Trade Recreation Agriculture Center (TRAC) was built through a joint venture between the City of Pasco and Franklin County. TRAC includes a rodeo and livestock arena, exhibition hall, meeting rooms, a concession area, and administrative offices. Additionally, an adjoining 15-field soccer complex occupying 45 acres was developed in 1995 and shares the stadium parking lot. The complex is the State's second largest and has become a popular location for tournament play. In 2000, the City completed construction of a $3.5 million six field softball complex in the TRAC area. The City added lights to the softball fields in 2002. The push for additional tourism continues. A pavilion was constructed at the TRAC facility that added an ice rink and additional rental space; and in 2001, the City owned Sun Willows Golf Course Clubhouse was completely renovated and the irrigation system completely replaced in 2003. Pasco is also the home of the region's only international airport, train and bus depots. Summary of Current and Future Economic Outlook The economy both nationally and locally has been a major news topic for the past several years. Incidents that have negatively impacted the economy are: the slowdown in the economy particularly in the manufacturing sector, inflation increases, corporate bankruptcies, layoffs and relocations, the War on Terrorism, and soaring gasoline and energy prices. Residential home, retail business and professional office construction have continued to grow, with a high concentration of new growth taking place in the Interstate I-182 and Road 68 area. Over the past 7 years, Wal-Mart opened a super center store; Lowe's opened a home improvement store; and a 12-screen theater complex opened. New restaurants and other service businesses have opened to serve the residential growth in the surrounding area. Residential home construction has also been renewed in the area along A Street and Highway 12. In 2009, the Pasco School District completed construction of the 341,000 square foot Chiawana High School, the second high school for the community. The total contract amount was $72 million and was completed on time to start school in the fall of 2009. In 2011, the Pasco economy was stable and continued to grow but at a slower pace. The city issued a total of 2,134 building permits representing approximately $133 million in construction costs. Of the total permits, 483 were for new single-family residences which equates to $105 million in assessed valuation. The average value of a new home in Pasco was just over$218,000 in 2011. While total revenue to the general fund is expected to grow by more than $2 million, tax revenue is estimated to grow by only 1.5% in 2012 as compared to 2011's budget. When compared to 2008 actual tax receipts, the 2012 projection of tax revenues reflects less than 1% increase over the past four years. For the past decade the city has opted to "bank"the levy capacity rather than 4 City of Pasco, -Washington 2011 Comprehensive .annual TinanciaC eport increase property taxes by the maximum legal limit. This has resulted in an accumulated banked levy capacity of$1,601,917. In 2011 the county's residents approved a new three tenths of one percent sales tax increase devoted to criminal justice. This new revenue source will fund a new four person Street Crimes unit in the city's police department,pay the cost (and/or debt service) to replace the city's Municipal Court building as well as fund the construction of a new police station. In 2011 there were no personnel lay-offs or furloughs but there were also no pay increases for some personnel groups in an effort to match available resources. 2012 is planned overall to be a"status quo" year with revenue sources overall holding steady; while 2013 may face more serious revenue challenges. Given the significant fiscal challenges at the state level, revenues that are currently received from the state to cities are at risk of reduction and/or elimination. A 4% decrease in certain state revenues has been factored into the 2012 budget. Discussions at the state level include the possibility of elimination of several of those revenue sources altogether in 2013. Fortunately the City of Pasco's general fund has sufficient reserves to address shortfalls in the near term. The city has systematically refinanced debt over the last several years to take advantage of the lower interest rates thereby lowering its annual costs. In 2012 the city further plans to use fund balance to early retire a debt issue, thereby even further reducing annual debt service costs. These reductions in future costs will help cushion the anticipated future decline in revenues. In 2011 the city reviewed the costs of providing ambulance and fire services. These two functions are carried out using many shared resources. Additionally, collections from billing and the Ambulance Fund balance have continued to decline. The specific identification of ambulance costs were reviewed and indicated the need for significant additional resources to cover those costs. Accordingly in 2012, it is anticipated that the subsidy by the General Fund to the Ambulance fund will increase from $420,000 to $890,000. In 2012 the per household charge for ambulance service was increased from $3.60 per month to $5.85 per month. The rate was further approved to increase to $6.25 effective January 1, 2013; which is anticipated to return the general fund subsidy to $420,000 for 2013. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Pasco for its comprehensive annual financial report for the fiscal year ended December 31, 2010. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 5 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport Acknowledgments The preparation of this report would not have been possible without the efficient and dedicated service of the entire Finance Division staff of the Administrative and Community Services Department. We would like to express our appreciation to all those who assisted and contributed to the preparation of this report. In closing, we would like to thank the members of the City Council for their leadership and support in planning and conducting the financial affairs of the City in a responsible and progressive manner. Respectively submitted, Gal, c eld Richard G. Teru�ay Dunyele Mason a ,a er Director Administrative& Financial Services Manager t o unity Se ices 6 City of Pasco, Washington 2011 Comprehensive AnnuaCEtnanciaCPeport Certificate of Achievement for Excellence in Financial Reporting Presented to City of Pasco Washington For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2010 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United State and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and financial reporting. UZSSTTATeS President Executive fAAP0:�d1Tla!! Executive Director 7 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport 2011 ORGANIZATIONAL CHART PASCO CITIZENS PASCO CITY COUNCIL CITY MANAGER DEPUTY CITY MANAGER COMMUNICATION SPECIALIST HR MANAGER EXECUTIVE SUPPORT STAFF MUNICIPAL COURT JUDGE COMMUNITY & ECONOMIC DEVELOPMENT DIRECTOR POLICE CHIEF FIRE CHIEF PUBLIC WORKS/ENGINEERING DIRECTOR ADMINISTRATIVE & COMMUNITY SERVICES DIRECTOR WATER/WW UTILITY/STREET MUNICIPAL TREATMENT PLANT MAINTENANCE FIELD CITY CLERK PROSECUTING DIV. MANAGER DIV MGR ATTORNEY INFORMATION RECREATION SERVICES SERVICES MANAGER MANAGER FINANCIAL FACILITIES SERVICES DIVISION MANAGER MANAGER 8 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport DIRECTORY OF CITY OFFICIALS As of December 31,2011 LENGTH IN TERM ELECTED OFFICIALS POSITION EXPIRES MAYOR Matt Watkins 2 12/31/2015 COUNCILMEMBERS Rebecca M.Francik 14 12/31/2015 Michael Garrison 23 12/31/2013 Robert Hoffman 6 12/31/2013 Tom Larsen 10 12/31/2013 Saul Martinez 2 12/31/2013 Al Yenney 4 12/31/2015 LENGTH IN YEARS OF ADMINISTRATIVE OFFICIALS POSITION SERVICE CITY MANAGER Gary D. Crutchfield 27 33 DEPUTY CITY MANAGER Stanley R. Strebel 2 13 PUBLIC WORKS DIRECTOR Ahmad Qayoumi 1 I ADMISTRATIVE&COMMUNITY SERVICES DIRECTOR Richard G. Terway 2 2 COMMUNITY DEVELOPMENT DIRECTOR Rick White 4 4 FIRE CHIEF Robert W. Gear 3 3 POLICE CHIEF Robert W. Metzger 2mo 2mo MUNICIPAL COURT JUDGE David L.Petersen 6mo 6mo 9 City of Pasco, Washington 2011 Comprehensive .annual T nandaC eport MANAGEMENT TEAM As of December 31, 2011 Gary Crutchfield, City Manager Stanley R. Strebel,Deputy City Manager Lynne Jackson, Personnel Manager Richard G. Terway, Director Dunyele Mason,Finance Manager Sarita Cooper, Customer Service Manager Jesse Rice, Information Services Manager Carlene Hanscom, Recreation Manager Dan Dotta, Facilities Manager Rick White, Director Michel Nickolds, Inspection Services Manager Robert W. Gear,Fire Chief David L. Petersen, Judge Dorothy R. French, Court Administrator Robert W. Metzger, Chief James Raymond, Captain- ISD Ken Roske, Captain- Patrol Ahma Qayoumi, Director Mike Pawlak, City Engineer Reuel Klempel, Plant Division Manager Jesse U. Greenough, Field Division Manager Kent McCue, Construction Manager 10 City of Pasco, Washington 2011 Comprehensive .annual T nanciaC eport � ;4 JM1 Washington State Auditor Brian Sonntag INDEPENDENT AUDITOR'S REPORT June 20,2012 Mayor and City Council City of Pasco Pasco,Washington We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Pasco, Franklin County, Washington, as of and for the year ended December 31, 2011,which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial respective position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Pasco, Franklin County, Washington, as of December 31, 2011, and the respective changes in financial position and, where applicable, cash flows thereof, and the respective budgetary comparison for the General fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note 1, during the year ended December 31, 2011, the City has implemented the Governmental Accounting Standards Board Statement No. 54 — Fund Balance Reporting and Governmental Fund Type Definitions. In accordance with Government Auditing Standards, we will also issue our report dated June 21, 2012, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with 11 City of Pasco, -Washington 2011 Comprehensive .annual financiaC eport certain provisions of laws, regulations, contracts and grant agreements and other matters. That report will be issued under separate cover in the City's Single Audit Report. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. Accounting principles generally accepted in the United States of America require that the management's discussion and analysis,pension trust fund and information on postemployment benefits other than pensions be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United State of America, which consisted of inquires of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquires, the basic financial statements, and other knowledge we obtained during the audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Our audit was performed for the purpose of forming an opinion on the financial statements that collectively comprise the City's basic financial statements. The accompanying information listed as combining and individual fund financial statements and supplemental information is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. This information has been subjected to auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion,the information is fairly stated,in all material respects,in relation to the basic financial statements taken as a whole. The information identified in the table of contents as the Introductory and Statistical Section is presented for purposes of additional analysis and is not a required part of the basic financial statements of the City. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly,we do not express an opinion or provide any assurance on it. Sincerely, BRIAN SONNTAG, CGFM STATE AUDITOR Insurance Building,P.O. Box 40021 • Olympia,Washington 98504-0021 • (360)902-0370 •TDD Relay(800) 833-6388 FAX(360)753-0646 • http://www.sao.wa.gov 12 City of Pasco, lwashington 2011 Comprehensive AnnuaCLtnanciaCAepor t MANAGEMENTS' DISCUSSION AND ANALYSIS As management of the City of Pasco, we offer readers of the financial statements this narrative overview and analysis of the financial activities of the City of Pasco for the fiscal year ended December 31, 2011. We encourage readers to consider the information that we have furnished in our letter of transmittal which can be found starting on page 1 of this report. All amounts, unless otherwise indicated, are expressed in thousands of dollars. Financial Highlights • The assets of the City of Pasco exceeded liabilities at the close of the most recent fiscal year by$313,962. Of this amount, $42,533 may be used to meet the government's ongoing obligations to the citizens and creditors. • The city's total net assets increased by$27,452. Approximately 21% of that increase is due to increases in business-type activities and 79%to governmental-type activities. The overall financial position of the city has improved over the prior year. • As of the close of the current fiscal year, the City of Pasco's governmental funds reported combined ending fund balances of$26,352, an increase of$4,518 in comparison with the prior year. • At the end of the current fiscal year, the unrestricted, unassigned fund balance for the general fund was $8,050 which also represents 27% of total general fund expenditures. • Spending on governmental activities included in the Capital Improvement Plan during 2011 totaled$4,302. The largest project continued with 2011 spending on the Lewis Street overpass project of$2,342. The funding for the 2011 Lewis Street expenditures was predominantly grant reimbursed. Other street projects included the next phase for the Kurtzman area redevelopment($522), the start of the 4th Ave Corridor redevelopment ($179) and several smaller street projects. $641 was spent on community housing redevelopment projects and $375 on park projects ($338 for a new park). • Spending on business activities included in the Capital Improvement Plan during 2011 totaled$3,933. Included was $494 spent to finish up the new water treatment plant, $526 for the Broadmoor Pump Station improvements with the remainder of the water construction amount spent on line and meter replacement activities. Sewer construction was split with $313 for treatment plant upgrades $722 on replacement projects. Stormwater and the Process Water Reuse Facility spent $117 and$158 respectively on system replacements. The Irrigation system spent $163 of its total spending of$180 to build a new well house. • Private development contributed a total of$22,226 in governmental activity infrastructure and$4,184 in utility infrastructure. 13 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport • In 2011 the city issued new debt of$4,199 of which $89 was for a special assessment note to fund certain street improvements and $4,110 was to refinance existing general obligation bonds to take advantage of the lower interest rates. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Pasco's basic financial statements. Those financial statements comprise three components: 1) government- wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City of Pasco's finances in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City of Pasco's assets and liabilities with the difference between the two reported as net assets. Over time increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Pasco is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). The government-wide financial statements distinguish functions of the City of Pasco that are principally supported by taxes and intergovernmental revenues (Governmental Activities) from activities that are supported by (Business-Type Activities). The governmental activities of the City of Pasco include general government, public safety, utilities and environment, transportation, economic environment, and culture and recreation. The business-type activities of the City of Pasco include water/sewer (which cover water, sewer, irrigation, process-reuse and storm water activities), equipment maintenance and equipment replacement services. The government-wide financial statements can be found on pages 26-27 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Pasco, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Pasco can be divided into three categories: governmental funds,proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable 14 City of Pasco, Washington 2011 Comprehensive .annual TinanciaC eport resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statements of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Pasco maintains forty-four individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, which is a major fund as defined by the Governmental Accounting Standards Board. In 2011 the general fund was the only major governmental fund. Data from the other funds are combined into a single, aggregate presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of Combining Statements elsewhere in this report. The City of Pasco adopts an annual appropriated budget for its general fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. The basic governmental fund financial statements can be found starting on page 28 of this report. Proprietary funds. The City of Pasco maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Pasco uses an enterprise fund to account for the water/sewer utility. Internal service funds are an accounting device used to accumulate and allocate costs internally to the City of Pasco's various functions. The City of Pasco uses internal service funds to account for its equipment maintenance and replacement, central stores and medical/dental insurance. As the central stores, medical/dental insurance and certain equipment maintenance and replacement services predominately benefit governmental rather than business- type functions, they have been included with governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The enterprise fund financial statements provide separate information for the water/sewer fund. Data from the other two internal service funds (equipment maintenance and equipment replacement of utility equipment) are combined into a single, aggregated presentation in the basic proprietary fund financial statements starting on page 32. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City of Pasco's own programs. The accounting used for the fiduciary funds is much like that used for enterprise 15 City of Pasco, -Washington 2011 Comprehensive .annual TinanciaC eport funds except for agency funds which only show assets and liabilities. The basic fiduciary fund financial statements can be found on pages 35 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found starting on page 37. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Pasco, assets exceeded liabilities by $313,962 at the close of the most recent fiscal year. The largest portion of the City of Pasco's net assets (86%) reflects its investment in capital assets (e.g. buildings, machinery, equipment, infrastructure, construction in progress) less any related outstanding debt used to acquire those assets. The city of Pasco uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Pasco's investment in its capital assets is reported net of related debt, it should be note that the resources needed to repay this debt must be provided from other resources, since the capital assets themselves cannot be used to liquidate these liabilities. Less than 1% of the City of Pasco's net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets (14%) totaling $42,533 may be used to meet the government's ongoing obligations to citizens and creditors. City of Pasco's Net Assets(in millions) Governmental Activities Business Activities otal Prim Governmen 2011 2010 2011 2010 2011 2010 Current assets $ 34.00 $ 31.22 $ 13.71 $ 15.05 $ 47.71 $ 46.27 Capital and noncurrent assets 151.28 134.30 170.41 167.38 321.69 301.68 Total assets 185.28 165.52 184.12 182.43 369.40 347.95 Current liabilities 3.23 3.88 5.74 5.59 8.97 9.47 Noncurrent liabilities 9.99 11.21 36.48 40.67 46.47 51.88 Total liabilities 13.22 15.09 42.22 46.26 55.44 61.35 Net assets: Invested in capital,net of debt 141.50 122.34 129.53 124.77 271.03 247.11 Restricted 0.40 0.38 - - 0.40 0.38 Unrestricted 30.16 27.71 12.37 11.40 42.53 39.11 Total net assets $172.06 $150.43 $ 141.90 $136.17 $313.96 $286.60 At the end of the current fiscal year, the city of Pasco is able to report positive balances in all three categories of net assets, both the government as a whole, as well as for its separate governmental and business-type activities. The same held true for the prior fiscal year. The government's net assets increased by $27,452 during the current fiscal year. This increase represents the degree to which ongoing revenues have exceeded increases in ongoing expenses 16 City of Pasco, -Washington 2011 Comprehensive .Annual EinancialR.eport mostly through cost containment measures. The increase ($26,410 or 96%) was through contributions of infrastructure from private development and other governmental agencies. City of Pasco's Change in Net Assets (in millions) Governmental Activities Business Activities otal Primar Governmen 2011 2010 2011 2010 2011 2010 Revenues Program revenues: Charges for services $ 12.64 $ 10.29 $ 17.77 $ 18.15 $ 30.41 $ 28.44 Operating grants&contributions 1.76 1.45 0.37 2.13 1.45 Capital grants&contributions 25.12 25.49 5.68 4.65 30.80 30.14 General revenues: Property taxes 6.85 6.08 6.85 6.08 Other taxes 20.16 18.90 20.16 18.90 Investment income and miscellaneous 3.30 2.81 0.18 1.06 3.48 3.87 Total revenues 69.83 65.02 24.00 23.86 93.83 88.88 Program expenses: General government 6.53 6.92 6.53 6.92 Public safety 19.90 19.42 19.90 19.42 Physical environment 2.41 1.90 2.41 1.90 Transportation 9.85 7.83 9.85 7.83 Health and human services 1.04 1.65 1.04 1.65 Economic environment 0.25 0.80 0.25 0.80 Culture and recreation 7.70 4.72 7.70 4.72 Interest on long term debt 0.52 0.51 0.52 0.51 Water 6.85 6.54 6.85 6.54 Sewer 7.92 6.94 7.92 6.94 Process water reuse 1.50 1.44 1.50 1.44 Storm water 0.96 0.79 0.96 0.79 Irrigation 1.04 1.05 1.04 1.05 Total expenses 48.20 43.75 18.27 16.76 66.47 60.51 Changes in net assets 21.63 21.27 5.73 7.10 27.36 28.37 Transfers - 0.15 - 0.15 - - Total changes in net assets $ 21.63 $ 21.12 $ 5.73 $ 7.25 $ 27.36 $ 28.37 Governmental activities. Governmental activities increased the City of Pasco's net assets by $21,724 or 79% of the total change in net assets. $22,226 of increase was from contributions of infrastructure from private and other governmental agencies. While the pace of construction slowed in 2011 as compared to the prior year, residential growth continued in the city. For the most part, the city weathered the general economic challenges throughout the state with a continued growth and a net change ($1,873 on $26,854) in tax revenues. Property tax revenues continued to grow through increases in new construction and assessed valuation and sales tax continued to grow from new construction and continued improved economic climate. The city was able to maintain status quo on the number of approved personnel positions and avoided lay-offs. The city was able to fund step increases, bargaining positions received contractual adjustments; nonrepresented personnel received no cost of living adjustment in 2011. Without regard to the contributed capital assets, the city's governmental activity revenue of$47,447 was slightly less than related expenses of$48,097. 17 City of Pasco, Washington 2011 Comprehensive .annual EtnanciaCReport GOVERNMENTAL ACTIVITES -REVENUES BY SOURCE Sources of Revenues 2011 Sources of Revenues 2010 Investment Charges for income and services Investment miscellaneous 18% income and Charges for 5% miscellaneous services 4% 16% Operating Grants& Operating Contributions grants& Other Taxes 2 Other taxes contributions 2% 29% 29% Property Property y - --- Capital taxes Capital grants& 10% grants& 10% contributions contributions 39 36 GOVERNMENTAL ACTIVITIES -EXPENSES AND PROGRAM REVENUES 20.00 18.00 16.00 14.00 z 12.00 10.00 J_ 8.00 6.00 4.00 2.00 fie; �a�\°� �e�� tJ\`e5 ate\°� oep� 10 0Q, 0 ■2011 Expense ■2011 Revenue 2010 Expense ■2010 Revenue 18 City of Pasco, -Washington 2011 Comprehensive .annualTinancialR.eport Business-type activities. 21% of the increase in the City of Pasco's net assets was related to business-type activities. $5,671 of the $5,728 increase (99%) was from capital contributions. The city implemented a stormwater rate increase and a sewer rate decrease in 2011. The changes in these rates were expected to have offsetting impact on residential customers. The stormwater rate increase was needed due to recover the full costs of doing business. The sewer rate decrease was possible due to the continued strong growth in sewer customers to assist in paying for the existing sewer treatment plant. Without regard to the contributed capital assets, the city's business activity revenues of$19,632 exceeded related expenses of$18,265. UTILITY ACTIVITIES —EXPENSES AND PROGRAM REVENUES COMPARISON 10.00 9.00 8.00 7.00 z 6.00 CJ 2 5.00 4.00 3.00 2.00 1.00 T Water Sewer Process Water Stormwater Irrigation Reuse 2011 Expense 2011 Revenue 2010 Expense 2010 Revenue Financial Analysis of the Government's Funds. As noted earlier, the City of Pasco uses fund accounting to ensure and demonstrate compliance with finance related legal requirements. Governmental funds. The focus of the City of Pasco's governmental funds is to provide information on near-term inflows, outflows and balances of spendable resources. Such information is useful in assessing the City of Pasco financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. 19 City of Pasco, -Washington 2011 Comprehensive .annual TinanciaC eport As of the end of the current fiscal year, the City of Pasco governmental funds reported combined ending fund balances of $26,352 an increase of $4,518 in comparison with prior year. Approximately 30% of this total amount, $7,872 constitutes unassigned fund balance which is available for spending at the government's discretion. The general fund is the chief operating fund of the City of Pasco. At the end of the current fiscal year, unassigned fund balance of the general fund was $8,050 As a measure of the general fund's liquidity, it may be useful to compare unrestricted, unassigned fund balance to total expenditures. This represents 27% of total expenditures. The fund balance of the City of Pasco's general fund increased by $2,100 during the current fiscal year; which is 6.5% of current year revenues. Overall revenues increased by 8.7% ($2,616) and total expenditures increased by 11.5% ($3,465). General fund revenues were affected by $330 in property taxes plus sales tax increases of $1,100 (both due largely to the continued increases in construction); gas utility taxes were up $100 while most of the other business taxes remained fairly flat. Gambling taxes were also up $184. More was received in grant revenues ($100) and increased Engineering service charges of $572 (due to reorganization where the utility engineers were moved to the general fund engineering division thus revenue from their services for construction activities was received into the general fund and not the utility fund). The city was able to maintain status quo on the number of approved personnel positions and avoided lay-offs. Several vacant police positions went unfilled for most of the year. The city was able to fund step increases, but there was not a general cost of living wage adjustment in 2011 for nonrepresented and management employees. Union employees were paid per contract terms. When removing the effect of the refinancing of debt, the general fund revenues of$32,541 were more than related expenses of$29,366. There were two individual fund changes in 2011. The first was the creation of a new Golf Course fund. This new special revenue fund was created to account for the activities of the city golf course and is run by a contract management company on the city's behalf. Previously, the golf course was leased to an outside company and the general fund received rental revenue for the land lease, but the revenues and costs of running the golf course were not included in the city's accounts. The second change was the reclassification of what was reported as a special revenue fund in the prior year as the Contingency fund was reclassified and included as part of the general fund in the current year pursuant to the new fund definitions contained in GASB 54. Proprietary funds. The City of Pasco enterprise funds provide the same type of information found in the government-wide financial statements, but in more detail and separately states the activity of the Water/Sewer Utility separate from the internal service funds. Unrestricted net assets of the utility fund at the end of 2011 were $10,797. The working capital ratio is the current assets less current liabilities and is a measure of liquidity for the utility to meet its short term payment obligations. At the end of 2011 the utility is well positioned as it has current assets of $12,137 available to meet its current liability obligations of$5,740 resulting in a working capital ratio of 2.11. The utility showed a loss before contributions and transfers of($392). Stormwater rates were increased in 2011 and a second increase took effect February 1, 2012. The city continues to invest in both new infrastructure due to growth in population as well as replacing 20 City of Pasco, lwashington 2011 Comprehensive .annualTinanciaC eport existing infrastructure as needed. The city has a meter and service replacement program with the goal of replacing the meters on an average of once every ten years. The utility actively participates with its customer utilizing utility local improvement districts to supplement the rate payer's participation in capital construction. General Fund Budgetary Highlights During the year there was an increase of 19% or $5,818 in appropriations between the original and final amended budget for current, debt and capital outlays. $4,655 of the increase was related to authorization to refinance the 2011 GO bond issue. $95 was to provide authorization to expend a new grant, $174 was to provide for additional legal services and care of prisoners and $164 to accommodate the consolidation of engineers from the utility to the general fund. Additional appropriation approval was obtained for transfers for construction ($468); provide approval for overnight liquidity loans at year end ($935); and to increase subsidies to other funds ($598 which were also affected by the engineering reorganization and charges). The overnight loans were approved to provide liquidity to several funds in case grant revenues were not received prior the end of the year. Grant revenue and other resources were received so most of the loan authorization was not utilized as only$703 of interfund loans was actually issued. Capital funding authorized in the original budget ($453) went substantially unspent with only $177 spent in 2011. Capital spending was canceled or postponed given the uncertainty of the economic climate in 2011. Actual expenditures were 97% of the revised budget, actual revenues were 107% of the revised budget. Actual revenues exceeded actual expenditures in by$3,011 (9%). Like capital, operating expenditures were held in check given the economic uncertainty affecting revenues. Capital Asset and Debt Administration Capital assets. The City of Pasco's investment in capital assets for its governmental and business-type activities as of December 31, 2011 amounts to $319,582 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements machinery and equipment, park facilities, roads, water and sewer treatment plants, etc. The total change in the City of Pasco's capital assets (net of depreciation) for the current year was an increase of 17,673 for governmental activities and an increase of 3,418 for business-type activities. Major capital asset events during the current fiscal year included the following: • Spending on governmental activities included in the Capital Improvement Plan during 2011 totaled $4,302. The largest project continued with 2011 spending on the Lewis Street overpass project of$2,342. The funding for the 2011 Lewis Street expenditures was predominantly grant reimbursed. Other street projects included the next phase for the Kurtzman area redevelopment($522),the start of the 4th Ave Corridor redevelopment ($179) and several smaller street projects. $641 was spent on community housing redevelopment projects and $375 on park projects ($338 for a new park). 21 City of Pasco, -Washington 2011 Comnreliensive .Annual EinancialReport • Spending on business activities included in the Capital Improvement Plan during 2011 totaled $3,933. $494 was spent to finish up the new water treatment plant, $526 on the Broadmoor Pump Station improvements with the remainder of the water construction amount spent on line and meter replacement activities. Sewer construction was split with $313 for treatment plant upgrades $722 on replacement projects. Stormwater and the Process Water Reuse Facility spent $117 and $158 respectively on system replacements. The Irrigation system spent $163 of its total spending of$180 to build a new well house. Additional information on the City of Pasco's capital assets can be found in note 4.C. starting on page 51 of this report. City of Pasco's Capital Assets at Year-End(in millions) (Net of Depreciation) Governmental Activities Business-Type Activities JTotal Primary Government 2011 2010 2011 2010 2011 2010 Land $ 7.55 $ 7.12 $ 6.60 $ 6.60 $ 14.15 $ 13.72 Construction in process 5.65 2.86 13.90 12.87 19.55 15.73 Buildings and structures 25.46 25.75 34.12 36.51 59.58 62.26 Other improvements 5.07 5.72 - - 5.07 5.72 Machinery and equipment 3.94 4.00 2.39 2.17 6.33 6.17 Infrastructure 102.61 87.33 112.30 107.80 214.91 195.13 Total capital assets $ 150.28 $ 132.78 $ 169.31 $ 165.95 $ 319.59 $ 298.73 Long-term debt. At the end of the current fiscal year, the City of Pasco had total bonded debt outstanding of$34,390. Of this amount $7,670 comprises debt backed by the full faith and credit of the government. $26,240 of the City of Pasco bonded debt represents bonds secured primarily by specified revenue resources (i.e. revenue bonds). The city has $480 in special assessment bonds and $89 of special assessment notes outstanding at the end of 2011; both of which are secured by the LID Guarantee Fund. The city refinanced the outstanding balance of its 2001 issue of general obligation bonds. Additionally, the city issued a new special assessment Note for $89 to cover the remaining costs of neighborhood improvements to street infrastructure for LID 146 that was not covered be grant funding or early pre-payments. The Note was issued by the city and it was purchased by the city's Fire Pension Fund as an investment. Additional information on the City of Pasco's long term liabilities can be found in note 4.17. starting on page 55 of this report. City of Pasco's Bonds and Notes (in millions) Governmental Activities Business-Type Activities JTotal Primary Government 2011 2010 2011 2010 2011 2010 General Obligation Bonds $ 7.67 $ 8.94 $ - $ - $ 7.67 $ 8.94 Special As s es s ement Bonds&Notes 0.57 $ 0.79 Revenue Bonds 26.24 29.13 26.24 29.13 Notes 0.54 0.71 13.53 15.06 14.07 15.77 Total $ 8.78 $ 10.44 $ 39.77 $ 44.19 $ 47.98 $ 53.84 22 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport Economic Factors and Next Year's Budgets and Rates (amounts not in thousands) While the rest of the nation continued its struggle to recover from the financial crisis, the Tri- Cities (and Pasco) are still continuing to grow. The city's population has increased to 61,000 persons. Next year the relatively stable local economy and low interest rates are expected to continue fostering more housing construction; though at a slower pace than the recent past. The general fund is expected to hold even in 2012 and is preparing for possible cuts in 2013 revenue as the state's fiscal challenges remain. 2012 total general fund revenue is expected to remain at about $32 million which is just $1 million more than 2008's revenue. Existing sales tax is expected to remain stable as tax on construction is expected to offset decreases in other discretionary taxable sales. Effective April 1, 2012 the city will start receiving an additional three tenths of one percent of new sales tax to be used for criminal justice purposes which was passed by a vote of the people in November 2011. This tax will be used to fund a new Street Crimes division (including four new positions) of the police department. The rest of the sales tax is currently planned to fund the replacement of the Municipal Court space inside a new County Courthouse and to fund debt service for a new city police station. Utility tax receipts which represent approximately 25% of the total general fund revenues are expected to remain generally flat overall. Property tax receipts will be expected to increase modestly due solely to the expected addition of at least $75 million in new taxable construction value within the city. The depressed national economic conditions suggest that interest rates will remain low for most of 2011. With the remainder of the city's longer term investment portfolio maturing, the interest income from new investments in 2011 are expected to be significantly less than the past several years even thought the overall amount invested will remain fairly stable. Step increases have been funded in the 2012 budget but a general wage increase has not. Contractual increases per union contracts will be funded. The medical/dental fund accounts for the self-insured provision of medical/dental benefits in lieu of purchasing a healthcare insurance plan from the marketplace. Over the 20+ years of self-insured operation, the average cost/employee is notably lower than comparable cities, underscoring the importance to continue the self insured model (despite 40% growth in claims over the past four years). The 2012 budget anticipates another 10% increase in claims expense due largely to expected impacts of the coverage changes imposed by the new federal health care legislation. Due to increasing claim costs the reserves are approximately half as compared to the end of 2010. A premium increase was put in place July 1, 2011 and an additional premium increase occurred January 1, 2012. Recurring revenue for streets is estimated to total $1.08 million next year, with approximately three quarters of that in the form of state shared gas tax ($790). In addition, the street fund receives a direct allocation of local utility tax ($205) as well as the entire cable TV franchise fee ($290). The latter two revenue sources were assigned to the street fund a few years ago (from the general fund) to reduce reliance on annual transfers from the general fund to support street maintenance operations. Street construction will remain limited with the primary focus remaining on the Lewis Street overpass and the 4th Ave corridor projects. The only fund larger than the general fund is the water/sewer utility fund. The water/sewer utility fund has grown rapidly over the past few years as it provides services to the thousands of new 23 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport homes built over the past decade. Utility revenues are expected to continue based on growth. The city is passed a 67% storm water rate increase in April 2011 (from $1.80 monthly per household to $3.00 monthly per household). An additional 30% per residential unit rate increase (monthly rate changed from $3.00 to $3.90) was effective February 1, 2012. The prior rate was not sufficient to cover current operating costs. While residential sewer was lowered to cushion the effect of the April 2011 increase, no such offset took place with the February change. In 2011 the city reviewed the costs of providing ambulance and fire services. These two functions are carried out using many shared resources. Additionally, collections from billing and the Ambulance Fund balance have continued to decline. The specific identification of ambulance costs were reviewed and indicated the need for significant additional resources to cover those costs. Accordingly in 2012, it is anticipated that the subsidy by the General Fund to the Ambulance fund will increase from $420,000 to $890,000. In May 2012 the per household charge for ambulance service was increased from $3.60 per month to $5.85 per month. The rate was further approved to increase to $6.25 effective January 1, 2013; which is anticipated to return the general fund subsidy to $420,000 for 2013. Requests for Information This financial report is designed to provide a general overview of the City of Pasco's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Financial Services Manager, PO Box 293, Pasco, WA 99301. 24 City of Pasco, -Washiagton 2011 Comprehensive .annual EtnanciaCPeport BASIC FINANCIAL STATEMENTS 25 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Net Assets December 31,2011 Governmental Business-Type Activities Activities Total ASSETS Current assets: Cash&cash equivalents $ 24,898,769 $ 4,263,090 $ 29,161,859 Restricted cash&cash equivalents: Customer deposits 194,537 568,054 762,591 Unspent bond proceeds - 2,670,000 2,670,000 Revenue bond covenants - 2,657,140 2,657,140 Investments 4,588,657 2,000,000 6,588,657 Receivables(net of allowances): Taxes 2,056,657 2,056,657 Customers 1,765,587 1,091,837 2,857,424 Grants 415,563 - 415,563 Special assessments 82,936 87,030 169,966 Inventories - 377,455 377,455 Total current assets 34,002,706 13,714,606 47,717,312 Noncurrent assets: Restricted cash bond reserve 410,000 410,000 Special assessments &loans 786,642 699,201 1,485,843 Joint Ventures 213,036 213,036 Capital assets not being depreciated: Land 7,551,136 6,598,676 14,149,812 Construction work in progress 5,648,301 13,899,412 19,547,713 Capital assets net of accumulated depreciation: Buildings and structures 25,458,664 34,119,516 59,578,180 Other improvements 5,074,383 5,074,383 Machinery and equipment 3,936,294 2,389,370 6,325,664 Infrastructure 102,610,403 112,295,371 214,905,774 Total noncurrent assets 151,278,859 170,411,546 321,690,405 Total assets 185,281,565 184,126,152 369,407,717 LIABILITIES Current liabilities: Accounts payable 1,325,951 804,162 2,130,113 Due to other governments 22,514 126 22,640 Deposits payable 199,588 568,054 767,642 Accrued interest payable - 696,800 696,800 Compensated absences-current 417,783 120,149 537,932 Loans to other governments-current 173,497 1,575,357 1,748,854 Bonds-current 1,092,408 1,980,000 3,072,408 Total current liabilities 3,231,741 5,744,648 8,976,389 Noncurrent liabilities: Compensated absences 1,320,839 267,605 1,588,444 Net OPEB obligation 1,149,251 1,149,251 Loans to other governments 369,058 11,955,593 12,324,651 Bonds 7,146,943 24,260,000 31,406,943 Total noncurrent liabilities 9,986,091 36,483,198 46,469,289 Total liabilities 13,217,832 42,227,846 55,445,678 NET ASSETS Invested in capital assets net of related debt 141,497,275 129,531,395 271,028,670 Restricted permanent fund corpus 400,067 400,067 Unrestricted 30,166,391 12,366,911 42,533,302 Total Net Assets $ 172,063,733 $ 141,898,306 $ 313,962,039 The notes to the financial statements are an integral part of this statement. 26 City of Pasco, Washington 2011 Comprehensive .annual Tinancial Report Statement of Activities For the Year Ended December 31,2011 Net Revenue(Expense)and Changes in Net Assets Program Revenues Primary Government Charges for Operating Capital Services,Fines& Grants and Grants& Governmental Business-Type Functional Programs Expenses Licenses Contributions Contributions Activities Activities Total Primary Government: Governmental Activities: General government $ 6,516,607 $ 1,980,723 $ - $ - $ (4,535,884) $ (4,535,884) Public safety 19,834,256 3,892,950 387,700 (15,553,606) (15,553,606) Physical environment 2,405,657 1,331,040 24,042,563 24,042,563 Transportation 9,836,086 1,794,826 576,643 25,117,180 (7,464,617) (7,464,617) Economic environment 1,040,838 1,458,746 226,038 643,946 643,946 Health and human services 251,021 30,006 70,690 (150,325) (150,325) Culture and recreation 7,695,618 2,160,505 502,234 (5,032,879) (5,032,879) Interest on long term debt 517,240 (517,240) (517,240) Total Governmental Activities 48,097,323 12,648,796 1,763,305 25,117,180 (8,568,042) - (8,568,042) Business-type Activities: Water 6,845,027 7,267,150 - 1,800,412 2,222,535 2,222,535 Sewer 7,922,125 6,577,606 108,589 2,581,319 1,345,389 1,345,389 Water Process Reuse 1,501,230 2,234,232 - - 733,002 733,002 Storm Water 959,530 739,995 261,830 - 42,295 42,295 Irrigation 1,036,691 955,231 - 1,289,317 1,207,857 1,207,857 Total Business-Type Activities 18,264,603 17,774,214 370,419 5,671,048 5,551,078 5,551,078 Total Primary Government $ 66,361,926 $ 30,423,010 $ 2,133,724 $ 30,788,228 (8,568,042) 5,551,078 (3,016,964) General Revenues: Taxes: Property taxes 6,847,015 6,847,015 Sales taxes 9,402,620 9,402,620 B&O taxes 8,914,391 8,914,391 Excise taxes 1,838,179 1,838,179 Intergovermental 2,598,542 2,598,542 Investment income and miscellaneous 691,265 176,670 867,935 Total general revenues 30,292,012 176,670 30,468,682 Change in Net Assets 21,723,970 5,727,748 27,451,718 Net Assets Beginning 150,339,763 136,170,558 286,510,321 Net Assets Ending $ 172,063,733 $ 141,898,306 $ 313,962,039 The notes to the financial statements are an integral part of this statement. 27 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Balance Sheet Governmental Funds December 31,2011 Other General Governmental Total ASSETS Cash and cash equivalents $ 5,648,875 $ 14,393,663 $ 20,042,538 Restricted cash equivalents-deposits 194,537 - 194,537 Investments 3,588,657 1,000,000 4,588,657 Receivables(net of allowances): Taxes 1,803,181 253,476 2,056,657 Customers 1,312,257 453,330 1,765,587 Interfund loans 643,000 60,000 703,000 Grants 36,137 379,426 415,563 Special assessments&loans - 869,578 869,578 Total assets 13,226,644 17,409,473 30,636,117 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 357,414 384,340 741,754 hnterfund loans payable - 1,020,682 1,020,682 Due to other governments 20,389 2,125 22,514 Customer deposits 195,324 4,264 199,588 Deferred revenue 1,395,045 905,028 2,300,073 Total liabilities 1,968,172 2,316,439 4,284,611 Fund Balances: Nonspendable permanent fund 400,067 400,067 Restricted - 9,496,320 9,496,320 Committed 5,375,032 5,375,032 Assigned 3,208,332 3,208,332 Unassigned 8,050,140 (178,385) 7,871,755 Total fund balances 11,258,472 15,093,034 26,351,506 Total liabilities and fund balance $ 13,226,644 $ 17,409,473 Amounts reported for governmental activities in the statements of net assets are different because: Long-term assets used in governmental activities are not financial resources and therefore are not reported in the government funds. 150,492,217 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds.Proceeds from new debt and repayments of exisiting debts are recorded as resources and expenditures for fund reporting but are additions and reductions of liabilities for government wide reporting. (11,658,739) Other long-term assests are not available to pay for current period expenditures and, therefore,are deferred in the funds. 2,300,073 Internal Service funds are used by management to charge the costs of certain activities to individual funds. The assets and liabilities of internal service funds are included in the governmental activities in the statement of net assets. 4,578,676 Net assets of governmental activities(see page 26) $ 172,063,733 The notes to the financial statements are an integral part of this statement. 28 City of Pasco, lwashington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended December 31, 2011 General Other Fund Governmental Total REVENUES Taxes $ 23,671,711 $ 3,159,801 $ 26,831,512 Licenses and permits 1,589,554 284,218 1,873,772 Intergovernmental revenue 2,087,937 6,164,046 8,251,983 Charges for services 3,511,244 3,963,922 7,475,166 Fines and forfeitures 902,265 52,544 954,809 Miscellaneous revenue 785,500 1,761,940 2,547,440 Total revenues 32,548,211 15,386,471 47,934,682 EXPENDITURES Current: General government 6,086,874 - 6,086,874 Public safety 16,101,436 2,679,135 18,780,571 Physical environment 1,845,919 441,806 2,287,725 Transportation - 2,446,805 2,446,805 Economic environment 425,651 446,375 872,026 Health and human services 14,252 196,374 210,626 Culture and recreation 3,899,162 2,502,834 6,401,996 Capital outlay: General government 153,952 153,952 Public safety 16,415 18,085 34,500 Transportation 3,276,044 3,276,044 Economic environment 657,080 657,080 Culture and recreation 7,023 361,576 368,599 Debt service: Principal 645,312 929,957 1,575,269 Interest 341,265 175,975 517,240 Total expenditures 29,537,261 14,132,046 43,669,307 Excess of revenues over(under)expenditures 3,010,950 1,254,425 4,265,375 OTHER FINANCING SOURCES(USES) Debt proceeds from refinancing 4,443,726 89,351 4,533,077 Debt proceeds used in refinancing (4,280,000) (4,280,000) Transfers in 370,712 4,858,171 5,228,883 Transfers out (1,445,605) (3,783,278) (5,228,883) Total other financing sources(uses) (911,167) 1,164,244 253,077 Net change in fund balances 2,099,783 2,418,669 4,518,452 Fund balances-beginning 9,158,689 12,674,365 21,833,054 Fund balances-ending $ 11,258,472 $ 15,093,034 $ 26,351,506 The notes to the financial statements are an integral part of this statement. 29 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Reconciliation of the Statement of Revenues,Expenditures,and Changes in Fund Balance of Governmental Funds to the Statement of Activities For the Year Ended December 31,2011 Net change in fund balances-total governmental funds $ 4,518,452 Amounts reported for governmental activities in the Statement of Activities are different because of the following reconciling items: Governmental funds report capital outlays as expenditures. However,in the statement of net assets they are reported net of depreciation as a capital asset. This is the amount by which capital outlays exceeded depreciation in the current period. (4,710,412) The statement of net assets shows a decrease in joint ventures not reported in the funds. (17,105) The issuance of long-term debt(e.g.bonds,notes)provides current financial resources to governmental funds,while the repayment of the principal of long-term debt consumes current financial resources of governmental funds.Neither transaction,however,has any affect on net assets. 775,637 Revenues reported in the statement of activies that do not provide current financial resources are not reported as revenues in the funds. 22,450,271 Some expenses such as for compensated absences and loss on disposal of assets reported in the statement of net activities do not the use of current financial resources and,therefore,are not (604,447) reported as expenditures in the governmental funds. Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue of internal service funds is reported with governmental activities. This amount comes from the Combining Statement of Revenues,Expenditures and Changes in Net Fund Assets for Internal Service Funds,Net Operating Income. (688,426) Change in net assets of governmental activities(see page 27) $ 21,723,970 The notes to the financial statements are an integral part of this statement. 30 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Revenues,Expenditures,and Changes in Fund Balances-Budget to Actual General Fund For the Year Ended December 31,2011 Original Final Variance to Budget Budget Actual Final Budget REVENUES Taxes $ 22,800,000 $ 22,800,000 $ 23,671,711 $ 871,711 Licenses and permits 1,052,650 1,052,650 1,589,554 536,904 Intergovernmental revenue 1,632,200 1,708,200 2,087,937 379,737 Charges for services 3,007,750 3,185,250 3,511,244 325,994 Fines and forfeitures 971,600 971,600 902,265 (69,335) Miscellaneous revenue 635,200 635,199 785,500 150,301 Total revenues 30,099,400 30,352,899 32,548,211 2,195,312 EXPENDITURES Current: General government 5,822,115 6,149,540 6,086,874 62,666 Public safety 16,430,946 16,629,521 16,101,436 528,085 Physical environment 1,739,360 1,739,360 1,845,919 (106,559) Economic environment 476,120 476,120 425,651 50,469 Health and human services 12,400 12,400 14,252 (1,852) Culture and recreation 3,793,385 4,009,560 3,899,162 110,398 Capital outlay: General government 418,000 113,575 153,952 (40,377) Public safety 25,420 25,420 16,415 9,005 Physical environment 9,600 9,600 9,600 Culture and recreation 15,025 7,023 8,002 Debt service: Principal 580,310 955,310 645,312 309,998 Interest 313,350 313,350 341,265 (27,915) Total expenditures 29,621,006 30,448,781 29,537,261 911,520 Excess of revenues over(under)expenditures 478,394 (95,882) 3,010,950 3,106,832 OTHER FINANCING SOURCES(USES) Debt proceeds and other miscellaneous 4,443,726 4,443,726 - Debt and fees refinanced (4,280,000) (4,280,000) - Transfers in 100,000 371,000 370,712 (288) Transfers out (750,000) (1,460,605) (1,445,605) 15,000 Total other financing uses (650,000) (925,879) (911,167) 14,712 Net change in fund balances (171,606) (1,021,761) 2,099,783 3,121,544 Fund balances-beginning 6,189,858 6,189,858 9,158,689 2,968,831 Fund balances-ending $ 6,018,252 $ 5,168,097 $ 11,258,472 $ 6,090,375 The notes to the financial statements are an integral part of this statement. 31 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Net Assets Proprietary Funds For the Year Ended December 31,2011 Water/Sewer Internal Utility Service ASSETS Current assets: Cash and cash equivalents $ 2,685,884 $ 6,433,437 Restricted cash equivalents: - Customer deposits 568,054 Unspent bond proceeds 2,670,000 Revenue bond convenants 2,657,140 Investments 2,000,000 Receivables(net of allowances): Customers 1,091,837 - Interfund loans-current portion 43,890 Grants - Special assessments-current portion 87,030 Inventory 377,455 - Total current assets 12,137,400 6,477,327 Noncurrent assets: Restricted cash equivalents 410,000 Special assessments 699,201 - Interfund loan 273,792 Capital assets not being depreciated: - Land 6,598,676 Construction work in progress 13,899,412 Capital assets net of accumulated depreciation: Buildings and structures 34,119,516 - Machinery and equipment 996,684 3,496,933 Infrastructure 112,295,371 - Total nonurrent assets 169,018,860 3,770,725 Total assets 181,156,260 10,248,052 LIABILITIES Current liabilities: Accounts payable 799,680 588,679 Due to other governments 126 - Other liabilities Customer deposits payable 568,054 Accrued interest payable 696,800 Compensated absences-current portion 120,149 Loans to other governments-current portion 1,575,357 Revenue bonds-current portion 1,980,000 Total current liabilities 5,740,166 588,679 Noncurrent liabilities: Compensated absences 264,491 14,154 Loans to other governments 11,955,593 Revenue bonds payable 24,260,000 Total noncurrent liabilities 36,480,084 14,154 Total liabilities 42,220,250 602,833 NET ASSETS Investment in capital assets,net of related debt 128,138,709 3,496,933 Unrestricted 10,797,301 6,148,286 Total net assets 138,936,010 $ 9,645,219 Adjustment to reflect the consolidation of internal service fund activity related to eterprise funds 2,962,296 Net assets of business-type activiteis(see page 26) $ 141,898,306 The notes are an integral part of this statement. 32 City of Pasco, Washington 2011 Comprehensive .annual financiaC eport Statement of Revenues, Expenses, and Changes in Fund Net Assets Proprietary Funds For the Year Ended December 31, 2011 Water/Sewer Internal Utility Service OPERATING REVENUES Charges for services $ 16,901,872 - Miscellaneous 90,093 5,957,017 Total operating revenues 16,991,965 5,957,017 OPERATING EXPENSES Depreciation 5,072,818 617,801 Salaries and wages 2,591,571 255,542 Personnel benefits 442,045 3,786,588 Supplies 1,070,238 897,526 Services 2,614,490 489,475 Intergovernmental 2,356,078 - Interfimd services 2,242,042 108,886 Total operating expenses 16,389,282 6,155,818 OPERATING INCOME(LOSS) 602,683 (198,801) NONOPERATING REVENUES (EXPENSES) Interest income 176,670 24,831 Rents and leases 782,248 - Loss on disposal of capital assets - (21,818) Interest expense (1,953,217) - Total nonoperating revenues (expenses) (994,299) 3,013 Income (loss)before contributions and transfers (391,616) (195,788) Capital contributions 6,041,467 - Transfers in - 217,945 Transfers out (217,945) - Changes in net assets 5,431,906 22,157 Net assets-beginning 133,504,104 9,623,062 Net assets - ending $ 138,936,010 $ 9,645,219 The notes to the financial statements are an integral part of this statement. 33 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Cash Flows Proprietary Funds For the Year Ended December 31,2011 Water/Sewer Internal Utility Service CASH FLOW FROM OPERATING ACTIVITIES Receipts from customers $ 17,755,453 $ 5,957,017 Payments to employees (2,977,928) (4,037,905) Payments to suppliers (3,602,150) (1,491,772) Payments to other governments (2,432,977) Payments to other funds (2,242,042) - Net cash provided by operating activities 6,500,356 427,340 CASH FLOW FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from sale of assets 20,878 Acquisition of capital assets (3,895,663) (989,417) Principal paid on debt (4,415,553) Interest paid on debt (1,636,802) Bond proceeds received - Payments received from notes and loans 223,962 - Transfers out for capital (217,945) 217,945 Capital charges 1,857,073 - Capital grant and contribution proceeds 108,588 Net cash used by capital and related financing activities (7,976,340) (750,594) CASH FLOWS FROM INVESTING ACTIVITIES Investments sold and earnings 176,670 1,024,801 Interfimd loan repayment - 57,633 Net cash provided from investing activities 176,670 1,082,434 Net increase in cash&cash equivalents (1,299,314) 759,180 Beginning cash&cash equivalents 10,290,392 5,674,257 Ending cash&cash equivalents $ 8,991,078 $ 6,433,437 NOW CASH ACTIVITIES Capital contributions 4,184,394 - Total noncash activities $ 4,184,394 $ RECONCILATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Net Operating Income $ 602,683 $ (198,801) ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES Depreciation 5,072,818 617,801 Rents and leases 782,248 Changes in assets and liabilities Increase in customer and other receivables (35,721) - Decrease in inventories 7,750 - Decrease in accounts payable and other liabilities 74,828 4,115 Increase in due other governments (76,899) - Decrease in customer deposits owing 16,961 Increase in compensated absences 55,688 4,225 Net cash provide by operating activities $ 6,500,356 $ 427,340 The notes to the financial statements are an integral part of this statement. 34 City of Pasco, Washiagton 2011 Comprehensive .annual EtnanciaCPeport Statement of Net Assets Fiduciary Funds December 31, 2011 Pension and Other Postemployment Benefits Agency ASSETS Cash&cash equivalents $ 713,361 $ 345,923 Investments(at fair market value): LID Note 89,351 Federal Agency 118,507 Mutual Funds 2,735,777 Total assets 3,656,996 345,923 LIABILITIES Accounts payable 206,398 Due to others - 139,525 Total liabilities - 345,923 NET ASSETS Held in trust for pension benefits and other purposes $ 3,656,996 The notes to the financial statements are an integral part of this statement. 35 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Statement of Changes in Fiduciary Net Assets Fiduciary Funds For the year ended December 31, 2011 Pension and Other Postemployment Benefits ADDITIONS Taxes $ 45,132 Investment earnings: Interest 7,669 Dividends 62,128 Net increase in market value of investments 19,180 Total Additions 134,109 DEDUCTIONS Pension benefits 96,850 Medical premiums 105,395 Administrative expenses 16,080 Total deductions 218,325 Change in net assets (84,216) Net assets-beginning 3,741,212 Net assets-ending $ 3,656,996 The notes to the financial statements are an integral part of this statement. 36 City of Pasco, -Washington 2011 Comprehensive .annual T nanciaC eport NOTES TO FINANCIAL STATEMENTS NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the City of Pasco have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting policies are described below. A. Reporting Entity The City of Pasco was incorporated on May 4, 1891 and operates under the laws of the State of Washington applicable to a Non-Charter Code City with a council/manager form of government. As required by the generally accepted accounting principles the financial statements present the City of Pasco as a primary government unit. The City of Pasco does not have any component units. The City is a general purpose government and provides police and fire protection including emergency medical response, a municipal court, engineering, street construction and maintenance, planning and zoning, parks and recreation services, a public library and general administrative functions. The City also owns and operates a cemetery, a water system, a sewer system, a process water reuse system, a storm water management system and an irrigation system. The municipal golf course is owned by the city and operations are contracted to an outside vendor. The City's basic financial statements include the financial position and results of operations of all funds that are controlled by the City. B. Government-wide and fund financial statements The government—wide financial statements (i.e., the Statement of Net Assets and the Statement of Activities) report information on all of the non-fiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Exceptions to this general rule are for charges between the government's utility functions and certain other service functions and various other functions of the government. These transactions that are for products and services rendered have not been eliminated. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. 37 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Our policy is to not allocate indirect costs to a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements for a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate fund financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement focus, basis of accounting, and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Agency funds, a type of fiduciary fund, have no measurement focus as the purpose of this type of fund is to simply receive and disburse funds belonging to another organization. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 31 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claim and judgments, are recorded only when payment is due. Property taxes, licenses, and interest associated within the current period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessment receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. 38 City of Pasco, -Vashinqton 2011 Comnreliensive .Annual EinancialReport The City reports the general fund as a major governmental fund. The general fund is the city's primary operating fund. It accounts for all governmental financial resources, except those required to be accounted for in a separate fund. The City reports the Water/Sewer fund as a major proprietary fund. This fund includes water, sewer,process water reuse, stormwater and irrigation systems. Additionally, the City reports the following fund types: Special Revenue funds are used to account for revenues that are raised for a specific purpose. Debt Service funds which account for the resources accumulated and payments made for principal and interest on long-term general obligation debt of governmental funds. Capital Project funds are used to report significant capital acquisition and construction separate from ongoing operating activities. Permanent funds are used to report resources that are legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government's programs. Internal Service funds account for equipment replacement and operation, central stores, and medical/dental insurance services provided to other departments of the City on a cost reimbursement basis. Pension Trust funds is used to account for the sources and uses of funds to meet the pension benefit rights of those firemen covered under the Plan prior to the creation of Law Enforcement Officers and Fire Fighters (LEOFF) pension system in 1970 as well as other post-employment benefits for medical services for retired LEOFF employees. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule the effect of the interfund activity has been eliminated for the government- wide financial statements. Exceptions are for business taxes the utility pays to the general fund. Likewise, other charges between the government's utility functions and certain other service functions and various other functions of the government have not been eliminated. Eliminations of these charges would distort the direct costs and program revenues reported for the various functions concerned. 39 CiLy of Pasco, -Washington 2011 Comprehensive .annualFinancial Report Amounts reported as program revenues include 1) charges to customers, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. General revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Water/Sewer Fund are charges to customers. The major services provided by the proprietary fund are water, sewer, storm drain, irrigation and industrial waste water processing. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non- operating revenues and expenses. The City has not adopted a specific flow of funds policy relating to the use of restricted and unrestricted resources when both are available. Therefore the statements are prepared using the default option provided in GASB 54 which provides that when both restricted and unrestricted resources are available, restricted resources are used first. D. Assets,liabilities and equities 1. Deposits and investments The government's cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. State statutes and the city's investment policies authorize the city to invest in obligations of the U.S. treasury, repurchase agreements and the State Treasurer's Local Government Investment Pool (LGIP). The interest on these investments is prorated to the various funds on a monthly basis. The City's deposits are covered by federal depository insurance (FDIC and FSLIC) or by collateral held in the multiple financial institution collateral pool administered by the Washington Public Deposit protection Commission(PDPC). Investments are generally reported at cost which approximates fair market value for the items held. In the pension fund mutual fund investments are reported at fair market value. The LGIP operates in accordance with appropriate state laws and regulations. The reported value of the pool is the same as the fair value of the pool shares. See additional deposit investment and restricted asset information in note 4. A. 2. Receivables and payables Activities between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as "interfund loans payable/receivable". All other outstanding balances between funds are reported as "due 40 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances". Loans between funds, as reported in the fund financial statements, are included as a liability in applicable governmental funds so that the indicated fund balance represents amounts available for appropriation and expendable available financial resources. Taxes receivable consist of property taxes, sales taxes, interfund taxes, business and occupation taxes, and excise taxes. Property taxes are levied January 1 on property values assessed as of December of the prior year. The tax levy is divided into two billings; the first billing is due April 30 and the second is due October 31. Customer accounts receivable consist of amounts owed from private individuals or organizations for goods and services. The allowance for uncollectible accounts for the ambulance fund is approximately 12% of the outstanding receivable at December 31, 2011. Grants receivable are reported for grants where qualified expenditures have been made prior to the end of the year. Other receivables include municipal court receivables, and interest receivable. Accrued interest at year end consists of amounts earned by investments, notes and contracts at the end of the year. Special assessments are recorded when levied. Special assessments receivable consist of current and delinquent assessments and related interest and penalties. Deferred assessments consist of unbilled special assessments that are liens against the property benefitted. As of December 31, 2011 $20,553 of Governmental and $39,154 of Business- type special assessments were delinquent. Assessed property owners are responsible for debt repayment. The city is guarantee's the debt to the extent of the LID guarantee fund. Notes and contracts receivable consist of amounts owed on open account from private individuals or organizations for goods and services rendered. Since the City is unable by law to grant credit to any entity, all loans receivable are related to grant monies received from other agencies which have authorized the loan as part of the grant process. Repayment of these loans are used to establish revolving loan funds for loans that match the original grant purpose. 3. In ven tories There are currently no inventories in governmental funds. Inventories in proprietary funds are valued using a floating average of costs. 4. Restricted assets and liabilities These accounts contain resources for construction and debt service in enterprise funds and customer deposits. 41 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport S. Capital assets. Capital assets, which include property, plant, and equipment and infrastructure assets, are reported in the applicable governmental or business-type columns in the government-wide financial statements. Capital assets, other than infrastructure, are defined by the City as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. The government reports infrastructure assets on a network and subsystem basis. Such assets are recorded at historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Additions, improvements and other capital outlays that significantly extend the useful life of an asset are capitalized. The cost of normal maintenance and repairs and street preservation activities that do not add to the value of the asset or materially extend asset lives are not capitalized. Assets are depreciated over their useful lives using the straight line deprecation method. Major outlays for capital assets and improvements are reported as Construction Work in Progress as projects are constructed. Interest, if material to the cost of the asset that is incurred during the construction phase of the capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Capital Assets and improvements are capitalized once the project is completed. There were no capitalized interest costs capitalized by the City during fiscal year 2011. Capitalization thresholds (the dollar value above which an asset acquisitions are added to the capital asset accounts and estimated useful lives of capital assets are as follows: Assets Threshold Useful Lives Land All Building & Structure $5,000 5 - 50 Other improvements $5,000 5 - 100 Machinery& Equipment &Vehicles $5,000 2 - 50 Infrastructure $5,000 5 - 50 6 Compensated absences The City accrues accumulated unpaid vacation and sick leave and associated employee related costs when earned (or estimated to be earned) by the employee. All vacation and sick pay is accrued when incurred in the government-wide, proprietary, and fiduciary fund financial statements. In governmental funds, such amounts are not accrued using the modified accrual basis of accounting but are reported as a liability in the government- wide financial statements. Sick leave may be accumulated up to a maximum of 960 hours for all employees except firefighters. Firefighter sick leave may be accumulated up to a maximum of 840 hours. Upon resignation, retirement or death sick leave is payable at a rate of 25% of accrued hours up to a maximum accrual base of 720 hours. Vacation leave may be accumulated up to a maximum of one and a half times the employee's annual vacation accrual rate and is payable upon resignation, retirement or death. 42 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport 7. Long-term obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, when material, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Material bond issuance costs are reported as deferred charges and amortized over the term of the related debt. Currently there are no material amounts of bond premiums, discounts or unamortized issuance costs. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financial sources. Premiums received on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from actual debt proceeds received, are reported as professional service costs. 8. Deferred revenues Deferred Revenues are those revenues that are measurable but not yet available, under the modified accrual basis of accounting. Accordingly they are not recorded as revenue. The balance sheet shows the receivable, but includes deferred revenue as its offset. The City incurred the following deferred items in 2011: a. Uncollected property taxes levied. b. Unbilled special assessments levied against benefited property for the cost of local improvements. An allowance for uncollectibles is not necessary since the assessments are liens against the property benefited. 9. Fund equity In the fund financial statements, governmental funds report restrictions of fund balance. Nonspendable fund balance - includes amounts that are not in spendable form (inventory, for example) or are required to be maintained intact (the principal of a permanent fund, for example). Restricted fund balance - includes amounts that can be spent only for the specific purpose stipulated by external resource providers (for example, grant providers, bondholders, higher levels of government)), or through enabling legislation). Committed fund balance — includes amounts that can be used only for the specific purposes determined by a formal action of the Pasco City Council. Commitments may be changed or lifted only by the City Council taking the same formal action that imposed the constraint originally. 43 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport Assigned fund balance — includes amounts intended to be used by the government for specific purposes. Intent can be expressed by the governing body or by an official designated by the governing body to which the governing body designates authority. Unassigned fund balance - includes amounts that are available for any purpose. NOTE 2 — RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS A. Explanation of certain differences between the governmental funds balance sheet and the government-wide statement of net assets. The governmental fund balance sheets includes a reconciliation between fund balance — total governmental funds and net assets — governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains that "capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds". The following shows the detail of these capital asset changes net of accumulated depreciation: Beginning balance of capital assets excluded from fund level: Joint venture $ 230,141 Land 7,120,085 Construction in process 2,864,506 Building 25,745,253 Other improvements 5,715,200 Equipment 4,002,213 Infrastructure 87,333,693 Current year spending in construction work in progress 4,312,362 Current year capital purchases 592,554 Current year capital donations received 22,225,746 Current year decrease in joint venture (17,105) Current year capital asset disposals (17,103) Current year depreciation (9,615,328) Net adjustment to add to government-wide fund balance to arrive at Net assets-governmental activities $ 150,492,217 Another element of that reconciliation explains that "long-term liabilities...are not due and payable in the current period and are not reported in the funds." The following show the detail of these liability changes: 44 City of Pasco, -Washington 2011 Compreliensive .Annual Tinancial Report Beginning balance of long-term liabilities excluded from fund level: Compensated absences $ 1,717,940 Bonds and notes payable 10,437,823 OPEB obligation 571,549 Current year compensated absences 9,642 Current year principal payments reducing debt (5,855,268) Current year new debt proceeds 4,199,351 Current year OPEB and other expense recognized 577,702 Net adjustment to reduce government-wide fund balance to arrive at Net assets-governmental activities $ 11,658,739 B. Explanation of certain differences between the governmental funds statement of revenues, expenditures, and changes in fund balances and the government-wide statement of activities The governmental funds' statement of revenues, expenditures and changes in fund balances includes reconciliation between net changes in fund balances — total governmental funds and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains that "Revenues reported in the statement of activities that do not provide current financial resources are not reported as revenues in the funds." $22,225,746 of this amount is due capital assets contributed to the City. NOTE 3 - STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. Budgetary information Scope of budget Annual revenue and appropriated expenditure budgets are adopted for the general, special revenue, proprietary and pension trust funds. Additionally, project basis budgets are adopted for capital projects. All annual appropriations lapse at the fiscal year end. For governmental funds, the only difference between the budgetary basis and generally accepted accounting principles (GAAP) is that proceeds from interfund loans are treated as budged revenue and repayment of interfund loans are treated as budgetary expenditures (except for loans that are issued one day and repaid the next). Budgetary accounts are integrated in fund ledgers for all budgeted funds. Budgets for debt service and capital project funds are adopted at the level of the individual debt issue or projects and for the fiscal periods that correspond to the lives of debt issues or projects and the annual expenditure piece is also included in the appropriate fund's annual budget. Nation Council on Governmental Accounting (CNGA) Statement 1 does not require, and the financial statements do not present budgetary comparisons for proprietary fund types. 45 City of Pasco, -Washington 2011 Comprehensive .annual T nanciat Report Procedures for adopting the original budget The City's for procedures are mandated by RCW 35A.33. The steps in the budget process are as follows: • Prior to the first Tuesday in November, the City Manager submits a proposed budget to the Council. This budget is based on priorities established by the Council and estimates provided by departments during the preceding months, and balanced with revenue estimates made by the Financial Services Manager. • The Council conducts public hearings on the proposed budget in November and/or December. • The Council makes its adjustments to the proposed budget and adopts by ordinance a final balanced budget no later than December 31. • Within 30 days of adoption, the final budget is available to the public. Amending the budget The budget, as adopted, constitutes the legal authority for expenditures. The City's budget is adopted at the fund level, so that expenditures may not legally exceed appropriations at that level of detail. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of a fund, or that affect the number of authorized employee positions, salary ranges, hours, or other conditions of employment must be approved by the City Council. When the City Council determines that it is in the best interest of the City to increase or decrease the appropriation for a particular fund, it may do so by ordinance approved by one more than the majority after holding one public hearing. The budget amounts shown in the financial statements are the final authorized amounts as revised during the year. The financial statements contain the original and final budget information. The original budget is the first complete appropriated budget. The final budget is the original budget adjusted by all reserves, transfers, allocations, supplemental appropriations, and other legally authorized changes applicable for the fiscal year. B. Deficit fund equity The LID Note fund, Golf Course and Community Development funds showed deficit fund equity positions at December 31, 2011. This is expected and normal since the debt related to these funds is from an internal loan rather than an outside funding source. With internal financing the debt is carried within the fund and therefore results in a negative 46 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport fund balance. Cash balances were positive for these funds at the end of the year. If the financing was external, then no fund deficit would exist. C. Budgetary compliance The Golf Course fund exceeded its total budgetary authority in 2011 by $233,508. This was primarily due to the fact that 2011 was the first year of operating the golf course, December actual expenses were higher than estimated/budgeted and there were no more scheduled council meetings to approve expenditures prior to the end of the year. The LID construction fund exceeded its budget authority by$712 and was closed December 31. NOTE 4—DETAILED NOTES ON ALL FUNDS A. Deposits, investments and restricted assets As of December 31, 2011 the government had the following: Weighted Average Fair Value Maturities (Years) Local Government Investment Pool Total Invested Cash Equivalents $27,447,150 N/A Investments in Federal Agencies 3,707,164 6.28 Investment in Mutual Funds 2,735,777 N/A Investment in Certificate of Deposits 3,000,000 2.08 Investment in Notes 89,351 9.38 Total fair value $36,979,442 Portfolio weighted average maturity 0.82 Interest rate risk. Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an investment. In accordance with its investment policy, the City manages its exposure to declines in fair value by limiting the maturity of investments. Investments over one year require the City Manager's approval. In addition, to achieve its financial objective of maintaining liquidity to meet all operating requirements, the City typically selects investments that have shorter average maturities. Credit risk. Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. The city investment policy allows the following types of investments in accordance with state law: demand or investment deposits in qualified public depositories located within the state; United States' government bonds, notes bills; certificates of deposits from financial institutions that participate in Washington State's Public Deposit Protection Commission's list of"Qualified Public Depositories"; bankers acceptances, repurchase agreements and the Washington State Treasurer's Office Local Government Investment Pool (LGIP). The investment policy for"credit risk" does not extend beyond the types of authorized investments and the concentration of credit risk described below. As of December 31, 2011 the City's investments in agency securities were all rated AAA. The LGIP is unrated, however the 47 City of Pasco, -Vashinqton 2011 Comprehensive .annualTinanciaC eport credit risk is limited as most investments are either obligations of the U.S. Government, government sponsored enterprises, insured demand deposit accounts or certificates of deposit. Concentration of credit risk. Concentration of credit risk is the risk of loss attributed to the magnitude of a government's investment in a single issuer. It is the policy of the city to diversify its investment portfolio to eliminate the risk of loss resulting from overconcentration of assets in a specific class of securities. With the Exception of U.S. Treasury securities and the State Treasurer's Local Government Investment Pool (LGIP)no more than twenty percent of the city's total investment portfolio should be invested in a single security type and not more than twenty percent should be invested with a single financial institution. Concentration of credit risk as a percentage of total investments: Issuer Book Value I %of Total Federal Farm Credit Bank 2,000,000 5% Federal Home Loan Bank 1,000,000 3% Small Business Association 707,163 2% AmFunds Mutual Funds 2,058,933 6% US Bank CD 3,000,000 8% Local Government Invest Pool 27,447,150 76% 36,213,246 100% Custodial credit risk — deposits. This is the risk that in the event of a bank failure, the governments' deposits may not be returned. The city's policy states that the maximum amount to be placed with any one depositary shall not exceed the net worth of the institution (at the time of investment) as determined by the State of Washington Public Deposit Protection Commission (PDPC). According to the PDPC Act implemented August 11, 1969 financial institutions holding public funds have requirements to collateralize those funds. The maximum liability of a public depository is equal to ten percent of all public deposits held by that depositary at the time of the most recent Commission report date or the average of the balances of public deposits on the four most recent Commission report dates, whichever is greater. This amount, which is subject to audit, represents the maximum amount the Commission can assess each depository in the event of a loss due to default of a participating depositary. The city had $10,202,617 on deposit with US Bank on December 31, 2011. The FDIC insures those deposits up to $250,000. US Bank is required to collateralize 10% of the remaining funds which is $1,020,262. The temporary custodial credit risk for uncollateralized deposits at US Bank was $8,932,355 at 12/31/11. Custodial credit risk — investments. For an investment, this is the risk that, in the event of the failure of the counterparty, the government will be able to recover the value of its investments or other collateral securities that are in the possession of an outside party. The city limits its custodial credit risk by holding investments that are insured and are registered or held by the city's agent in the city's name. Certificates of deposits are entirely covered by federal depository insurance (FDIC and FSLIC) or by collateral held in a multiple financial institution collateral pool administered by the Washington Public Deposit Protection Commission(PDPC). Restricted assets. The corpus of permanent funds is included in restricted assets. The Water/Sewer utility issued bond proceeds in the prior year for construction projects which were 48 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport not fully expended by the end of the current year. The remaining funds are restricted for construction purposes. Certain resources set aside for the repayment of revenue bonds are classified as restricted assets on the balance sheet because they are maintained in a separate account and their use is limited by applicable bond covenants. The "bond debt service" account is used by the Water/Sewer fund to report resources set aside to subsidize potential deficiencies from the Water/Sewer operations that could adversely affect debt service payments. The Water/Sewer fund has constructed projects and assessed special assessments to recover certain portions of the construction costs. Those assessments receivable are pledged to pay for the related special assessment debt and are therefore restricted to that purpose. Cash provided from customers as deposits are also restricted. Restricted assets are composed of the following: Temporary Permanent Restrictions Restrictions City View Cemetery Endowment $400,067 Water/Sewer Debt Service account $2,657,140 Water/Sewer Debt Reserve account 410,000 Water/Sewer Bond Proceeds 2,670,000 Water/Sewer Special Assess Receivable 786,231 Governmental Special Assess Receivable 869,578 Water/Sewer Customer Deposits 568,054 Governmental Funds Customer Deposits 194,537 B. Receivables Taxes receivable. Taxes receivable consist of several types of taxes: property taxes, sales taxes and business & occupation taxes, excise taxes, gambling and admission taxes. Property taxes. The county treasurer acts as an agent to collect property taxes levied in the county for all taxing authorities. Collections are distributed by the 10th day of the following month. Property Tax Calendar January 1 Taxes are levied and become an enforceable lien against properties. February 14 Tax bills are mailed April 30 First of two equal installment payments is due. May 31 Assessed value of property established for next year's levy at 100% of market value. October 31 Second installment is due. Property taxes are recorded as a receivable when levied, offset by deferred revenue. During the year property tax revenues are recognized when cash is collected and deferred property tax revenue is reduced. Prior year tax levies were recorded using the same principal. The reported balances include tax payments from the county received through December 31, 2011. Tax 49 City of Pasco, lashington 2011 Comprehensive AnnuaCEinanciaC eport receipts received by the county in December but remitted to the City in January are not material and are included as part of the tax receivable amount reported. Delinquent taxes totaled $312,224 and since these funds are not available revenue recognition is deferred. Subsequent collections of delinquent amounts will be recorded in revenue in the period actually received. The City may levy up to $3.60 per $1,000 of assessed valuation for general governmental services subject to two limitations: a. Except as otherwise provided for, the levy for taxing districts in any year shall be set so that the regular property taxes payable in the following year shall not exceed the limit factor of 101% multiplied by the amount of regular property taxes lawfully levied for such district in the highest of the three most recent years in which such taxes were levied for such district plus an additional dollar amount calculated by multiplying the increase in assessed value in that district resulting from new construction, improvements to property, and any increase in the assessed value of state-assessed property by the regular property tax levy rate of that district for the preceding year. b. The Washington State Constitution limits the total regular property taxes to one percent of assessed valuation or $10 per $1,000 of value. If the taxes of all districts exceed this amount, each is proportionately reduced until the total is at or below the one percent limit. Effective November 29, 2007 Washington State House Bill (HB) 2416 reinstated the one percent property tax limit factor adopted by voters under Initiative No. 747 following the invalidation of that initiative by the courts. The provisions of HB 2416 are retroactive to and prospective from taxes levied for collection in 2002. The retroactivity extinguishes the additional levying capacity resulting from the November 2007 court ruling but let's stand any banked capacity accumulated prior to the court ruling and the authority to continue to bank future unused capacity. In November 2010, the City approved an ordinance establishing the operating levy for 2011 of $6,112,398 based on an assessed valuation of$3,102,662,066 and an estimated rate of$1.970005 per$1,000 of assessed value. In November 2011, the City approved an ordinance establishing the operating levy for 2012 of$6,327,858 based on an assessed valuation of$3,215,099,688 and an estimated rate of$1.96817 per $1,000 of assessed value. Additionally, the city levied an additional amount to cover bond payments for the 1999 UTGO bond for the Library Remodel ($65,757); the 1999 UTGO bond for the Fire Station ($83,293) and for the 2002 UTGO Refunding bonds ($377,000). Sales and excise taxes. The state is the collection agent for sales and real estate excise taxes in the State of Washington. The vendor has until approximately the end of the following month to remit sales tax to the state for taxable sales. The state then has approximately another month to remit the city's portion of the tax to the city. The city's basic sales tax rate is one-half of one percent. Utility occupation taxes. The city assessed a gross revenue tax and use on certain utilities within the city. The rate is for these taxes are eight and one-half percent. 50 City of Pasco, -Washing ton 2011 Comprehensive .annual TinanciaC eport Other receivables. As of December 31, 2011 the city's individual major funds contain no allowance for uncollectible accounts and nonmajor funds receivable balances include the applicable allowance for uncollectible accounts (which relates to ambulance services) of$89,523. Special assessments and deferred revenue. Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received but not yet earned. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows: Deferred Revenue—Property Taxes $ 312,224 Deferred Revenue— Special Assessments 734,582 Deferred Revenue—Municipal Court 1,105,445 Deferred Revenue—Other 147,822 Total $2,300,073 Loans receivable. Loans receivables consist of amounts owed on an open account from private individuals or organizations for goods and services rendered. Since the City is unable by law to grant credit to any entity, all loans receivable are related to grant monies received from other agencies which have authorized the loan as part of the grant process. Repayments of these loans are used to establish revolving loan funds for loans that match the original grant purpose. The long term portion of those loans receivable are included in reserved fund balance as the assets are not available to liquidate liabilities in the current period. C. Capital Assets Capital asset activity for the year ended December 31, 2011 was as follows: 51 City of Pasco, Washington 2011 Comprehensive .annual finandaC eport Beginning Current Period Current Period Ending Balance Governmental Activities: Balance 01/01/11 Increases Decreases 12/31/11 Capital assets,not being depreciated Land 7,120,086 431,050 0 7,551,136 Construction in process 2,689,373 4,307,550 1,348,622 5,648,301 Total capital assets,not being depreciated 9,809,459 4,738,600 1,348,622 13,199,437 Capital assets,being depreciated: Building&structure 36,529,327 830,684 0 37,360,011 Other improvements 8,995,965 0 0 8,995,965 Machinery and equipment 8,969,534 712,410 305,378 9,376,566 Infrastructure 126,842,492 22,372,723 0 149,215,215 Total capital assets being depreciated 181,337,318 23,915,817 305,378 204,947,757 Less accumulated depreciation: Building&structure 10,784,074 1,117,273 0 11,901,347 Other improvements 3,280,766 640,816 0 3,921,582 Machinery and equipment 4,967,322 761,225 288,275 5,440,272 Infrastructure 39,508,798 7,096,014 0 46,604,812 Total accumulated depreciation 58,540,960 9,615,328 288,275 67,868,013 Total capital assets,being depreciated,net 122,796,358 14,300,489 17,103 137,079,744 Governmental activities capital assets net $ 132,605,817 $ 19,039,089 $ 1,365,725 $ 150,279,181 Beginning Current Period Current Period Ending Balance Business Type Activities: Balance 01/01/11 Increases Decreases 12/31/11 Capital assets,not being depreciated Land $ 6,598,676 $ - $ - $ 6,598,676 Construction in process 12,871,898 1,027,514 0 13,899,412 Total capital assets,not being depreciated 19,470,574 1,027,514 0 20,498,088 Capital assets,being depreciated: Building&structure 64,900,003 0 0 64,900,003 Machinery and equipment 4,870,854 597,144 308,305 5,159,693 Infrastructure 131,768,495 7,052,543 0 138,821,038 Total capital assets being depreciated 201,539,352 7,649,687 308,305 208,880,734 Less accumulated depreciation: Building&structure 28,386,824 2,393,663 0 30,780,487 Machinery and equipment 2,700,265 341,788 271,730 2,770,323 Infrastructure 23,965,521 2,560,146 0 26,525,667 Total accumulated depreciation 55,052,610 5,295,597 271,730 60,076,477 Total capital assets,being depreciated,net 146,486,742 2,354,090 36,575 148,804,257 Business activities capital assets net $ 165,957,316 $ 3,381,604 $ 36,575 $ 169,302,345 52 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Depreciation expense by function: Governmental activities: General government $ 429,732 Public Safety 326,051 Physical environment 28,465 Transportation 7,368,700 Economic environment 168,812 Health&human services 40,395 Culture&recreation 1,253,173 Total depreciation expense-governmental activities $ 9,615,328 Business-type activities: Water $ 1,589,927 Sewer 2,885,300 Process water reuse facility 231,807 Stonmvater 168,034 Irrigation 420,529 Total depreciation expense-business-type activities: $ 5,295,597 Construction commitments The City of Pasco has active construction projects as of December 31, 2011. The projects include street construction and various utility constructions. At year end, the city's commitments with contractors are as follows: Project Spent to Date Remaining Commitment Streets $2,962,604 $ 259,528 Housing - 117,457 Parks 24,936 249,323 Water 484,305 404,606 Sewer 337,986 37,525 Irrigation 104,601 2,208,569 Total $3,914,432 $3,277,008 D. Interfund loans receivable, payable and transfers Interfund loans The composition of interfund loan balances as of December 31, 2011 is as follows: 53 City of Pasco, Washington 2011 Comprehensive .annual TinanciaC eport Interfund Loan Loan Loan Interfund Loan Due in More Receivable Purpose Amount Payable than 1 year General Fund Temp Cash flow $475,000 Nonmajor Spec Revenue $ - General Fund Construction Financing 168,000 Construction Fund - Nonmajor Spec Revenue Improvements 60,000 Nonmajor Spec Revenue 60,000 Internal Service Fund Investment in LID 317,682 Nonmajor Debt Service Fund 273,791 Interfund transfers Transfers between funds during the year ended December 31, 2011 are as follows: TRANSFER FROM Nonmajor Nonmajor Nonmajor Internal General Utility Pemnanent Total Special Debt Construction Service T General $ - $ 90,000 $ $ 280,712 $ $ $ - $ 370,712 R A N Nonmajor Special Revenue 1,355,615 277,448 - 520,000 100 2,153,163 S F Nonmajor Construction 89,990 2,579,696 35,322 - - 2,705,008 E R Internal Service - - - - 214,931 3,014 - 217,945 T Total $ 1,445,605 $ 2,947,144 1 $ 35,322 $ 800,712 $ 214,931 $ 3,014 $ 100 $ 5,446,828 O Transfers are used to 1) move unrestricted general fund revenues to finance various programs that the government must account for in other funds in accordance with budgetary authorizations, including amounts provided as subsidies or matching funds for various grant programs; 2) move investment earnings or operating subsidies from one fund to its designated, authorized purpose carried out by another fund; 3) move resources designated for construction to and from construction funds as projects are created and/or completed. There were one time transfers for the purpose of construction between several special revenue funds, the general fund and the construction funds. There were on-going transfers to move grant support from the Community Development Block Grant fund to the general fund for qualified grant activities; from earnings in the cemetery endowment fund to pay the general fund for maintenance activities; from earnings and fund balance of the Boulevard Maintenance fund to the general fund to pay for boulevard maintenance activities; from the general fund to the TRAC fund to support those activities; from the general fund to the ambulance fund as required by law. E. Leases Operating leases. The city leases its front-line police vehicles. Leases are generally for a three year period. Generally, at the end of the three year period the lease ends and the city returns the 54 CiLy of Pasco, Washington 2011 Comprehensive Annual Financial Report vehicles. New vehicles and leases are then acquired. The following represents the future minimum lease payments: Year Ending December 31 Amount 2012 $14,596 2013 4,941 2014 11,951 2015 6,864 Total $38,352 F. Long-term Debt Changes in long-term liabilities. For the governmental activities, compensated balances are generally liquidated by the General and Streets funds while worker's compensation claims are liquidated by the Medical/Dental internal services fund. The net pension obligation is generally liquidated by the Fire Pension Trust Fund and the net OPEB obligation is generally liquidated by the Other Post Employment Benefit Trust fund. Long-term liability activity for the year ended December 31, 2011 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year GOVERNMENTAL AC TIVITIES General obligation bonds $ 8,940,000 $ 4,110,000 $ (5,380,000) $ 7,670,000 $ 1,085,000 Special assessment bonds&notes 785,129 89,351 (305,129) 569,351 7,408 External loans&notes 712,692 - (170,137) 542,555 173,497 Compensated absences 1,717,940 1,274,030 (1,253,348) 1,738,622 417,783 Net OPEB obligation 582,589 937,477 (370,815) 1,149,251 - Governmental activity long-term liabilities $ 12,738,350 $ 6,410,858 1 $ (7,479,429)1 $ 11,669,779 1 $ 1,683,688 BUSINESS ACHVITIES Revenue bonds 29,125,000 - (2,885,000) 26,240,000 1,980,000 External loans&notes 15,061,503 - (1,530,553) 13,530,950 1,575,357 Compensated absences 331,136 417,065 (360,448) 387,753 120,149 Business activity long-term liabilities $44,517,639 $ 417,065 1 $ (4,776,001)1 $ 40,158,703 1 $3,675,506 Long-term debt. The city issues general obligation bonds to finance capital improvements such as bridges, streets, municipal buildings and enterprise facilities such as water and sewer utilities. Bonded indebtedness has also been entered into (currently and in prior years) to advance refund several general obligation and revenue bonds. The City is also liable for notes that were entered into for the purchase of the TRAC Facility, Animal Control facilities and police equipment. These notes are considered obligations of the general government and are being repaid with general governmental resources. Proprietary fund revenues are used to repay revenue and refunding bonds as well as certain loans. The bond issues are not subject to arbitrage but the investments held in reserves (and the Guarantee Fund for LID 135 and 145) are subject to rebate and yield restrictions. 55 City of Pasco, Washington 2011 Compre(iensive .AnnuaCEtjianciaCR.eport GENERAL OBLIGATION BONDS MATURITY I INTEREST ORIGINAL INSTALLMENT PURPOSE RANGE RATERANGE AMOUNT 1 2012 AMOUNT 1999 LTGO Library and Fire Station 2011-2019 5.25%-5.60% $ 1,700,000 $ 143,800 2002 LTGO Rivershore,City Hall,Refi 1995 2011-2022 3.50%-4.70% 3,635,000 318,559 2002 Civic Center 2011-2013 4.00%-4.00% 3,155,000 378,600 2011 LTGO Refund 2001 LTGO 2011-2020 2.00%-4.00% $4,110,000 532,650 YEARENDING GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES DECEMBER 31 PRINCIPAL I INTEREST PRINCIPAL INTEREST 2012 1,085,000 288,609 2013 1,110,000 252,496 2014 770,000 214,940 2015 785,000 186,840 2016 685,000 160,520 2017-2021 3,050,000 368,223 2022-2027 185,000 4,348 TOTAL $ 7,670,000 1$ 1,475,976 1$ $ SPECIAL ASSESSMENT BONDS&NOTES MATURITY INTEREST I ORIGINAL I INSTALLMENT PURPOSE RANGE RATE RANGE AMOUNT 2012 AMOUNT LID 145 A Street Improvments 2012-2020 2.25%-5.00% $ 785,129 $ 21,000 LID 146 KurtzmanImprovments 2013-2021 4.10% $89,351 $11,071 YEARENDING GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES DECEMBER 31 PRINCIPAL I INTEREST PRINCIPAL INTEREST 2012 $ 7,408 $ 24,663 2013 7,711 24,360 2014 8,028 24,044 2015 88,357 23,714 2016 88,699 20,372 2017-2021 369,148 44,207 TOTAL Is 569,351 $ 161,360 1$ Is REVENUE BONDS MATURITY I INTEREST ORIGINAL I INSTALLMENT PURPOSE RANGE RATERANGE AMOUNT 2012 AMOUNT 2002 Water/Sewer 2011-2022 3.50%4.70% 5,945,000 434,163 2005 Water/Sewer 2011-2025 4.001/o-1.25% 4,400,000 322,192 2007 Water/SewerULID 2011-2022 4.25%-4.75% 845,000 77,412 2009 Water/Sewer 2011-2029 3.00%4.75% 10,045,000 780,725 2010 A Ref 1998B Plus New 2011-2029 3.00%4.370% 9,070,000 1,245,600 2010T Ref1998A 2018 4.62% 1,240,000 183,122 YEARENDING GOVERNMENTAL ACTIVITIES BUSINESS-TYPEACTWITIES DECEMBER31 PRINCIPAL I INTEREST PRINCIPAL INTEREST 2012 $ 1,980,000 $ 1,063,214 2013 2,035,000 1,003,363 2014 2,105,000 931,943 2015 1,415,000 865,188 2016 1,425,000 804,737 2017-2021 7,635,000 3,100,763 2022-2026 6,405,000 1,551,682 2027-2031 3,240,000 282,576 TOTAL $ $ $ 26,240,000 1$ 9,603,466 EXTERNAL LOANS INTEREST I ORIGINAL INSTALLMENT PURPOSE MATURITY RATE AMOUNT 2012 AMOUNT 2002 Animal Control FaciWty Land 12/1/2016 6.24% $ 275,500 $ 25,700 2009 Police Vehicle Computers 6/1/2013 3.47% 194,051 $ 53,867 2006 Port Airport Fire Building 7/12/2016 4.00% 120,000 14,580 1998TRACLoan 12/1/2014 4.505-5.50% 1,197,931 104,781 Waste Water Polution Control Facilities PWTF 95-02 6/30/2015 1.00% 812,700 44,732 West Pasco Water SystemPWTF 95-026 6130/2015 1.00% 2,687,300 111,670 Riverview Tmnk/SESewer 6/30/2020 1.00% 1,890,000 121,143 Sewer Treatment Plant Phase 1&2 SRF Loan 10/13/2015 1.00% 23,700000 1,719,955 YEARENDING GOVERNMENTAL ACTIVITIES BUSINESS-TYPEACFIVITIFS DECEMBER 31 PRINCIPAL I INTEREST PRINCIPAL I INTEREST 2012 $ 173,497 $ 25,430 $ 1,575,357 $ 422,143 2013 $ 151,149 $ 17,550 1,621,743 373,140.00 2014 $ 136,626 $ 10,881 1,669,767 322,502 2015 $ 43,210 $ 3,864 1,719,487 270,166 2016 $ 38,073 $ 1,504 1,620,576 216,076 2017-2021 $ $ 5,324,020 315,952 TOTAL $ 542,555 1$ 59,229 $ 13,530,950 $ 1,919,979 56 CiLy of Pasco, -Washington 2011 Comprehensive .annual Financial Report The city refinanced the 2001 LTGO with the same original final maturity date, a$170,000 reduction in principal and realized a net present value savings of$553,896. NOTE 5 - OTHER INFORMATION A. Risk Management The City of Pasco maintains insurance against most normal hazards except for unemployment and automobile collision, where it has elected to become self-insured. For unemployment claims, the City is on a 100% reimbursable program with the State where the City pays all unemployment claims charged against it. The City is a member of the Washington Cities Insurance Authority(WCIA). Utilizing Chapter 48.62 RCW (self insurance regulation) and Chapter 39.3 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self-insuring, and/or jointly contracting for risk management services. WCIA has a total of over 126 members. New members initially contract for a three-year term, and thereafter automatically renew on an annual basis. A one-year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis, without deductibles. Effective January 2011 City of Pasco coverage changed to a $100,000 per incident deductible. Coverage includes general, automobile, police professional, public officials' errors and omissions, stop gap, and employee benefits liability. WCIA limits are $4 million per occurrence in the self insured layer, and $16 million per occurrence in the re-insured layer. The excess layer is insured by the purchase of reinsurance and is subject to aggregate sub-limits in the excess layers. The Board of Directors determines the limits and terms of coverage annually. Insurance coverage for property, automobile physical damage, fidelity bonds, inland marine, and boiler and machinery are purchased on a group basis. Various deductibles apply by type of coverage. Property insurance and auto physical damage are self-funded from the member's deductible to $500,000, for all perils other than flood and earthquake, and insured above that amount by the purchase of reinsurance. (City does not participate in these programs; all is purchased through commercial broker as identified on this page). In-house services include risk management consultation, loss control field services, claims and litigation administration, and loss analyses. WCIA contracts for the claims investigation consultants for personnel issues and land use problems, insurance brokerage and lobbyist services. 57 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, and administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA's assets in financial instruments which comply with all State guidelines. These revenues directly offset portions of the membership's assessment. A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day-to-day operations of WCIA. Property, Inland Marina, boiler, machinery and employee fidelity insurance is purchased through commercial insurance brokers. The City is self-insured for medical and dental coverage for its employees. A third party administrator, Benefits Management, Inc. processes all claims for reimbursement. The third party administrator provides utilization management services and requires pre-authorization for all non-emergency hospital confinements. It is the City's policy to maintain at least four months of average monthly claims in cash reserves. To limit the exposure for large claims, the City purchases individual stop-loss coverage from a commercial insurance carrier that limits the City's exposure for claim losses to $80,000 per individual. B. Related organization Pasco Public Facility District Pursuant to RCW 35.57 (the "City PFD Act") the Pasco Public Facilities District was formed and created by Ordinance No. 3558 on July 15, 2002, coextensive with the boundaries of the City, with the powers and authority set forth in the City PFD Act. The District is established for the purpose of acquiring, constructing, owning, remodeling, maintaining, equipping, re- equipping, repairing, financing, operating one or more Regional Centers, as defined by the RCW 35.57.020 and/or participating with any other qualified public facilities district in a cooperative and joint development of a Regional Center in the Tri-Cities area by interlocal agreement. The members of the board of directors of the District (the "PFD Board") shall be selected and appointed by the Council, as required by the RCW. The PFD Board consisted of five members. Three of the members will be appointed based on recommendations from local organizations. The members will serve four-year terms. Of the initial members, one will be appointed for a one year term, one for a two year term, one for a three year term, and the 58 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport remainder for four year terms. The Council may, by resolution, remove a member for any reason. Vacancies will be filled by appointment by the Council. All corporate powers of the District will be exercised by or under the authority of the PFD Board; and the business, property and affairs of the District shall be managed under the direction of the PFD Board, except as may be otherwise provided for by law herein, or in the Charter. Trade, Recreation,Agricultural Center In 1994 the City entered into an agreement with Franklin County for the Trade, Recreation, and Agricultural Center (TRAC). The City shares with Franklin County the expenses to operate and cover debt service. Franklin County handles all operating decisions and financial reporting for TRAC. Complete financial statements for TRAC may be obtained at Franklin County, 1016 N. 4th Avenue, Pasco, Washington. For calendar year 2011, the City of Pasco paid Franklin County $340,660 in operating expenses and$102,789 in debt service expenses. The City's obligation for debt service is included in the debt service schedule in Note 4. F. C. Employee retirement systems and pension plans Substantially all City full-time and qualifying part-time employees participate in one of the following statewide retirement systems administered by the Washington State Department of Retirement Systems, under cost-sharing multiple-employer public employee defined benefit retirement plans. The Department of Retirement Systems (DRS), a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems, Communications Unit, P.O. Box 48380, Olympia, WA 98504-8380; or it may be downloaded from the DRS website at www.drs.wa.gov. The following disclosures are made pursuant to GASB Statements No. 27, Accounting for Pensions by State and Local Government Employers and No. 50, Pension Disclosures, an Amendment of GASB Statements No. 25 and No. 27. Public Employees' Retirement System (PERS) Plans 1, 2 And 3 Plan Description The Legislature established PERS in 1947. Membership in the system includes: elected officials; state employees; employees of the Supreme, Appeals, and Superior courts (other than judges currently in the Judicial Retirement System); employees of legislative 59 City of Pasco, -Washington 2011 Comprehensive .annualTinandaC eport committees; community and technical colleges, college and university employees not participating in higher education retirement programs; judges of district and municipal courts; and employees of local governments. PERS retirement benefit provisions are established in Chapters 41.34 and 41.40 RCW and may be amended only by the State Legislature. PERS is a cost-sharing multiple-employer retirement system comprised of three separate plans for membership purposes: Plans 1 and 2 are defined benefit plans and Plan 3 is a defined benefit plan with a defined contribution component. PERS members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 and by either, February 28, 2002 for state and higher education employees, or August 31, 2002 for local government employees, are Plan 2 members unless they exercised an option to transfer their membership to Plan 3. PERS members joining the system on or after March 1, 2002 for state and higher education employees, or September 1, 2002 for local government employees have the irrevocable option of choosing membership in either PERS Plan 2 or PERS Plan 3. The option must be exercised within 90 days of employment. An employee is reported in Plan 2 until a choice is made. Employees who fail to choose within 90 days default to PERS Plan 3. Notwithstanding, PERS Plan 2 and Plan 3 members may opt out of plan membership if terminally ill, with less than five years to live. PERS Plan 1 and Plan 2 defined benefit retirement benefits are financed from a combination of investment earnings and employer and employee contributions. PERS Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement after 30 years of service, or at the age of 60 with five years of service, or at the age of 55 with 25 years of service. The monthly benefit is two percent of the average final compensation (AFC) per year of service. (AFC is the monthly average of the 24 consecutive highest-paid service credit months.) The retirement benefit may not exceed 60 percent of AFC. The monthly benefit is subject to a minimum for PERS Plan 1 retirees who have 25 years of service and have been retired 20 years, or who have 20 years of service and have been retired 25 years. Plan 1 members retiring from inactive status prior to the age of 65 may receive actuarially reduced benefits. If a survivor option is chosen, the benefit is further reduced. A cost-of-living allowance (COLA) was granted at age 66 based upon years of service times the COLA amount. This benefit was eliminated by the Legislature, effective July 1, 2011. Plan 1 members may elect to receive an optional COLA that provides an automatic annual adjustment based on the Consumer Price Index. The adjustment is capped at three percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 1 provides duty and non-duty disability benefits. Duty disability retirement benefits for disablement prior to the age of 60 consist of a temporary life annuity payable to the age of 60. The allowance amount is $350 a month, or two-thirds of the monthly AFC, whichever is less. The benefit is reduced by any workers' compensation benefit and is payable as long as the member remains disabled or until the member attains the age of 60. A 60 City of Pasco, -Washington 2011 Comprehensive .annualTinancialR.eport member with five years of covered employment is eligible for non-duty disability retirement. Prior to the age of 55, the allowance amount is two percent of the AFC for each year of service reduced by two percent for each year that the member's age is less than 55. The total benefit is limited to 60 percent of the AFC and is actuarially reduced to reflect the choice of a survivor option. A cost-of-living allowance was granted at age 66 based upon years of service times the COLA amount. This benefit was eliminated by the Legislature, effective July 1, 2011. Plan 1 members may elect to receive an optional COLA that provides an automatic annual adjustment based on the Consumer Price Index. The adjustment is capped at 3 percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 1 members can receive credit for military service. Members can also purchase up to 24 months of service credit lost because of an on-the-job injury. PERS Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members are eligible for normal retirement at the age of 65 with five years of service. The monthly benefit is two percent of the AFC per year of service. (AFC is the monthly average of the 60 consecutive highest-paid service months.) PERS Plan 2 members who have at least 20 years of service credit and are 55 years of age or older are eligible for early retirement with a reduced benefit. The benefit is reduced by an early retirement factor(ERF)that varies according to age, for each year before age 65. PERS Plan 2 members who have 30 or more years of service credit and are at least 55 years old can retire under one of two provisions: • With a benefit that is reduced by 3 percent for each year before age 65. • With a benefit that has a smaller (or no) reduction (depending on age) that imposes stricter return-to-work rules. PERS Plan 2 retirement benefits are also actuarially reduced to reflect the choice, if made, of a survivor option. There is no cap on years of service credit; and a cost-of-living allowance is granted (based on the Consumer Price Index), capped at three percent annually. The surviving spouse or eligible child or children of a PERS Plan 2 member who dies after leaving eligible employment having earned ten years of service credit may request a refund of the member's accumulated contributions. PERS Plan 3 has a dual benefit structure. Employer contributions finance a defined benefit component and member contributions finance a defined contribution component. The defined benefit portion provides a monthly benefit that is one percent of the AFC per year of service. (AFC is the monthly average of the 60 consecutive highest-paid service months.) Effective June 7, 2006, PERS Plan 3 members are vested in the defined benefit portion of their plan after ten years of service; or after five years of service, if twelve months of that service are earned after age 44; or after five service credit years earned in PERS Plan 2 prior 61 CiLy of Pasco, -Washington 2011 Comprehensive .annual Financial Report to June 1, 2003. Plan 3 members are immediately vested in the defined contribution portion of their plan. Vested Plan 3 members are eligible for normal retirement at age 65, or they may retire early with the following conditions and benefits: • If they have at least ten service credit years and are 55 years old, the benefit is reduced by an ERF that varies with age, for each year before age 65. • If they have 30 service credit years and are at least 55 years old, they have the choice of a benefit that is reduced by 3 percent for each year before age 65; or a benefit with a smaller (or no) reduction factor (depending on age) that imposes stricter return-to-work rules. PERS Plan 3 defined benefit retirement benefits are also actuarially reduced to reflect the choice, if made, of a survivor option. There is no cap on years of service credit and Plan 3 provides the same cost-of-living allowance as Plan 2. PERS Plan 3 defined contribution retirement benefits are solely dependent upon contributions and the results of investment activities. The defined contribution portion can be distributed in accordance with an option selected by the member, either as a lump sum or pursuant to other options authorized by the Director of the Department of Retirement Systems. PERS Plan 2 and Plan 3 provide disability benefits. There is no minimum amount of service credit required for eligibility. The Plan 2 monthly benefit amount is two percent of the AFC per year of service. For Plan 3, the monthly benefit amount is one percent of the AFC per year of service. These disability benefit amounts are actuarially reduced for each year that the member's age is less than 65, and to reflect the choice of a survivor option. There is no cap on years of service credit, and a cost-of-living allowance is granted (based on the Consumer Price Index) capped at 3 percent annually. PERS Plan 2 and Plan 3 members may have up to ten years of interruptive military service credit; five years at no cost and five years that may be purchased by paying the required contributions. Effective July 24, 2005, a member who becomes totally incapacitated for continued employment while serving the uniformed services, or a surviving spouse or eligible children, may apply for interruptive military service credit. Additionally, PERS Plan 2 and Plan 3 members can also purchase up to 24 months of service credit lost because of an on- the-job injury. PERS members may also purchase up to five years of additional service credit once eligible for retirement. This credit can only be purchased at the time of retirement and can be used only to provide the member with a monthly annuity that is paid in addition to the member's retirement benefit. 62 City of Pasco, Washington 2011 Comprehensive .annualTinanciaC eport Beneficiaries of a PERS Plan 2 or Plan 3 member with ten years of service who is killed in the course of employment receive retirement benefits without actuarial reduction, if the member was not at normal retirement age at death. This provision applies to any member killed in the course of employment, on or after June 10, 2004, if found eligible by the Department of Labor and Industries. A one-time duty-related death benefit is provided to the estate (or duly designated nominee) of a PERS member who dies in the line of service as a result of injuries sustained in the course of employment, or if the death resulted from an occupational disease or infection that arose naturally and proximately out of said member's covered employment, if found eligible by the Department of Labor and Industries. Judicial Benefit Multiplier During January 1, 2007 through December 31, 2007, judicial members of PERS were given the choice to participate in the Judicial Benefit Multiplier Program (JBM) enacted in 2006. Justices and judges in PERS Plan 1 and Plan 2 were able to make a one-time irrevocable election to pay increased contributions that would fund a retirement benefit with a 3.5 percent multiplier. The benefit would be capped at 75 percent of AFC. Judges in PERS Plan 3 could elect a 1.6 percent of pay per year of service benefit, capped at 37.5 percent of AFC. Members who chose to participate in JBM would: accrue service credit at the higher multiplier beginning with the date of their election; be subject to the benefit cap of 75 percent of AFC, pay higher contributions; stop contributing to the Judicial Retirement Account (JRA); and be given the option to increase the multiplier on past judicial service. Members who did not choose to participate would: continue to accrue service credit at the regular multiplier; continue to participate in JRA, if applicable; never be a participant in the JBM Program; and continue to pay contributions at the regular PERS rate. Newly elected or appointed justices and judges who chose to become PERS members on or after January 1, 2007, or who had not previously opted into PERS membership, were required to participate in the JBM Program. Members required into the JBM program would: return to prior PERS Plan if membership had previously been established; be mandated into Plan 2 and not have a Plan 3 transfer choice, if a new PERS member; accrue the higher multiplier for all judicial service; not contribute to JRA; and not have the option to increase the multiplier for past judicial service. There are 1,197 participating employers in PERS. Membership in PERS consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2010: Retirees and Beneficiaries Receiving Benefits 76,899 Terminated Plan Members Entitled to But Not Yet Receiving Benefits 28,860 Active Plan Members Vested 105,521 Active Plan Members Nonvested 51,005 Total 262,285 63 City of Pasco, -Washington 2011 Comprehensive .annual T nanciaC eport Funding Policy Each biennium, the state Pension Funding Council adopts PERS Plan 1 employer contribution rates, PERS Plan 2 employer and employee contribution rates, and PERS Plan 3 employer contribution rates. Employee contribution rates for Plan 1 are established by statute at six percent for state agencies and local government unit employees, and at 7.5 percent for state government elected officials. The employer and employee contribution rates for Plan 2 and the employer contribution rate for Plan 3 are developed by the Office of the State Actuary to fully fund Plan 2 and the defined benefit portion of Plan 3. All employers are required to contribute at the level established by the Legislature. Under PERS Plan 3, employer contributions finance the defined benefit portion of the plan and member contributions finance the defined contribution portion. The Plan 3 employee contribution rates range from 5 percent to 15 percent, based on member choice. Two of the options are graduated rates dependent on the employee's age. As a result of the implementation of the Judicial Benefit Multiplier Program in January 2007, a second tier of employer and employee rates was developed to fund, along with investment earnings, the increased retirement benefits of those justices and judges that participate in the program. The methods used to determine the contribution requirements are established under state statute in accordance with Chapters 41.40 and 41.45 RCW. The required contribution rates expressed as a percentage of current-year covered payroll, as of December 31, 2011, are as follows: Members not participating in JBM: PERS Plan 1 PERS Plan 2 PERS Plan 3 Employer* 7.25%** 7.25%** 7.25%*** Employee 6.00%**** 4.64%**** *The employer rates include the employer administrative expense fee currently set at 0.16%. **The employer rate for state elected officials is 10.80%for Plan 1 and 7.25%for Plan 2 and Plan 3. ***Plan 3 defined benefit portion only. **** The employee rate for state elected officials is 7.50%for Plan 1 and 4.64%for Plan 2. *****Variable from 5.0%minimum to 15.0%maximum based on rate selected by the PERS 3 member. Members participating in JBM: PERS Plan 1 PERS Plan 2 PERS Plan 3 Employer—State Agency* 9.75% 9.75% 9.75% Employer—Local Government* 7.25% 7.25% 7.25% Employee—State Agency 9.76% 9.10% 7.50% Employee—Local Government 12.26% 11.60% 7.50% *The employer rates include the employer administrative expense fee currently set at 0.16%. **Plan 3 defined benefit portion only. ***Minimum rate. 64 City of Pasco, -Washington 2011 Comprehensive .annualTinanciaC eport Both City and the employees made the required contributions. The City's required contributions for the years ended December 31 were as follows: PERS Plan 1 PERS Plan 2 PERS Plan 3 2011 $ 33,181 $ 478,488 $ 89,001 2010 $ 30,900 $ 399,013 $ 71,751 2009 $ 39,492 $ 533,321 $ 84,383 Law Enforcement Officers' and Fire Fighters' Retirement System (LEOFF) Plans 1 & 2 Plan Description The Legislature established LEOFF in 1970. Membership in the system includes all full-time, fully compensated, local law enforcement commissioned officers, firefighters and, as of July 24, 2005, emergency medical technicians. LEOFF membership is comprised primarily of non-state employees, with Department of Fish and Wildlife enforcement officers, who were first included prospectively effective July 27, 2003, being an exception. LEOFF retirement benefit provisions are established in Chapter 41.26 RCW and may be amended only by the State Legislature. LEOFF is a cost-sharing multiple-employer retirement system comprised of two separate defined benefit plans. LEOFF members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 are Plan 2 members. LEOFF defined benefit retirement benefits are financed from a combination of investment earnings, employer and employee contributions, and a special funding situation in which the state pays through state legislative appropriations. Effective July 1, 2003, the LEOFF Plan 2 Retirement Board was established by Initiative 790 to provide governance of LEOFF Plan 2. The Board's duties include adopting contribution rates and recommending policy changes to the Legislature for the LEOFF Plan 2 retirement plan. LEOFF Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement with five years of service at the age of 50. The benefit per year of service calculated as a percent of final average salary (FAS) is as follows: Term of Service Percent of Final Average Salary 20 or more years 2.0% 10 but less than 20 years 1.5% 5 but less than 10 years 1.0% The FAS is the basic monthly salary received at the time of retirement, provided a member has held the same position or rank for 12 months preceding the date of retirement. Otherwise, 65 City of Pasco, -Washington 2011 Comprehensive .annual TinandaC eport it is the average of the highest consecutive 24 months' salary within the last 10 years of service. A cost-of-living allowance is granted(based on the Consumer Price Index). LEOFF Plan 1 provides death and disability benefits. Death benefits for survivors of Plan 1 members on active duty consist of the following: (1) If eligible spouse, 50 percent of the FAS, plus 5 percent of FAS for each eligible surviving child, with a limitation on the combined allowances of 60 percent of the FAS; or (2) If no eligible spouse, eligible children receive 30 percent of FAS for the first child plus 10 percent for each additional child, subject to a 60 percent limitation of FAS, divided equally. A one-time duty-related death benefit is provided to the estate (or duly designated nominee) of a LEOFF Plan 1 member who dies as a result of injuries or illness sustained in the course of employment, if found eligible by the Department of Labor and Industries. The LEOFF Plan 1 disability allowance is 50 percent of the FAS plus 5 percent for each child up to a maximum of 60 percent. Upon recovery from disability before the age of 50, a member is restored to service with full credit for service while disabled. Upon recovery after the age of 50, the benefit continues as the greater of the member's disability allowance or service retirement allowance. LEOFF Plan 1 members may purchase up to five years of additional service credit once eligible for retirement. This credit can only be purchased at the time of retirement and can be used only to provide the member with a monthly annuity that is paid in addition to the member's allowance. LEOFF Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members may retire at the age of 50 with 20 years of service, or at the age of 53 with five years of service, with an allowance of two percent of the FAS per year of service. (FAS is based on the highest consecutive 60 months). Plan 2 members who retire prior to the age of 53 receive reduced benefits. Benefits are actuarially reduced for each year that the benefit commences prior to age 53 and to reflect the choice of a survivor option. If the member has at least 20 years of service and is age 50, the reduction is 3 percent for each year prior to age 53. A cost-of-living allowance is granted (based on the Consumer Price Index), capped at three percent annually. LEOFF Plan 2 provides disability benefits. There is no minimum amount of service credit required for eligibility. The Plan 2 allowance amount is two percent of the FAS for each year of service. Benefits are actuarially reduced for each year that the member's age is less than 53, unless the disability is duty-related, and to reflect the choice of a survivor option. If the member has at least 20 years of service and is age 50, the reduction is three percent for each year prior to age 53. A catastrophic disability benefit equal to 70 percent of their FAS, subject to offsets for workers' compensation and Social Security disability benefits received, is also available to those LEOFF Plan 2 members who are severely disabled in the line of duty and incapable of future substantial gainful employment in any capacity. Effective June 2010, benefits to LEOFF Plan 2 members who are catastrophically disabled include payment of eligible health care insurance premiums. 66 City of Pasco, -Washington 2011 Comprehensive .annualTinandaC eport Members of LEOFF Plan 2 who leave service because of a line of duty disability are allowed to withdraw 150 percent of accumulated member contributions. This withdrawal benefit is not subject to federal income tax. Alternatively, members of LEOFF Plan 2 who leave service because of a line of duty disability may be eligible to receive a retirement allowance of at least ten0 percent of FAS and two percent per year of service beyond five years. The first ten percent of the FAS is not subject to federal income tax. LEOFF Plan 2 retirees may return to work in an eligible position covered by another retirement system, choose membership in that system and suspend their pension benefits, or not choose membership and continue receiving pension benefits without interruption. LEOFF Plan 2 members who apply for retirement may purchase up to five years of additional service credit. The cost of this credit is the actuarial equivalent of the resulting increase in the member's benefit. LEOFF Plan 2 members can receive service credit for military service that interrupts employment. Additionally, LEOFF Plan 2 members who become totally incapacitated for continued employment while servicing in the uniformed services may apply for interruptive military service credit. Should any such member die during this active duty, the member's surviving spouse or eligible child(ren) may request service credit on behalf of the deceased member. LEOFF Plan 2 members may also purchase up to 24 consecutive months of service credit for each period of temporary duty disability. Beneficiaries of a LEOFF Plan 2 member who is killed in the course of employment receive retirement benefits without actuarial reduction, if found eligible by the Director of the Department of Labor and Industries. Benefits to eligible surviving spouses and dependent children of LEOFF Plan 2 members killed in the course of employment include the payment of on-going health care insurance premiums paid to the Washington state Health Care Authority. A one-time duty-related death benefit is provided to the estate (or duly designated nominee) of a LEOFF Plan 2 member who dies as a result of injuries or illness sustained in the course of employment, if found eligible by the Department of Labor and Industries. There are 374 participating employers in LEOFF. Membership in LEOFF consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2010: Retirees and Beneficiaries Receiving Benefits 9,647 Terminated Plan Members Entitled to But Not Yet Receiving Benefits 782 Active Plan Members Vested 13,420 Active Plan Members Non-vested 3,656 Total 27,505 67 CiLy of Pasco, Washington 2011 Comprehensive .annualFinancial Report Funding Policy Starting on July 1, 2000, LEOFF Plan 1 employers and employees contribute zero percent as long as the plan remains fully funded. Employer and employee contribution rates are developed by the Office of the State Actuary to fully fund the plan. LEOFF Plan 2 employers and employees are required to pay at the level adopted by the LEOFF Plan 2 Retirement Board. The Legislature, by means of a special funding arrangement, appropriated money from the state General Fund to supplement the current service liability and fund the prior service costs of LEOFF Plan 2 in accordance with the requirements of the Pension Funding Council and the LEOFF Plan 2 Retirement Board. However, this special funding situation is not mandated by the state constitution and this funding requirement could be returned to the employers by a change of statute. The required contribution rates expressed as a percentage of current-year covered payroll, as of December 31, 2011, are as follows: LEOFF Plan 1 LEOFF Plan 2 Employer* 0.16% 5.24%** Employee 0.00% 8.46% State N/A 3.38% *The employer rates include the employer administrative expense fee currently set at 0.16%. **The employer rate for ports and universities is 8.62%. Both City and the employees made the required contributions. The City's required contributions for the years ended December 31 were as follows: LEOFF Plan 1 LEOFF Plan 2 2011 $ 712 $ 455,227 2010 $ 697 $ 472,818 2009 $ 818 $ 459,665 Firemen's Pension The City administers a closed, small single-employer defined benefit plan called the Firemen's Pension Fund. The system is shown as a trust fund in the financial reports of the City. GASB Statements No 25 and 27 require performance of biennial actuarial valuations. The most recent actuarial study of the system was performed to determine the funding 68 City of Pasco, -Washington 2011 Comprehensive .annual Tinandal Report requirements as of September 30, 2010. This plan in not audited; however, a copy of the can be obtained by request at the following address: City of Pasco 525 N 3rd Ave Pasco, WA 99301 The City of Pasco's obligations under the Firemen's Pension Fund are limited to the benefits provided to firefighters retired prior to March 1, 1970. As of December 31, 2011, there were a total of 12 individuals covered by this system, and 4 of the 12 are widows. To meet these obligations, the City may contribute annually to the Fund the amount raised by levying all or part of a tax of up to $0.45 per $1,000 of true and fair market value, the maximum provided by law for maintaining the Fund. Contributions also include income from state fire insurance premium collections. All actuarial calculations are based on RCW 41.16 and 41.18, the statutes establishing the Firefighter's Pension Fund, and RCW 41.26, the statute establishing the Washington Law Enforcement Officers' and Firefighters' Retirement System. Benefit provisions are established in state statute and may be amended only by the State Legislature. Each retiree receives the greater of the benefit payable under the Washington Law Enforcement Officers' and Firefighters' Retirement System and the benefits available under the provisions of prior law. Where benefits under the old law exceed those under the new for any firefighter, the excess benefits are paid from the Firefighter's Pension Fund of the city employing them on March 1, 1970. For a service retirement the member's benefit is 50% of salary plus an additional 2% for each year of service in excess of 25 years. The maximum benefit is 60% of salary. The survivor benefit is the same as the member's. The spouse is the same plus additional 5% of salary per child. The maximum benefit in either case is 60% of salary. For a duty disability retirement the member must be disabled for a six-month waiting period, during which time salary is payable from the Fund. The amount of the benefit is 50% of salary plus an additional 5% for each unmarried child under the age of 18. For a non-duty disability retirement the member must be disabled after a 90-day waiting period, during which time salary is payable from the Fund. For non-duty related disability the benefit is the same as duty related disability. For both the duty related and non-duty related disabilities the survivor benefits to spouse and/or child are as follows: Percentage of Salary To Widow Only 33.3% To Widow and One Child 45.8% To Widow and Two Children 47.6% To Widow and Three Children 50.0% To Children Only 33.33% 69 City of Pasco, -Washington 2011 Comprehensive .annual TinandaC eport For purposes of retirement benefit payments, salaries are escalated in proportion to the current salary of the rank from which the firefighter retired. After April 25, 1973 a minimum benefit of $300 per month to all retired firefighters and their survivors apply. A funeral benefit of$500 is provided to defray funeral expenses. The cash and investment balance (at fair market value) at December 31, 2011 was $1,667,133 and retirement pension payments totaled $96,850. The actuarial computation was performed using the entry age normal cost method and include a UAAL amortization over a closed 20- year period as of September 30, 2010. Under this method the projected benefits are allocated on a level basis as a percentage of salary over the earnings of each individual between entry age and assumed exit age. Investment earnings of the assets are assumed to accrue at an annual rate of 4.0%. Salaries are assumed to increase at the rate of 3.5% per annum. This assumption is for future inflation increases only. Since the members have at least 20 years of service, no additional increase is assumed for merit increases. Certain benefits increase at the same rate as the salaries for active members of the same rank the retiree had attained at retirement. These salaries were assumed to increase at the rate of 3.5% per annum and are assumed to increase on January 1 each year. Other benefits increase at the same rate as the CPI . The CPI was assumed to increase at the rate of 2.5%per annum. GASB Statement No.27 Annual Pension Cost and Net Pension Obligation Fiscal Year Ended December 31 Annual required contribution(ARC) 2007 2008 2009 2010 2011 Annual Normal Cost(BOY) $0 $0 $0 $0 $0 Amortization of UAAL(BOY) 0 0 0 0 0 Interest to EOY 0 0 0 0 0 ARC at EOY $0 $0 $0 $0 $0 Interest on Net Pension Obligation(NPO) 0 0 0 0 0 Adjustment to ARC 0 0 0 0 0 Annual pension cost(APC) $0 $0 $0 $0 $0 Employer contributions 0 0 0 0 0 Change in NPO $0 $0 $0 $0 $0 NPO at Beginning of Year 0 0 0 0 0 Net Pension Obligation at End of Year $0 $0 $0 $0 $0 The schedules of funding progress for postemployment defined benefit plans are found immediately following the notes to the financial statements and present multi-year trend information about whether the actuarial value of plan assets are increasing or decreasing relative to the actuarial accrued liability for benefits over time. The pension plan has remained fully funded over the last five years and no additional contributions were made. 70 City of Pasco, Washington 2011 Comprehensive .annual TinanciaC eport D. Contingencies and litigation The City has recorded in its financial statements all material liabilities, including applicable estimates for situations that are not yet resolved but where, based on available information, management believes it is probable that the City will have to make payment. In the opinion of management, the City's insurance policies and self-insurance reserves are adequate to pay all known or pending claims. As discussed in Note 4. F the City is contingently liable for repayment of debt. The City participates in a number of Federal and State assisted programs. These grants are subject to audit by the grantor or representative. Such audits could result in requests for reimbursement to grantor agencies for expenditures disallowed under the terms of the grants. However, City management believes that such disallowances, if any, will be immaterial. E. Joint ventures Bi-County Police Information Network The Bi-County Police Information Network (BI-PIN) was established November 24, 1982, when an Interlocal Agreement was entered into by five participating municipal corporations, the cities of Kennewick, Pasco, and Richland, and Benton and Franklin Counties. BI-PIN was established to assist the participating police and sheriffs departments in the deterrence and solution of criminal incidents. BI-PIN is served by an Executive Committee composed of the City Manager of each of the cities and a member from each of the Boards of County Commissioners of Benton and Franklin Counties. A liaison from the Bi-County Chiefs and Sheriffs is an ex officio, non-voting member. The allocation of financial participation among the participating jurisdictions is based upon the approved budget for that year and is billed quarterly in advance to each agency. On dissolution of the Interlocal Agreement, the net assets will be shared based upon participant contribution. Effective January 1, 1992, the City of Kennewick assumed responsibility for the operation of the BI-PIN system. As the Operating Jurisdiction, the City provides all necessary support services for the operation of BI-PIN such as accounting, legal services, risk management and information systems. The total amount reduced by BI-PIN in 2011 for these transactions was $36,390 The City of Pasco's equity interest in BI-PIN was $144,697 on December 31, 2011, which is reported as investment in joint ventures in the government-wide statement of net assets. The change in equity is reflected in the government-wide statement of activities under Public Safety. The City does not anticipate any income distribution from BI-PIN since charges are assessed only to recover anticipated expenses. 71 City of Pasco, lashington 2011 Comprehensive AnnuaCTnanciaCReport Complete separate financial statements for BI-PIN may be obtained at the City of Kennewick, 210 West Sixth Avenue, Kennewick, Washington. Metro Drug Forfeiture Fund The Metropolitan Controlled Substance Enforcement Group (Metro) was established prior to 1987, when six participating municipal corporations entered into an Interlocal Agreement. These entities include the cities of Kennewick, Pasco, Richland, and West Richland, and Benton and Franklin Counties. Metro was established to account for the proceeds of forfeitures, federal grants, and court ordered contributions, and to facilitate the disbursement of those proceeds for the purpose of drug enforcement and investigations. Metro is served by an Executive Committee composed of the City Manager, or designee, of each of the cities and a member from each of the Boards of County Commissioners of Benton and Franklin Counties. In addition, a Governing Board, consisting of the Police Chiefs from each of the cities and the Sheriffs and Prosecuting Attorneys from the two counties, administers daily activity. Effective July 1, 2009, the City of Kennewick assumed responsibility for the operation of Metro. As the Operating Jurisdiction, the City provides all necessary support services for the operation of Metro such as accounting, legal services and risk management. The City of Pasco's equity interest in Metro was $68,339 on December 31, 2011, which is reported as an investment in joint ventures in the government-wide Statement of Net Assets. The change in equity is reflected in the government-wide statement of activities under Public Safety. The City does not anticipate any income distribution from Metro since charges are assessed only to recover anticipated expenses. Complete separate financial statements for Metro may be obtained from the City of Kennewick, Washington. Tri-City Animal Control Authority In 2005 the city entered into an interlocal agreement with the cities of Kennewick and Richland to jointly fund the operations of the Animal Control Authority. The ACA was established to provide animal control and sheltering services. ACA is served by an Executive Committee composed of the City Manager, or designee, of each of the cities. In 2005, the City of Pasco was designated as the Operation Jurisdiction for the ACA. As the Operating Jurisdiction, the City provides all necessary support services for the operation such as accounting, contract administration and risk management. Complete separate financial statements for ACA may be obtained from the City of Pasco, Washington. 72 City of Pasco, -Washington 2011 Comprehensive AnnuaCTnandaCReport G. Other postemployment benefits LEOFF 1 -Medical In addition to the pension benefits outlined in Note 5.C, the City of Pasco provides post- retirement health care benefits in accordance with state statute for retired police officers and firefighters who are eligible under the Law Enforcement Officers' and Firefighters' (LEOFF) plan 1 retirement system. As of December 31, 2011, the City had 51 individuals that met the eligibility requirements of this plan. Medical Plan Description As required by the Revised Code of Washington (RCW) Chapter 41.26, the City provides lifetime medical care for members of the Law Enforcement Officers and Firefighters (LEOFF) retirement system hired before October 1, 1977 under a defined benefit healthcare plan administered by the City. The members' necessary hospital, medical, and nursing care expenses not payable by worker's compensation, social security, insurance provided by another employer, or other pension plan, or any other similar source are covered. Funding Policy Pursuant to state statute, the City reimburses 100% of authorized LEOFF 1 retiree healthcare costs. The City pays a monthly insurance premium to cover each retiree under its medical insurance program as well as any remaining eligible out of pocket expenses. Employer contributions are financed on a pay-as-you-go basis. Expenditures for postemployment health care benefits are recognized as retirees report claims and include a provision for estimated claims incurred but not yet reported to the City. Annual OPEB Costs and Net OPEB Obligation The City's annual Other Post Employment Benefits (OPEB) cost is calculated based upon the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of Governmental Accounting Standards Board (GASB) Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover the normal costs each year and amortize any unfunded actuarial liabilities over a period of ten years. Entities with fewer than 100 retired LEOFF members have the option under GASB 45 to either hire an actuary to perform a valuation of the plan or do the valuation in-house. The Office of the State Actuary for Washington State has provided a tool for City to perform an in-house evaluation. Actuarial evaluations involve estimates and assumptions about the distant future that are continually revised. The schedule of funding progress, located following the notes, provides multi-year trend data to help determine whether net plan assets are increasing or decreasing over time. Benefits are projected based on benefit levels and cost-sharing arrangements as of the date of the valuation and do not explicitly reflect the potential effects of legal or contractual funding limitations. Actuarial valuations take a long-term perspective that involves the use of techniques designed to reduce volatility. The City of Pasco has a total of 38 LEOFF 1 members in this plan. Thirty-three of those members are retired and five are still active employees. 73 City of Pasco, -Washington 2011 Comprehensive .annual TinandaC eport The City uses the alternative measurement method permitted under GASB Statement No. 45. A single retirement age of 56.22 was assumed for all active members for the purpose of determining the actuarial accrued liability. Termination and mortality rates were assumed to follow the LEOFF 1 termination and mortality rates used in the September 30, 2006 actuarial valuation report issued by the office of the State Actuary (OSA). Healthcare costs and trends were determined by Milliman and used by OSA in the State-wide LEOFF 1 medical study performed in 2007. The results were based on grouped data with 4 active groupings and 4 inactive groupings. The actuarial cost method used to determine the actuarial accrued liability was Projected Unit Credit. The Actuarial Accrued Liability and the Net OPEB Obligation are amortized on an open basis as a level dollar over 15 years. These assumptions are individually and collectively reasonable for the purpose of this valuation. As the year ended December 31, 2010 was the first year of implementation of GASB 45, annual OPEB cost was equal to the ARC for the year. 2010 2011 Annual required contribution(ARC) $946,632 $937,477 Interest on Net OPEB Obligation(NOO) 0 0 Adjustments to ARC 0 (9,155) Annual OPBEP cost(expense) $946,632 $937,477 Contributions made 364,043 370,815 Increase NOO 582,589 566,662 NOO at Beginning of Year 0 582,589 NOO at End of Year $582,589 $1,149,251 The City's OPEB cost, the percentage of OPEB cost contributed to the plan, and the net OPEB obligation for the years ending December 31, 2010 and 2011 respectively are shown on the following schedule: %of Fiscal Annual Annual Net Year OPEB OPEB OPEB Ended Cost Contributed Obligation 12/31/11 $937,477 40% $1,149,251 12/31/10 $946,632 38% $582,589 Fire Pension -Medical Medical Plan Description As required by the Revised Code of Washington (RCW) Chapter 41.26, the City provides lifetime medical care for members of the Law Enforcement Officers and Firefighters (LEOFF) retirement system hired before October 1, 1977 under a defined benefit healthcare plan administered by the City. The members' necessary hospital, medical, and nursing care expenses not payable by worker's compensation, social security, insurance provided by another employer, or other pension plan, or any other similar source are covered. Most medical coverage for eligible retirees is provided by the City's employee medical insurance program. Under authorization of the LEOFF Disability Board, direct payment is made for other retiree medical 74 City of Pasco, -Washington 2011 Comprehensive .annualTinandaC eport expenses not covered by standard medical plan benefit provisions. Members of the Fire Pension plan purchase medical insurance through the City's medical insurance program. Funding Policy Funding for LEOFF retiree healthcare costs is provided entirely by the City as required by the RCW. The City's funding policy is based upon pay-as-you-go financing requirements for any requirements in excess of amounts previously set aside in the Fire Pension OPEB trust fund. Annual OPEB Costs and Net OPEB Obligation The City's annual Other Post Employment Benefits (OPEB) cost is calculated based upon the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of Governmental Accounting Standards Board (GASB) Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover the normal costs each year and amortize any unfunded actuarial liabilities over a period of ten years. Entities with fewer than 100 retired LEOFF members have the option to either hire an actuary to perform a valuation of the plan or do the valuation in-house. The Office of the State Actuary for Washington State has provided a tool to do the in-house evaluation. Actuarial evaluations involve estimates and assumptions about the distant future that are continually revised. The schedule of funding progress, located following the notes, provides multi-year trend data to help determine whether net plan assets are increasing or decreasing over time. Benefits are projected based on benefit levels and cost-sharing arrangements as of the date of the valuation and do not explicitly reflect the potential effects of legal or contractual funding limitations. Actuarial valuations take a long-term perspective that involves the use of techniques designed to reduce volatility. The City of Pasco has a total of 6 LEOFF plan 1 members that are also members of the Old Firemen's Pension Plan and are fully funded through the Old Fire Pension Fund. All six are retired. Based on the 2011 in-house evaluation, the Actuarial Accrued Liability for the Fire Pension OPEB Fund is $1,736,000. As of December 31, 2011, the fund had assets of $1,667,133. The City uses the alternative measurement method permitted under GASB Statement No. 45. Termination and mortality rates were assumed to follow the LEOFF 1 termination and mortality rates used in the September 30, 2006 actuarial valuation report issued by the office of the State Actuary (OSA). Healthcare costs and trends were determined by Milliman and used by OSA in the State-wide LEOFF 1 medical study performed in 2007. The actuarial cost method used to determine the actuarial accrued liability was Projected Unit Credit. The Actuarial Accrued Liability and the Net OPEB Obligation are amortized on an open basis as a level dollar over 15 years. These assumptions are individually and collectively reasonable for the purpose of this valuation. As December 31, 2010 was the first year of implementation for GASB 45, annual OPEB cost was equal to the ARC for the year. 75 City of Pasco, -Washington 2011 Comprehensive .annual financiaC eport 2010 2011 Annual required contribution(ARC) $0 $0 Interest on Net OPEB Obligation(NOO) 0 0 Annual OPBEP cost(expense) $0 $0 Contributions made 0 0 Increase NOO $0 $0 NOO at Beginning of Year 0 0 NOO at End of Year $0 $0 The City's OPEB cost, the percentage of OPEB cost contributed to the plan, and the net OPEB obligation for the years ending December 31, 2010 and 2011 respectively are shown on the following schedule: %of Fiscal Annual Annual Net Year OPEB OPEB OPEB Ended Cost Contributed Obli ation 12/31/11 $0 N/A $0 12/31/10 $0 N/A $0 H. Prior period adjustments "Net assets beginning" on the Statement of Activities in the Governmental Activities column was restated(decreased) a net total of$669,589. The largest component of this change ($400,000) is due to restatement of the general fund's beginning cash balance to bring the statements into balance with the actual cash balances at the end of the prior year. $134,594 was to bring deferred revenues related to special assessments to the correct total. The remaining $134,995 is due to removing the deferred revenue from beginning fund balance as revenues are not deferred at the government wide level. Under the full accrual basis of accounting the revenue is not subject to the "availability" criteria and was earned in prior periods. 76 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Required Supplementary Information Firemen's Pension Fund The following is a schedule of contributions from the employer and other contributing entities for the Firemen's Pension Fund: Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contribution ofARC Ending Premiums Contributions Contributions (ARC) Contributed 12/31/2011 45,132 - 45,132 - N/A% 12/31/2010 41,516 - 41,516 - N/A% 12/31/2009 39,785 - 39,785 - N/A% 12/31/2008 41,723 - 41,723 - N/A% 12/31/2007 40,123 - 40,123 - N/A% 12/31/2006 34,834 - 34,834 - N/A% Schedule of Funding Progress for the Firemen's Pension Fund(rounded to thousands) Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities(UAAL) Ratio Payroll Payroll September 30,2011 $ 1,667 $ 1,736 $ 69 96% N/A N/A% September 30,2010 $ 1,599 $ 1,599 $ - 100% N/A N/A% September 30,2005 $ 3,921 $ 2,820 $ (1,101) 139% N/A N/A% December 31,1999 $ 3,467 $ 2,468 $ (999) 140% N/A N/A% December 31,1984 $ 870 $ 1,502 $ 632 58% N/A N/A% 77 City of Pasco, Washington 2011 Comprehensive .annual T nanciaC eport Required Supplementary Information Other LEOFF 1 OPEB The following is a schedule of contributions from the employer and other contributing entities for the Other LEOFF 1 Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contribution of ARC Ending Premiums Contributions Contributions (ARC) Contributed 12/31/2011 - 364,043 364,043 937,477 39% 12/31/2010 - 364,043 364,043 946,632 38% Schedule of Funding Progress for the Firemen's OPEB Fund(rounded to thousands) Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities (UAAL) Ratio Payroll Payroll December 31,2011 $ - $ 9,638 $ 9,638 0% N/A N/A% December 31,2010 $ - $ 9,693 $ 9,693 0% N/A N/A% 78 City of Pasco, Washington 2011 Comprehensive .annual T nanciaC eport Required Supplementary Information Firemen's OPEB Fund The following is a schedule of contributions from the employer and other contributing entities for the Firemen's Pension Fund: Annual Fiscal Actual Fire Actual Required Percentage Year Insurance Employer Total Contributior of ARC Ending Premiums Contributions Contributions (ARC) Contributed 12/31/2011 - - - - N/A% 12/31/2010 - - - - N/A% 12/31/2009 - - - - N/A% 12/31/2008 - - - - N/A% 12/31/2007 - - - - N/A% 12/31/2006 - - - - N/A% Schedule of Funding Progress for the Firemen's OPEB Fund(rounded to thousands) Unfunded UAAL As A Actuarial Actuarial Actuarial Percentage Asset Accrued Accrued Funded Covered of Covered Valuation Date Value Liabilities Liabilities (UAAL) Ratio Payroll Payroll December 31,2011 $ 2,358 $ 1,736 $ (622) 136% N/A N/A% December 31,2010 $ 1,993 $ 1,812 $ (181) 110% N/A N/A% 79 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES Nonmajor Governmental Funds Special Revenue Funds Special revenue funds are used to account for specific revenues that are legally restricted to expenditures for particular purposes. Debt Service Funds Debt service funds are used to account for the accumulation of resources for, and the payment of general long-term debt principal and interest. Capital Project Funds Capital project funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds and trust funds. Permanent Funds Permanent funds are used to report resources that are legally restricted to the extent that only earnings, not principal, may be sued for purposes that support the reporting government's programs. 80 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Combining Balance Sheet Nonmajor Other Governmental Funds December 31,2011 Total Total Total Cemetery Nonmajor Nonmajor Nonmajor Perpetual Care Total Other Special Debt Construction Nonmajor Other Revenue Service Projects Permanent Governmental ASSETS Cash&cash equivalents $ 10,966,646 $ 1,486,980 $ 1,540,297 $ 399,740 $ 14,393,663 Investments 1,000,000 - - - 1,000,000 Receivables(net of allowances): Taxes 230,401 23,075 - - 253,476 Customers 452,253 - 750 327 453,330 Interfund loans 60,000 - - - 60,000 Grants 379,426 - - 379,426 Special assessments&loans 134,995 734,583 - - 869,578 Total assets 13,223,721 2,244,638 1,541,047 400,067 17,409,473 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 268,693 15,000 100,647 - 384,340 Interfund loans payable 535,000 317,682 168,000 1,020,682 Due to other governments 2,125 - - 2,125 Deferred revenue 147,370 757,658 - - 905,028 Deposits payable 4,264 - - 4,264 Total liabilities 957,452 1,090,340 268,647 - 2,316,439 Fund Balances: Nonspendable permanent fund - - - 400,067 400,067 Restricted 8,517,064 979,256 - - 9,496,320 Committed 3,927,590 175,042 1,272,400 - 5,375,032 Unassigned (178,385) (178,385) Total Fund Balances 12,266,269 1,154,298 1,272,400 400,067 15,093,034 TOTAL LIABILITIES AND FUND BALANCES $ 13,223,721 $ 2,244,638 $ 1,541,047 $ 400,067 $ 17,409,473 81 City of Pasco, Washington 2011 Compre(iensive .AnnuaCTtnanciaCR.eport Combining Statement of Revenues,Expenditures,and Changes in Fund Balances Nonmajor Other Governmental Funds For the Year Ended December 31,2011 Total Total Cemetery Nonmajor Nonmajor Total Perpetual Care Total Other Special Debt Nonmajor Nonmajor Other Revenue Service Construction Permanent Governmental REVENUES Taxes $ 2,631,936 $ 527,865 $ $ $ 3,159,801 Licenses and permits 284,218 - 284,218 Intergovernmental revenue 4,370,647 - 1,793,399 6,164,046 Charges for services 3,947,525 - - 16,397 3,963,922 Fines and forfeitures 52,544 - - - 52,544 Miscellaneous revenue 828,187 608,531 324,936 286 1,761,940 Total Revenues 12,115,057 1,136,396 2,118,335 16,683 15,386,471 EXPENDITURES Current: Public safety 2,679,135 - - - 2,679,135 Physical environment 441,806 - - - 441,806 Transportation 2,446,805 - - - 2,446,805 Economic environment 446,375 - - - 446,375 Health and human services 196,374 - - - 196,374 Culture and recreation 2,490,709 - 12,125 - 2,502,834 Capital outlay: Public safety 7,535 - 10,550 - 18,085 Transportation - - 3,276,044 - 3,276,044 Economic environment 657,080 - - - 657,080 Culture and recreation - - 361,576 - 361,576 Debt Service: Principal 189,828 740,129 - - 929,957 Interest 37,548 138,427 - - 175,975 Total Expenditures 9,593,195 878,556 3,660,295 - 14,132,046 Excess of revenues over(under)expenditures 2,521,862 257,840 (1,541,960) 16,683 1,254,425 OTHER FINANCING SOURCES(USES) Debtproceeds - - 89,351 - 89,351 Transfers in 2,153,163 - 2,705,008 - 4,858,171 Transfers out (2,947,144) (35,322) (800,712) (100) (3,783,278) Total other financing sources(uses) (793,981) (35,322) 1,993,647 (100) 1,164,244 Net change in fund balances 1,727,881 222,518 451,687 16,583 2,418,669 Fund balances-beginning 10,538,388 931,780 820,713 383,484 12,674,365 Fund balances-ending $12,266,269 $ 1,154,298 $ 1,272,400 $ 400,067 $ 15,093,034 82 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Schedule of Expenditures-Budget to Actual Nonmajor Other Governmental Funds For the Year Ended December 31,2011 Revenues Expenditures Final Variance to Final Variance to Budget Actual Final Budget Budget Actual Final Budget Special Revenue Funds City Street Fund $ 2,557,908 $ 2,493,816 $ (64,092) $ 2,414,901 $ 2,414,901 $ Arterial Street Fund 2,350,100 1,235,677 (1,114,423) 2,607,548 402,765 (2,204,783) I-82 Traffic Impact Fund 1,145,640 330,055 (815,585) 1,280,623 284,982 (995,641) Street Overlay Fund 2,278,370 842,995 (1,435,375) 2,278,370 16,587 (2,261,783) Community Dev Block Grant Fund 2,492,285 1,624,526 (867,759) 2,314,752 1,652,884 (661,868) ML King Community Center Fund 136,950 132,262 (4,688) 146,950 130,719 (16,231) Ambulance Services Fund 2,790,040 2,450,267 (339,773) 3,075,675 2,686,670 (389,005) City View Cemetery Fund 347,780 244,319 (103,461) 363,780 225,041 (138,739) Blvd Perpetual Maintenance Fund 1,721,294 164,157 (1,557,137) 1,781,294 70,000 (1,711,294) Athletic Program Fund 298,270 202,626 (95,644) 298,270 190,225 (108,045) Golf Course 1,414,660 1,393,782 (20,878) 1,219,030 1,452,538 233,508 Senior Center Fund 332,570 322,183 (10,387) 297,570 278,407 (19,163) Multi-Modal Fund 89,030 68,183 (20,847) 134,030 96,603 (37,427) Bi-Centenial Fund 6,430 5 (6,425) 6,430 - (6,430) Rivershore Trail&Marina Fund 21,610 12,004 (9,606) 21,610 12,234 (9,376) Special Lodging Assess Fund 290,110 189,235 (100,875) 290,110 196,374 (93,736) Litter Abatement Fund 27,330 12,507 (14,823) 27,330 14,583 (12,747) Revolving Abatement Fund 398,620 71,645 (326,975) 422,355 78,836 (343,519) TRAC Develop&Operating Fund 526,650 475,713 (50,937) 547,150 443,349 (103,801) Park Development Fund 2,596,750 501,077 (2,095,673) 2,516,260 404,510 (2,111,750) Capital Improvement Fund 4,621,310 1,119,545 (3,501,765) 4,521,310 1,227,122 (3,294,188) hidustrial Development Fund 1,032,400 129,459 (902,941) 1,032,400 10,000 (1,022,400) Stadium/Convention Ctr Fund 384,060 251,889 (132,171) 280,060 251,009 (29,051) Landfill Remediation Fund 401,760 293 (401,467) 401,760 - (401,760) Total 28,261,927 14,268,220 (13,993,707) 28,279,568 12,540,339 (15,739,229) Debt Service Funds LID Loans 104,000 121,807 17,807 139,323 52,210 (87,113) LID Bonds 144,470 442,595 298,125 334,712 334,712 Library/Fire Station Bonds 258,823 149,796 (109,027) 258,823 149,352 (109,471) 2002 UTGO Bonds 958,611 378,443 (580,168) 958,611 377,604 (581,007) LID Guarantee 978,874 43,755 (935,119) 978,874 - (978,874) Total 2,444,778 1,136,396 (1,308,382) 2,670,343 913,878 (1,756,465) Capital Project Funds General Purpose Construction 1,092,978 4,632,503 3,539,525 8,659,047 4,179,295 (4,479,752) LID Construction 277,756 280,191 2,435 281,000 281,712 712 Total 1,370,734 4,912,694 3,541,960 8,940,047 4,461,007 (4,479,040) Permanent Funds Cemetery Perpetual Care 393,160 16,683 $ (376,477) 393,160 $ 100 $ (393,060) Total $ 393,160 $ 16,683 $ (376,477) $ 393,160 $ 100 $ (393,060) 83 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Combining Balance Sheet Nonmajor Special Revenue Funds December 31,2011 Community City Arterial I-182 Traffic Street Development Street Street Impact Overlay Block Grant ASSETS Cash&cash equivalents $ 28,681 $ 816,973 $ 757,900 $ 2,933,764 $ 9,789 Investments - Receivables(net of allowances): Taxes 78,907 29,907 76,499 - Customers 99,702 - Interfund loans - Grants 197,026 178,512 Special assessments&loans 134,995 Total assets 404,316 846,880 757,900 3,010,263 323,296 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 156,085 12,186 17,930 hrterfund loans payable 290,000 Due to other governments - Deferred revenue 134,995 Deposits payable - Total liabilities 156,085 12,186 - 442,925 Fund Balances: Restricted 834,694 757,900 Committed 248,231 3,010,263 - Unassigned (119,629) Total Fund Balances 248,231 834,694 757,900 3,010,263 (119,629) TOTAL LIABILITIES AND FUND BALANCES $ 404,316 $ 846,880 $ 757,900 $ 3,010,263 $ 323,296 84 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport M.L.King Community Ambulance City View Athletic Golf Senior Multi-Modal Center Services Cemetery Blvd.Perpetual Program Course Center Facility $ 14,387 $(120,791) $ 66,161 $ 656,448 $ 135,801 $139,881 $ 101,544 $ 52,292 1,000,000 2,206 230,203 9,765 2,046 1,755 3,235 60,000 3,888 16,593 109,412 75,926 1,716,448 135,801 141,927 107,187 55,527 41349 26,921 848 11,326 15,583 15,425 3,373 185,000 1,313 245 441 12,375 193 1,150 100 621 2,200 4,542 26,921 14,536 - 12,476 200,683 16,291 6,014 1,716,448 123,325 90,896 49,513 12,051 82,491 61,390 (58,756) 12,051 82,491 61,390 1,716,448 123,325 (58,756) 90,896 49,513 $ 16,593 $ 109,412 $ 75,926 $ 1,716,448 $ 135,801 $141,927 $ 107,187 $ 55,527 85 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Combining Balance Sheet Nonmajor Special Revenue Funds(continued) December 31,2011 Rivershore Trail Special &Marina Lodging Litter Revolving Bi-Centennial Maintenance Assessment Abatement Abatement ASSETS Cash&cash equivalents $ 6,264 $ 6,252 $ 1,225 $ 6,982 $ 180,554 Investments Receivables(net of allowances): Taxes 13,046 Customers 2,257 2,187 98,897 Interfund loans Grants Special assessments&loans Total assets 6,264 8,509 14,271 9,169 279,451 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 352 687 799 Interfund loans payable Due to other governments 126 Deferred revenue Deposits payable Total liabilities - 478 - 687 799 Fund Balances: Restricted 6,264 8,031 14,271 8,482 278,652 Committed Unassigned Total Fund Balances 6,264 8,031 14,271 8,482 278,652 TOTAL LIABILITIES AND FUND BALANCES $ 6,264 $ 8,509 $ 14,271 $ 9,169 $ 279,451 86 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Total T.R.A.C. Industrial Stadium/ Nonmajor Development Park Capital Development Convention Landfill Special &Operating Development Improvements &Infrastructure Center Remediation Revenue $ 82,205 $ 1,591,249 $ 2,032,716 $ 1,004,623 $ 60,655 $ 401,091 $ 10,966,646 1,000,000 16,021 16,021 230,401 452,253 60,000 379,426 134,995 98,226 1,591,249 2,032,716 1,004,623 76,676 401,091 13,223,721 2,829 268,693 60,000 535,000 2,125 147,370 4,264 - - - - 62,829 - 957,452 1,591,249 2,032,716 1,004,623 8,517,064 98,226 13,847 401,091 3,927,590 (178,385) 98,226 1,591,249 2,032,716 1,004,623 13,847 401,091 12,266,269 $ 98,226 $ 1,591,249 $ 2,032,716 $ 1,004,623 $ 76,676 $ 401,091 $ 13,223,721 87 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Combining Statement of Revenues,Expenditures,and Changes in Fund Balances Nonmajor Special Revenue Funds For the Year Ended December 31,2011 Community City Arterial I-182 Traffic Street Development Street Street Impact Overlay Block Grant REVENUES Taxes $ 206,439 $ 841,090 $ Licenses and permits 284,218 - Intergovernmental revenue 1,435,711 1,195,558 1,581,511 Charges for services - 400 Fines and forfeitures - Miscellaneous revenue - 40,119 330,055 1,905 Total Revenues 1,926,368 1,235,677 330,055 842,995 1,581,911 EXPENDITURES Current: Public safety - Physical environment 105,579 Transportation 2,414,901 15,317 16,587 - Economic environment 332,378 Health and human services - Culture and recreation Capital outlay: Public safety - Economic environment 641,845 Debt Service: Principal - Interest - Total Expenditures 2,414,901 15,317 - 16,587 1,079,802 Excess of revenues over(under)expenditures (488,533) 1,220,360 330,055 826,408 502,109 OTHER FINANCING SOURCES(USES) Transfers in 567,448 42,615 Transfers out (387,448) (284,982) (573,082) Total other financing sources(uses) 567,448 (387,448) (284,982) - (530,467) Net change in fund balances 78,915 832,912 45,073 826,408 (28,358) Fund balances-beginning 169,316 1,782 712,827 2,183,855 (91,271) Fund balances-ending $ 248,231 S 834,694 $ 757,900 $ 3,010,263 $ (119,629) 88 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport M.L.King Community Ambulance City View Athletic Golf Senior Multi-Modal Center Services Cemetery Blvd.Perpetual Program Course Center Facility 1,738 27,358 2,559 2,025,279 210,984 150,363 1,356,057 - 29,703 3,250 3,235 164,157 52,263 29,725 64,825 68,183 32,262 2,030,267 214,219 164,157 202,626 1,385,782 92,183 68,183 2,679,135 225,041 96,603 40,396 130,719 190,225 1,452,538 238,011 7,535 130,719 2,686,670 225,041 - 190,225 1,452,538 278,407 96,603 (98,457) (656,403) (10,822) 164,157 12,401 (66,756) (186,224) (28,420) 100,000 420,000 30,100 8,000 230,000 (70,000) 100,000 420,000 30,100 (70,000) - 8,000 230,000 1,543 (236,403) 19,278 94,157 12,401 (58,756) 43,776 (28,420) 10,508 318,894 42,112 1,622,291 110,924 47,120 77,933 $ 12,051 $ 82,491 $ 61,390 $ 1,716,448 $ 123,325 $ (58,756) $ 90,896 $ 49,513 89 City of Pasco, lwashington 2011 Comprehensive AnnuaCTnanciaCReport Combining Statement of Revenues,Expenditures,and Changes in Fund Balances Nonmajor Special Revenue Funds(continued) For the Year Ended December 31,2011 Rivershore Trail Special T.R.A.C. &Marina Lodging Litter Revolving Development Bi-Centennial Maintenance Assessment Abatement Abatement &Operating REVENUES Taxes $ 189,221 $ 240,713 Licenses and permits Intergovernmental revenue Charges for services 5,000 16,898 Fines and forfeitures 52,544 Miscellaneous revenue 5 12,004 14 7,507 2,203 - Total Revenues 5 12,004 189,235 12,507 71,645 240,713 EXPENDITURES Current: Public safety Physical environment 14,583 Transportation Economic environment 63,601 Health and human services 196,374 Culture and recreation 12,234 340,660 Capital outlay: Public safety Economic environment 15,235 Debt Service: Principal 84,828 Interest 17,861 Total Expenditures - 12,234 196,374 14,583 78,836 443,349 Excess of revenues over(under)expenditures 5 (230) (7,139) (2,076) (7,191) (202,636) OTHER FINANCING SOURCES(USES) Transfers in 235,000 Transfers out Total other financing sources(uses) - - 235,000 Net change in fund balances 5 (230) (7,139) (2,076) (7,191) 32,364 Fund balances-beginning 6,259 8,261 21,410 10,558 285,843 65,862 Fund balances-ending $ 6,264 $ 8,031 $ 14,271 $ 8,482 $ 278,652 $ 98,226 90 City of Pasco, Washington 2011 Comprehensive AnnuaCTnandaCReport Total Nonmaj or Park Capital Indust.Devel. Stadium/ Landfill Special Development Improvement &Infrastructure Conv.Center Remediation Revenue $ 918,161 $ 236,312 $ 2,631,936 284,218 128,771 4,370,647 179,985 3,947,525 52,544 1,092 1,384 688 15,577 293 828,187 181,077 919,545 129,459 251,889 293 12,115,057 2,679,135 441,806 2,446,805 10,000 446,375 196,374 126,322 2,490,709 7,535 657,080 105,000 189,828 19,687 37,548 - 10,000 251,009 - 9,593,195 181,077 919,545 119,459 880 293 2,521,862 320,000 200,000 2,153,163 (404,510) (1,227,122) (2,947,144) (84,510) (1,027,122) - - - (793,981) 96,567 (107,577) 119,459 880 293 1,727,881 1,494,682 2,140,293 885,164 12,967 400,798 10,538,388 $ 1,591,249 $ 2,032,716 $ 1,004,623 $ 13,847 $ 401,091 $ 12,266,269 91 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Combining Balance Sheet Nonmajor Debt Service Funds December 31,2011 Total 1999 Library/ 2002 Local hnprov. Nonmajor LID LID Fire Station Unl.Tax G.O. District Debt Loans Bonds Bonds Refunding Bonds Guaranty Service ASSETS Cash&cash equivalents $ 12,002 $ 213,883 $ 98,859 $ 237,611 $ 924,625 $ 1,486,980 Receivables(net of allowances): Taxes - 6,358 16,717 23,075 Special assessments&loans 399,223 324,261 11,099 734,583 Total assets 411,225 538,144 105,217 254,328 935,724 2,244,638 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable - 15,000 15,000 hrterfund loans payable 317,682 317,682 Deferred revenue 399,223 324,261 6,358 16,717 11,099 757,658 Total liabilities 716,905 324,261 6,358 16,717 26,099 1,090,340 Fund Balances: Restricted (305,680) 213,883 98,859 237,611 734,583 979,256 Coninitted 175,042 175,042 Total Fund Balances (305,680) 213,883 98,859 237,611 909,625 1,154,298 TOTAL LIABILITIES AND FUND BALANCES $ 411,225 $ 538,144 $ 105,217 $ 254,328 $ 935,724 $ 2,244,638 92 City of Pasco, -Washington 2011 Comprehensive .annual financiaC eport Combining Statement of Revenues,Expenditures,and Changes in Fund Balances Nonmajor Debt Service Funds December 31,2011 Total 1999 Library/ 2002 Local huprov. Nonmajor LID LID Fire Station Unl.Tax G.O. District Debt Loans Bonds Bonds Refunding Bonds Guaranty Service REVENUES Taxes $ - $ 149,692 $ 378,173 $ 527,865 Miscellaneous revenue 121,807 442,595 104 270 43,755 608,531 Total Revenues 121,807 442,595 149,796 378,443 43,755 1,136,396 EXPENDITURES Debt Service: Principal - 305,129 100,000 335,000 740,129 Interest 16,888 29,583 49,352 42,604 138,427 Total Expenditures 16,888 334,712 149,352 377,604 - 878,556 Excess of revenues over(under)expenditures 104,919 107,883 444 839 43,755 257,840 OTHER FINANCING SOURCES(USES) Transfers out (35,322) (35,322) Total other financing sources(uses) (35,322) - - - - (35,322) Net change in fund balances 69,597 107,883 444 839 43,755 222,518 Fund balances-beginning (375,277) 106,000 98,415 236,772 865,870 931,780 Fund balances-ending $ (305,680) $ 213,883 $ 98,859 $ 237,611 $ 909,625 $ 1,154,298 93 Cit-o of Pasco, Washington 2011 Comprehensive .annual EtnanciaCReport Combining Balance Sheet Nonmajor Capital Projects Funds December 31, 2011 General LID Total Capital Projects Capital Projects Capital Projects ASSETS Cash&cash equivalents $ 1,540,297 $ 1,540,297 Receivables (net of allowances): Customers 750 750 Total assets 1,541,047 - 1,541,047 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 100,647 100,647 Interfund loans payable 168,000 168,000 Total liabilities 268,647 - 268,647 Fund Balances: Committed 1,272,400 - 1,272,400 Total Fund Balances 1,272,400 - 1,272,400 TOTAL LIABILITIES AND FUND BALANCES $ 1,541,047 $ - $ 1,541,047 94 City of Pasco, -Washington 2011 Comprehensive AnnuafFYnancialR.eport Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Project Funds December 31, 2011 Genearal LID Total Capital Projects Capital Projects Capital Projects REVENUES Intergovernmental revenue $ 1,793,399 $ 1,793,399 Miscellaneous revenue 322,500 2,436 324,936 Total Revenues 2,115,899 2,436 2,118,335 EXPENDITURES Current: Culture and recreation 12,125 12,125 Capital outlay: Public safety 10,550 10,550 Transportation 3,275,044 1,000 3,276,044 Culture and recreation 361,576 361,576 Total Expenditures 3,659,295 1,000 3,660,295 Excess of revenues over(under)expenditures (1,543,396) 1,436 (1,541,960) OTHER FINANCING SOURCES(USES) Debt proceeds - 89,351 89,351 Transfers in 2,516,604 188,404 2,705,008 Transfers out (520,000) (280,712) (800,712) Total other financing sources(uses) 1,996,604 (2,957) 1,993,647 Net change in fund balances 453,208 (1,521) 451,687 Fund balances-beginning 819,192 1,521 820,713 Fund balances-ending $ 1,272,400 $ - $ 1,272,400 95 City of Pasco, Washington 2011 Comprehensive AnnuaCTnanciaCReport Nonmajor Proprietary Funds Enterprise Funds Enterprise funds are used to account for the financing of goods or services for which a fee is charged to external users for use of those goods and services. The City of Pasco does not have any nonmajor enterprise funds. Internal Service Funds Internal service funds are used to account for the financing of goods or services provided by one department to other departments of the government and to other government units on a cost reimbursement basis. 96 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Combining Statement of Net Assets Nonmajor Internal Services Fund For the Year Ended December 31,2011 Governmental Activities Business-Type Activities Equipment Equipment Medical Equipment Equipment Total Rental Rental Insurance Central Rental Rental Internal Operations Replacement Fund Stores Operations Replacement Service ASSETS Current assets: Current cash&cash equivalents $ 215,300 $ 3,495,800 $ 1,132,278 $ 12,853 $ 138,855 $ 1,438,351 $ 6,433,437 Investments - Receivables Interfund loans-current portion 43,890 43,890 Total current assets 215,300 3,539,690 1,132,278 12,853 138,855 1,438,351 6,477,327 Noncurrent assets: Interfund loans 273,792 273,792 Construct work in process - Machinery and equipment 5,798,950 2,513,308 8,312,258 Accumulated depreciation (3,694,703) (1,120,622) (4,815,325) Total noncurrent assets - 2,378,039 - - 1,392,686 3,770,725 Total assets 215,300 5,917,729 1,132,278 12,853 138,855 2,831,037 10,248,052 LIABILITIES Current liabilities: Accounts payable 32,298 551,858 41 4,482 588,679 Due to other governments Total current liabilities 32,298 551,858 41 4,482 588,679 Noncurrent liabilities: Compensated absences 11,040 3,114 14,154 Total noncurrent liabilities 11,040 - 3,114 14,154 Total liabilities 43,338 - 551,858 41 7,596 - 602,833 NET ASSETS Investment in capital assets,net of related debt 2,104,247 1,392,686 3,496,933 Unrestricted 171,962 3,813,482 580,420 12,812 131,259 1,438,351 6,148,286 Total net assets $ 171,962 $ 5,917,729 $ 580,420 $ 12,812 $ 131,259 $ 2,831,037 $ 9,645,219 97 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Combining Statement of Revenues,Expenditures,and Changes in Fund Net Assets Nonmajor Internal Service Funds For the Year Ended December 31,2011 Governmental Activities Business-Type Activities Equipment Equipment Medical Equipment Equipment Total Rental Rental Insurance Central Rental Rental Internal Operations Replacement Fund Stores Operations Replacement Service OPERATING REVENUES Miscellaneous interfimd charges $ 815,309 $ 818,684 $ 3,649,061 $ 788 $ 353,263 $ 319,912 S 5,957,017 Total operating revenues 815,309 818,684 3,649,061 788 353,263 319,912 5,957,017 OPERATING EXPENSES Depreciation 414,476 203,325 617,801 Salaries&wages 185,925 69,617 255,542 Personnel benefits 26,851 3,748,763 10,974 3,786,588 Supplies 557,779 84,154 1,034 254,559 897,526 Services 69,860 385,384 34,231 489,475 Interfund services 63,346 34,500 11,040 108,886 Total operating expenses 903,761 498,630 4,168,647 1,034 380,421 203,325 6,155,818 OPERATING INCOME(LOSS) (88,452) 320,054 (519,586) (246) (27,158) 116,587 (198,801) NONOPERATING REVENUES(EXPENSES) Investment income 176 22,489 1,006 10 103 1,047 24,831 Loss on disposal of capital assets (9,135) (12,683) (21,818) Total nonoperating revenues 176 13,354 1,006 10 103 (11,636) 3,013 Income(loss)before contributions and transfers (88,276) 333,408 (518,580) (236) (27,055) 104,951 (195,788) Transfers in 217,945 217,945 Changes in net assets (88,276) 333,408 (518,580) (236) (27,055) 322,896 22,157 Net assets-beginning 260,238 5,584,321 1,099,000 13,048 158,314 2,508,141 9,623,062 Net assets-ending $ 171,962 $ 5,917,729 $ 580,420 $ 12,812 $ 131,259 $ 2,831,037 $ 9,645,219 98 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Combining Statement of Cash Flows Nonmajor Internal Service Funds For the Year Ended December 31,2011 Governmental Activities Business-Type Activities Equipment Equipment Equipment Equipment Total Rental Rental Medical Central Rental Rental Internal Operations Replacement Insurance Stores Operations Replacement Service CASH FLOW FROM OPERATING ACTIVITIES: Cash from customers $ 815,309 $ 818,684 $ 3,649,061 $ 788 $ 353,263 $ 319,912 $ 5,957,017 Payments to employees (209,481) - (3,748,763) - (79,661) - (4,037,905) Payments to suppliers (677,489) (94,104) (419,031) (1,526) (299,622) - (1,491,772) Net cash provided by operating activities (71,661) 724,580 (518,733) (738) (26,020) 319,912 427,340 CASH FLOW FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Proceeds from disposal of assets 20,878 20,878 Transfers in for capital 217,945 217,945 Acquisition of capital assets (414,740) (574,677) (989,417) Net cash used in capital activities - (414,740) - - (335,854) (750,594) CASH FLOWS FROM INVESTING ACTIVITIES: Investment sales and income 176 1,022,459 1,006 10 103 1,047 1,024,801 Interfund loans - 57,633 - - - - 57,633 Net cash provided from investing activities 176 1,080,092 1,006 10 103 1,047 1,082,434 Net increase in cash and cash equivalents (71,485) 1,389,932 (517,727) (728) (25,917) (14,895) 759,180 Beginning cash and cash equivalents 286,785 2,105,868 1,650,005 13,581 164,772 1,453,246 5,674,257 Ending cash and cash equivalents $ 215,300 $ 3,495,800 $ 1,132,278 $ 12,853 $ 138,855 $ 1,438,351 $ 6,433,437 CASH PROVIDED BY OPERATING ACTIVITIES: Net operating income(loss) $ (88,452) $ 320,054 $ (519,586) $ (246) $ (27,158) $ 116,587 $ (198,801) ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Depreciation - 414,476 - - - 203,325 617,801 Increase(decrease)in accounts payable 13,496 (9,950) 853 (492) 208 - 4,115 Increase in compensated absences 3,295 - - 930 - 4,225 Net cash provided by operating activities $ (71,661) $ 724,580 $ (518,733) $ (738) $ (26,020) $ 319,912 $ 427,340 99 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Trust and Agency Funds Pension and Other Postemployment Benefit Trust Funds Pension and other post-employment benefit trust funds are used to report resources that are required to be held in trust for the members and beneficiaries of defined benefit pension plans, defined contribution plans, other postemployment benefit plans or other employee benefit plans. Agency Funds Agency funds are used to report resources held by the reporting government in a purely custodial capacity. Agency funds typically involve only the receipt, temporary investment, and remittance of fiduciary resources to individuals,private organizations, or other governments. 100 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Combining Statement of Net Assets Fiduciary Funds December 31,2011 Trust Funds Other Total Postemployment Fire Pension and Other Benefit Pension Postemployment Trust Trust Benefits ASSETS Cash&cash equivalents $ 434,457 $ 278,904 $ 713,361 Investments at fair market value LID note 89,351 89,351 Federal agency 118,507 118,507 Mutual funds 1,555,406 1,180,371 2,735,777 Total assets 1,989,863 1,667,133 3,656,996 LIABILITIES Total liabilities - - - NET ASSETS Held in trust for pension benefits and other purposes $ 1,989,863 $ 1,667,133 S 3,656,996 101 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialPeport Combining Statement of Changes in Assets and Liabilities Fiduciary Funds (continued) December 31, 2011 Agency Funds Public Animal Senior Flexible Fadity Control Center Payroll Total Spending District Authority Association Clearing Agency ASSETS Cash&cash equivalents $ 3,614 $ 62,217 $ 75,625 $ 1,683 $ 202,784 $ 345,923 Total assets 3,614 62,217 75,625 1,683 202,784 345,923 LIABILITIES Accounts payable 3,614 202,784 206,398 Due to other governments 62,217 75,625 1,683 139,525 Total liabilities $ 3,614 $ 62,217 $ 75,625 $ 1,683 $ 202,784 $ 345,923 102 City of Pasco, 'Washington 2011 Comprehensive ✓`lnnuaCTinanciaCReport Combining Statement of Changes in Fiduciary Net Assets Fiduciary Funds For The Year Ended December 31, 2011 Other Total Postemployment Fire Pension and Other Benefit Pension Postemployment Trust Trust Benefits ADDITIONS Taxes $ - $ 45,132 $ 45,132 Investment earnings Interest 328 7,341 7,669 Dividends 37,192 24,936 62,128 Net change in fair value of investments 65,207 (46,027) 19,180 Total additions 102,727 31,382 134,109 DEDUCTIONS Pension benefits 96,850 96,850 Medical premiums 105,395 105,395 Administrative expenses 16,080 16,080 Total deductions 105,395 112,930 218,325 Change in net assets (2,668) (81,548) (84,216) Net assets-beginning 1,992,531 1,748,681 3,741,212 Net assets-ending $ 1,989,863 $ 1,667,133 $ 3,656,996 103 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Combining Statement of Changes in Assets and Liabilities Agency Funds December 31, 2011 Flexible Spending Accounts Pasco Public Facility District Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 ASSETS Cash&cash equivalents $ 7,065 $ 160,461 $ 163,912 $ 3,614 $ 97,211 $ 266,365 $ 301,359 $ 62,217 Total assets 7,065 160,461 163,912 3,614 97,211 266,365 301,359 62,217 LIABILITIES Accounts payable 7,065 160,374 163,825 3,614 - Due to other governments - 97,211 296,169 331,163 62,217 Total liabilities $ 7,065 $ 160,374 $ 163,825 $ 3,614 $ 97,211 $ 296,169 $ 331,163 $ 62,217 104 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Animal Control Authority Senior Center Association Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 $ 4 $ 244,458 $ 168,837 $ 75,625 $ 1,603 $ 1,086 $ 1,006 $ 1,683 4 244,458 168,837 75,625 1,603 1,086 1,006 1,683 4 665,969 590,348 75,625 1,603 1,086 1,006 12683 $ 4 $ 665,969 $ 590,348 $ 75,625 $ 1,603 $ 1,086 $ 1,006 $ 1,683 105 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Combining Statement of Changes in Assets and Liabilities Agency Funds(continued) For the Year Ended December 31,2011 Payroll Clearing Total Agency Funds Balance Balance Balance Balance January 1 Additions Deletions December 31 January 1 Additions Deletions December 31 ASSETS Cash&cash equivalents $ 197,592 $25,494,065 $25,488,873 $ 202,784 $ 303,475 $26,286,471 $26,244,023 $ 345,923 Total assets 197,592 25,494,065 25,488,873 202,784 303,475 26,286,471 26,244,023 345,923 LIABILITIES Accounts payable 197,592 9,309,596 9,304,404 202,784 204,657 9,469,970 9,468,229 206,398 Due to other govemments 98,818 1,023,242 982,535 139,525 Total liabilities $ 197,592 $ 9,309,596 $ 9,304,404 $ 202,784 $ 303,475 $10,493,212 $10,450,764 $ 345,923 106 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinanciaCReport STATISTICAL SECTION This part of the City of Pasco's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures and required supplementary information says about the government's overall financial health. CONTENTS Page Financial Trends 108 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 114 These schedules contain information to help the reader assess the government's most significant revenue sources. Debt Capacity 120 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 124 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 128 These schedules contain service data to help the reader understand how the information in the government's financial report relates to services the government provides and the activities it performs. Sources:Unless otherwise noted,the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. 107 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Net Assets by Component Last light Fiscal Years (accrual basis of accounting) (amounts expressedinthousands) Fiscal Year Ended December 31 2004 2005 2006 2007 2008 2009 2010 2011 Governmental activities Invested in capital assets,net ofrelated debt $38,549 $47,804 $59,050 $74,058 $85,294 $97,602 $122,343 $141,497 Restricted for: Restricted 4,618 5,734 5,738 3,941 4,005 3,551 383 400 Unrestricted 16,081 15,366 15,944 22,710 23,750 24,111 28,241 30,166 Total governmental activities net assets 59,248 68,904 80,732 100,709 113,049 125,264 150,967 172,063 Business-type activities Invested in capital assets,net ofrelated debt 59,694 69,646 93,667 97,635 109,736 1,136,995 124,771 129,532 Restricted 746 1,321 1,798 842 747 777 - - Unrestricted 14,174 23,041 6,252 12,611 5,712 12,618 11,400 12,367 Total business-type activities net assets 74,614 94,008 101,717 111,088 116,195 1,150,390 136,171 141,899 Primary government Invested in capital assets,net ofrelated debt 98,243 117,450 152,717 171,694 195,030 211,596 247,114 271,029 Restricted 5,364 7,055 7,536 4,783 4,752 4,328 383 400 Unrestricted 30,255 38,407 22,196 35,321 29,462 36,729 39,641 42,533 Totalprimary government net assets $133,862 $162,912 $182,449 $211,798 $229,244 $252,653 $287,138 $313,962 108 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Changes in Net Assets Last Fight Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year Ended December 31 2004 2005 2006 2007 2008 2009 2010 2011 enses Governmental activities: General government $7,374 $8,116 $8,889 $9,649 $10,410 $12,059 $6,921 $6,517 Public safety 13,056 14,004 16,592 17,214 18,296 18,743 19,419 19,834 Physical environment 1,548 1,690 2,319 2,137 3,532 3,050 1,900 2,406 Transportation 3,799 5,944 1,299 4,242 4,331 5,137 7,831 9,836 Economic environment 819 934 1,647 1,117 1,199 1,385 797 1;041 Health and human services 46 45 44 40 57 59 1,652 251 Culture and recreation 5,408 4,893 4,872 5,713 5,983 6,212 4,724 7,695 Interest on long term debt 774 714 682 640 587 413 512 517 Total governmental activities expenses 32,824 36,340 36,344 40,752 44,395 47,058 43,756 48,097 Business-type activities Water 4,289 3,950 5,051 5,180 5,990 6,029 6,538 6,845 Sewer 5,812 5,878 5,724 6,275 6,316 6;826 6,944 7,922 Water process reuse 1,417 1,466 1,558 1,503 1,569 1,558 1,444 1,501 Storm water 316 377 518 595 607 735 791 959 Irrigation 356 544 748 936 1,015 1,009 1,045 1,038 Total business-type activities expenses 12,190 12,215 13,599 14,489 15,497 16,157 16,762 18,265 Total primary government expenses 20,634 24,125 22,745 26,263 28,898 30,901 26,994 29,832 Pro gram revenues Governmental Activities: Charges for Services General government 4,493 4,885 5,529 7,098 6,667 8,982 2,134 1,981 Public safety 1,455 1,784 1,862 2,263 2,626 3,006 3,684 3,893 Physical environment 366 675 798 744 836 1,282 499 1,331 Transportation 93 45 810 491 476 623 1,504 1,795 Economic environment 2,007 1,961 1,780 1,579 1,135 1,431 17 1,459 Health and human services 0 0 0 0 0 0 1,851 30 Culture and recreation 1,048 744 583 465 445 480 604 2,161 Operating grants and contributions 846 1,199 1,045 1,074 376 504 1,448 1,763 Capital grants and contributions 6,863 6,547 9,244 3,438 14,753 13,283 25,488 25,117 Total governmental activities programrevenues 17,171 17,840 21,651 17,152 27,314 29,591 37,229 39,530 Business-type activities Charges for services 12,153 13,112 14,186 14,307 17,232 18,319 18,148 17,774 Operating grants and contributions 0 0 0 0 0 0 0 370 Capital grants and contributions 9,911 14,203 3,625 6,377 3,254 3,061 4,654 5,671 Total bus ines s-type activities programrevenues 22,064 27,315 17,811 20,684 20,486 21,380 22,802 23,815 Total primary government program revenues $39,235 $45,155 $39,462 $37,836 $47,800 $50,971 $60,031 $63,345 109 City of Pasco, 'Washington 2011 Comprehensive .annual Tinancial Report Changes in Net Assets Last]Eight Fiscal Years(continued) (accrual basis of accounting) (amounts expressedinthousands) Fiscal Year Ended December 31 2004 2005 2006 2007 2008 2009 2010 2011 Net(expenses)/revenues Governmental activities ($15,653) ($18,500) ($14,693) ($23,599) ($17,078) ($17,467) ($6,527) ($8,567) Business-type activities 9,874 15,100 4,212 6,195 4,504 5,223 6,040 5,550 (5,779) (3,400) (10,481) (17,404) (12,574) (12,244) (487) (3,017) Total primary government net(expense)/revenues General revenues and other changes in net assets Governmental Activities: Taxes Property taxes 4,699 4,883 5,303 5,774 6,055 6,276 6,080 6,847 Sales and use taxes 7,412 7,857 8,226 8,646 8,843 8,000 8,245 9,403 Occupational utility taxes 6,456 7,100 7,561 7,842 8,689 8,924 8,917 8,914 Othertaxes 2,838 3,396 3,305 3,729 4,655 4,686 1,738 1,838 Intergovernmental* 1,663 2,599 Investment and miscellaneous 2,630 3,365 2,412 2,892 987 852 1,147 691 Transfers 2,199 584 113 846 613 566 149 Total governmental activities 21,836 26,017 26,920 29,729 29,842 29,304 27,641 30,292 Business-type activities Investment and miscellaneous 4,105 4,120 3,758 4,184 425 399 1,062 177 Transfers 1,378 58 183 866 613 566 149 Total business-type activities 5,483 4,062 3,575 3,318 (188) (167) 1,211 177 Total primary government 27,319 30,079 30,495 33,047 29,654 29,137 28,852 30,469 Changes in net assets** Governmental activities 6,183 7,517 12,227 6,130 12,764 11,837 21,114 21,725 Business-type activities 15,357 19,162 7,787 9,513 4,316 5,056 7,251 5,727 Total primary government $21,540 $26,679 $20,014 $15,643 $17,080 $16,893 $28,365 $27,452 *Included with"Other taxes"until 2010. **Beginning Net Assets were restated based on priorperiod adjustments recorded in 2010. 110 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Governmental Activities Tax Revenues by Source Last Ten Fiscal Years (accrual psis of accounting) (amounts expressed in thousands) Fis cal Year Ended Property Sales and Excise and Other December 31 Taxes Use Taxes B&O Taxes Taxes Total Taxes 2002 $3,727 $6,892 $4,430 $901 $15,950 2003 4,039 6,348 5,844 2,761 18,992 2004 4,699 7,412 6,456 2,677 21,244 2005 4,883 7,857 7,100 3,223 23,063 2006 5,303 8,226 7,561 3,305 24,395 2007 5,774 8,646 7,842 3,729 25,991 2008 6,056 8,843 8,689 4,655 28,243 2009 6,276 8,000 8,924 4,686 27,886 2010 6,080 8,245 8,917 1,739 24,981 2011 6,847 9,403 8,914 1,838 27,002 Source: Statement of activities Prior CAFR 111 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Fund Balance of Governmental Funds Last Fight Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) Fiscal Year Ended December 31 2004 2005 2006 2007 2008 2009 2010 2011 General fund Assigned $ 3,208 Unassigned 8,050 Reserved* $ 70 $ 59 $ 1,891 $ 1,517 $ 692 $ 1,898 Unreserved* 7,589 9,109 6,861 9,088 10,270 7,917 9,414 Total general fund $ 7,659 $ 9,168 $ 8,752 $ 10,605 $ 10,962 $ 9,815 $ 9,414 $11,258 All other governmental funds Nonspendable $ 400 Restricted 9,496 Committed 5,375 Unassigned (178) Reserved* $ 4,616 $ 5,728 $ 5,729 $ 3,910 $ 3,890 $ 2,798 $ 383 Unreserved,reported in: Special revenue funds* 7,142 4,912 6,115 8,260 9,872 9,010 10,846 Debt service funds* 60 281 671 773 921 1,307 1,095 Capital project funds* (206) (440) (1,158) (224) 1,750 655) 833 Total all other governmental funds $11,612 $ 10,481 $ 11,357 $ 12,719 $ 12,933 $ 12,460 $13,157 $15,093 *Prior to GASB 54 112 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Changes in Fund Balances of Governmental Funds Last Fight Fiscal Years (modified accrual basis of accounting) (amounts expressedin thousands) Fiscal Year Ended December 31 2004 2005 2006 2007 2008 2009 2010 2011 Revenue Taxes $ 20,491 $ 22,196 $ 23,362 $ 24,516 $ 25,716 $ 25,339 $ 24,960 $ 26,832 Licenses and permits 2,337 2,338 2,116 1,924 1,616 1,860 1,966 1,874 hitergovernmental revenue 2,628 3,494 10,802 4,719 5,293 4,041 7,929 8,252 Charges for services 3,887 4,226 4,388 4,738 4,771 5,285 5,502 7,475 Fines and forfeitures 740 746 829 1,054 1,017 1,063 944 955 Investment and miscellaneous 2,453 3,075 2,803 2,734 2,310 2,963 2,930 2,547 Totalrevenues 32,536 36,075 44,300 39,685 40,723 40,551 44,231 47,935 Expenditures Current: General government 4,337 4,817 5,026 5,001 5,341 5,847 6,547 6,087 Public safety 12,734 13,588 15,593 16,820 17,711 18,418 18,820 18,780 Physical environment 1,246 1,444 1,609 1,825 2,078 2,066 1,855 2,288 Transportation 1,076 1,104 1,133 1,537 1,536 1,566 2,149 2,447 Economic environment 461 648 681 745 671 944 54 872 Health and human services 46 45 44 40 57 59 1,313 210 Culture and recreation 3,434 3,464 3,827 4,117 4,279 4,670 4,757 6,402 Capital outlay* 5,878 8,222 14,188 5,737 7,345 7,718 General government 104 154 Public safety 124 35 Physical environment 868 Transportation 3,441 3,276 Economic environment 419 657 Health and human services - Culture and recreation 2,633 369 Debt service: Principal 1,116 1,106 1,120 1,162 1,108 1,249 1,178 1,575 Interest 774 714 682 640 587 413 512 517 Total expenditures 31,102 35,152 43,903 37,624 40,713 42,950 44,774 43,669 Excess of revenues over(under)expenditures 1,434 923 397 2,061 10 (2,399) (543) 4,266 Other financing sources(uses) Disposition of capital assets 367 41 157 7 Proceeds of general debt 219 795 4,533 Debt refinanced (4,280) Insurance recoveries an other 18 30 1 251 (1) Operating transfers in 4,260 5,322 5,864 4,984 5,094 5,432 6,559 5,229 Operating transfers out (4,628) (6,068) 5,710 (4,247) (4,542) 4,52 (6,708) (5,229) Total other financing sources(uses) 236 (675) 155 894 559 1,156 645 253 Net change in fund balances $ 1,670 $ 248 $ 552 $ 2,955 $ 569 $ (1,243) $ 102 $ 4,519 Debt services as percentage of noncapital expenditures 8.10% 7.25% 6.46% 5.99% 5.35% 4.95% 4.76% 5.64% *Break out not available prior to 2010 113 City of Pasco, 'Washington 2011 Comprehensive .annual Tinancial Report Assessed Value of Taxable Property Last Ten Fiscal Years (in thousands of dollars) Real Property Fiscal Year Total Taxable Total Fnded Residential Commercial Other Assessed Direct Tax December 31 Property Property Property Valuation Rate 2002 $968,149 $109,023 $49,984 $1,127,156 $3.66 2003 1,185,854 64,831 53,395 1,304,080 3.20 2004 1,608,204 116,704 54,917 1,779,825 2.81 2005 1,838,148 81,763 52,699 1,972,610 2.81 2006 1,685,326 85,760 54,277 1,825,363 2.74 2007 2,309,544 113,973 59,650 2,483,167 2.54 2008 1,942,831 473,136 445,373 2,861,340 2.49 2009 1,525,399 869,876 539,517 2,934,792 2.23 2010 2,151,661 577,476 172,776 2,901,913 2.22 2011 2,216,469 582,468 209,591 3,008,528 2.18 Source: Franklin County Assessor Heise Taxes by Type Last Ten Fiscal Years (in thousands of dollars) (Gross Rerrnues times 8 1/2% Tax Rate) Fiscal Year Ended December 31 Admissions Cable TV Solid Waste Water Irri tipon** Sewer Stonn** Reuse** Gas Telephone Electricity Total 2002 $50 $284 $326 $375 $529 $346 $1,045 $2,129 $5,084 2003 50 294 347 464 600 370 1,321 2,449 5,895 2004 57 341 388 488 688 472 1,493 2,586 6,513 2005 49 295 404 561 778 614 1,459 2,990 7,150 2006 38 300 387 547 793 786 1,607 3,140 7,598 2007 78 288 468 563 742 853 1,723 3,206 7,921 2008 115 356 482 595 724 799 2,519 3,213 8,803 2009 136 369 491 646 820 962 2,142 3,382 8,948 2010 149 383 515 709 821 925 2,059 3,356 8,917 2011 142 381 530 658 81 636 63 127 809 2,034 3,455 8,916 *Previously included in Water **Previously included in Sewer 114 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Property Tax Rates Direct and Overlapping 1 Governments Last Ten Fiscal Years Overlapping Rates City ofPasco County School District Total direct Fiscal Year Debt Debt Total Debt Total and Ended Operatin service Total city Operating service county Operating service school Special overlapping December3l gmillage millage millage millage millage millage millage millage millage districts rates 2002 3.063 0.599 3.662 2.060 0.156 2.216 3.938 2.300 6.238 0.448 12.564 2003 2.684 0.514 3.198 2.059 0.473 2.532 4.005 2.479 6.484 0.445 12.659 2004 2.662 0.146 2.808 1.904 0.496 2.400 3.826 2.799 6.625 0.436 12.269 2005 2.416 0.389 2.805 1.792 0.383 2.175 3.941 2.628 6.569 0.410 11.959 2006 2.391 0.350 2.741 1.749 0.348 2.097 3.768 2.747 6.515 0.399 11.752 2007 2.249 0.293 2.542 1.699 0.320 2.019 3.929 2.992 6.921 0.388 11.870 2008 2.221 0.268 2.489 1.673 0.281 1.954 3.834 3.083 6.917 0.383 11.743 2009 2.004 0.230 2.234 1.459 0.261 1.720 4.170 3.081 7.251 0.347 11.552 2010 1.999 0.225 2.224 1.478 0.238 1.716 4.155 2.395 6.550 0.338 10.828 2011 1.972 0.212 2.184 1.422 0.216 1.638 4.359 2.286 6.645 0.329 10.796 Source: Franklin County Assessors(Property taxbooklet) 1 Overlapping rates are those of local and county governments that apply to property owners within the City ofPasco. Not all overlapping rates apply to all City ofPasco property owners whose property is located within the geographic boundaries ofthe special district. Taxable Retail Sales Last Seven Fiscal Years Fiscal Year Ended December 31 City of Pasco 1 Franklin County 2 2005 $858,747,074 $862,138,345 2006 894,155,932 929,717,630 2007 933,196,329 1,057,004,462 2008 957,490,181 1,052,102,171 2009 870,450,609 917,095,762 2010 896,484,942 964,584,879 2011 949,914,894 1,033,145,212 1 Source:Tax Tools 2 Source: Washington State Department of Revenue 115 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Principal Property Taxpayers Current Year and Three Years Prior Fiscal Year EndedDecember 31 (amounts expressed in thousands) 2011 2008* Taxable Percentage Taxable Percentage assessed of total assessed oftotal Taxpayer value Rank taxable value Rank taxable Syngenta Seed hic $35,329 1 1.08% 0.00% Pasco Processing LLC 27,530 2 0.85% 31,316 1 1.09% Bybee Foods LLC 24,057 3 0.74% BNSF Railway Co. 18,391 4 0.56% 12,255 9 0.43% Twin City Foods,hic. 16,915 5 0.52% 22,098 2 0.77% The Crossing at Chapel Hill 16,085 6 0.49% 16,085 4 0.56% Broadmoor LLC 15,382 7 0.47% 16,432 3 0.57% Wal-Mart,Inc 13,745 8 0.42% 13,745 6 0.48% Reser's Fine Foods,hic 13,553 9 0.42% 14,400 5 0.50% Skywest Airlines,hic 11,205 10 0.34% 13,241 7 0.46% Old Standard Life Insurance 11,234 10 0.39% Conagra Foods Lamb-Weston,Inc. 12,632 8 0.44% $192,192 5.89% $163,438 5.69% Source: Franklin County Assessor's Office *Oldest comparative information that is available. 116 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialPeport Principal lxcis eTaxpayers Current Year and Seven Years Prior Fiscal Year EndedDecember 31 (amounts expressedin thousands) 2011 2004* Percentage of Percentage Tax Total Tax Tax of Total Tax Taxpayer Revenue Rank Revenue Revenue Rank Revenue Company A $3,455 1 38.75% $2,586 1 39.71% Company B 731 2 8.20% 407 3 6.25% Company C 616 3 6.91% 0.00% Company D 530 4 5.94% 388 4 5.96% Company F 401 5 4.50% 0.00% Company E 381 6 4.27% 341 5 5.24% Company G 336 7 3.77% 477 2 7.32% Company J 184 8 2.06% 109 8 1.67% Company H 150 9 1.68% 0.00% Company I 123 10 1.38% 139 7 2.13% Company K - 302 6 4.64% Company L - 73 9 1.12% Company M - 71 10 1.09% $6,907 77.46% $4,893 75.13% Note:Per state privacy laws the names of the companies are confidential and have been indicated instead by letter.The above information is provided to show concentration risk by company. *This is the oldest comparative information available. Source:Revenue collection 117 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Top Ten Industries that Generate Sales Tax Current Year andFiwe Years Prior Fiscal Year Ended December 31 2011 2006 Sales % of Sales % of Tax Total Tax Total Industries Paid Rank Sales Tax Paid Rank Sales Tax Motor vehicle and parts dealers $1,258,496 1 15.94% $1,553,185 1 20.95% Wholesale trade,durable goods 756,776 2 9.59% 776,944 2 10.48% Repair and maintenance 538,871 3 6.83% 0.000/0 Specialty trade contractors 528,044 4 6.69% 628,960 3 8.48% General merchandise stores 517,836 5 6.56% 408,218 5 5.51% Food services,drinking places 491,780 6 6.23% 338,591 8 4.57% Building material and garden 353,267 7 4.47% 249,406 9 3.36% Rental and leasing services 256,461 8 3.25% 357,386 7 4.82% Construction of buildings 254,525 9 3.22% 421,800 4 5.69% Rail Transportation 249,022 10 3.15% 0.00°/0 Telecommunications 200,425 10 2.70% Miscellaneous store retailers 381,601 6 5.15% Other 2,690,167 34.07% 2,097,093 28.29% Total $7,895,245 $ 7,413,609 71.71% Source:Washington State Department of Revenue taxtools 118 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Property Tax Levies and Collections Last Ten Fiscal Years (amounts expressed in thousands) Collected within the fiscal year of the levy Total collections to date Total tax Collections in Fiscal Year Ended levy for Percentage Subsequent Percentage December 31 fiscal year Amount of levy years 1 Amount of levy 2002 3,991 3,839 96.2% 3 3,842 96.3% 2003 4,028 3,869 96.1% 52 3,921 97.3% 2004 4,392 4,210 95.9% 88 4,298 97.9% 2005 4,859 4,674 96.2% 186 4,860 100.00/0 2006 5,314 5,114 96.2% 194 5,308 99.9% 2007 5,763 5,600 97.2% 160 5,760 99.9% 2008 6,061 5,887 97.1% 156 6,043 99.7% 2009 5,738 5,579 97.2% 125 5,704 99.4% 2010 6,400 6,211 97.0% 77 6,288 98.3% 2011 6,638 6,480 97.6% 0 6,480 97.6% Source: Franklin County Treasurer's Office Tax Rolls 1 County provides four prior years and combines five years or more together. 119 City of Pasco, Washington 2011 Comprehensive AnnualFinancialR.eport Ratios of Outstanding Debt by Type Last Ten Fiscal Years (amounts expressed in thousands,except per capita amount) Governmental Activities Business-type Activities Fiscal Year General Water/ Other Total Percentage Ended Obligation Special Sewer Loans Primary of Personal Per December 31 Bonds Assessments Bonds Payable Government Income Capita 1 2002 Not available Not available Not available Not available Not available Not available Not available 2003 $15,727 $2,080 $17,614 $24,328 $59,749 7.6% $1,590 2004 14,500 1,501 15,940 23,694 55,635 6.5% 1,362 2005 13,650 2,329 19,300 22,340 57,619 6.2% 1,304 2006 12,955 3,288 18,045 20,950 55,238 5.4% 1,160 2007 11,850 2,853 17,620 19,523 51,846 5.0010 1,033 2008 10,915 120 16,245 18,056 45,336 3.8% 867 2009 9,945 120 16,549 24,710 51,324 3.6% 942 2010 8,940 785 29,125 15,061 53,911 Not available 958 2011 7,670 785 26,240 13,531 48,226 Not available 791 Note:Details regarding the City's outstanding debt can be found in the notes and schedules to the financial statements. This ratio was calculated using population for the applicable fiscal year. Ratios of General Bonded Debt Outstanding andBondedper Capita Last Ten Fiscal Years (amounts expressed in thousands,except per capita amount) Percentage of Fiscal Year General Less:Amounts estimated actual Ended obligations available in debt taxable value 1 Per December3l bonds service fund Total of property capita 2002 $19,147 $1,659 $17,488 $0 $505 2003 15,727 2,732 12,995 0 346 2004 14,500 2,865 11,635 0 285 2005 13,650 2,973 10,677 0 242 2006 12,955 3,105 9,850 0 207 2007 11,850 2,824 9,026 0 180 2008 10,915 2,787 8,128 0 155 2009 9,945 1,231 8,714 0 160 2010 8,940 1,322 7,618 0 135 2011 7,670 1,487 6,183 0 101 Note:Details regarding the City's outstanding debt can be found in the notes and schedules statements. to the financial statements. 1 See the schedule of assessed value taxable property on page 114 for property value data. 120 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Legal Debt Margin Last Ten Fiscal Years (amounts expressed in thousands) Fiscal Year Ended December 31 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Debt limit $28,197 $32,602 $44,496 $49,691 $57,846 $62,079 $72,012 $73,370 $72,923 $75,213 Total net debt applicable to limit 17,171 17,734 11,894 16,204 15,341 10,470 13,252 12,501 11,954 11,670 Legal debt margin $11,026 $14,868 $32,602 $33,487 $42,505 $51,609 $58,760 $60,869 $60,969 $63,543 Total net debt applicable to the limit as a 6090% 54.40% 26.73% 32.61% 26.52% 16.87% 18.40% 17.04% 16.39% 15.52% percentage of debt 1anit Legal debt margin calculation for fiscal year 2011 Assessed value 53,008,528 CENERALPURPPOSES Limit of 2.5%of Assessed Value $75,213 Councilmanic: Capacity(1.5%of Assessed Value) 45,128 Less: GO Bonds Outstanding (6,155) Special Assessment Bonds&Notes (569) State LOCAL Loans (198) TRAC Obligation (284) Airport Fire Station (61) Compensated Absences (1,739) OPEB (1,149) Totaldebt (10,155) Remaining capacity without a vote 34,973 Voter Approved: Capacity(1.0%ofAssessed Value) 30,085 Less: Sourrces: GO Bonds Outstanding (1,515) Franklin County Assessors Office-(Steve Marks)* Remaining capacity with a vote 28,570 Debt Schedule Statement Note:The total indebtedness for general purposes with or without a vote cannot exceed 2.5%ofthe value of taxable property.The general purposes indebtedness includes debt for capital leases without a vote.The legal limit for capital leases debt(RCW 35.42.200)is included in the 2.5 percent and does not constitute extra allowable debt. The 1.5 percent is the ma:aum limit for gemeral purposes without a vote(councilmanic debt).A council may choose to allocate any portion ofthis debt capacity to the"voted" category. If done so,this 1.5 percent ofthe indebtedness available without vote is to be proportionately reduced by the excess"voted"debt over 1 percent. 121 City of Pasco, 'Washington 2011 Comprehensive .annual Tinancial Report Pledged-Revenue Coverage Last Ten Fiscal Years (amounts expressed in thousands) WATER/SEWER BONDS Fiscal Year Ended December 31 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Total operating revenues* $9,874 $10,969 $11,761 $12,758 $13,742 $15,850 $15,929 $17,002 $18,194 $18,671 Total operating expenses 4,469 4,998 5,302 5,759 6,166 6,550 7,061 8,068 8,202 9,569 Operating Income 5,405 5,971 6,459 6,999 7,576 9,300 8,868 8,934 9,992 9,102 Total non-operating revenue 1,038 902 1,058 605 615 Net Revenue 5,405 5,971 6,459 6,999 7,576 10,338 9,770 9,992 10,597 9,717 Total other source 310 576 382 388 284 Special assessment debt service 170 450 261 245 378 Non assessment debt service 5,405 5,971 6,459 6,999 7,576 10,478 9,896 10,113 10,740 9,623 Non assemend bond debt services 1,206 1,671 1,664 1,758 2,061 1,889 1,856 2,119 2,310 3,716 Debt service coverage 4.48 3.57 3.88 3.98 3.68 5.55 5.33 4.77 4.65 2.59 *Operating revenues exclude revenue raised and used to pay interfund city taxes. 122 City of Pasco, 'Washington 2011 Comprehensive .annual Tinancial Report Direct and Overlapping Governmental Activities Debt As of December 31,2011 (amounts expressed in thousands) Direct debt Amount Voted General Obligation $ 1,515 Councilmanic General Obligation Debt 9,574 Less Amounts Available in Debt Service Funds 1,487 Total direct debt 12,576 Overlapping Debt Estimated Share of Jurisdiction Outstanding debt Percent applicable Overlapping Debt Franklin County 16,500 53.45% 8,819 Pasco School District 126,985 63.59% 80,750 Port of Pasco 9,524 53.67% 5,112 Total overlapping debt $ 94,681 Governmental activities debt ratios Assessed valuation-2011(established in November,2010 for the 2011 taxyear) $ 3,008,528 Population 61 Net direct debt to assessed valuation 0.42% Net direct debt and overlapping debt to assessed valuation 3.57% Assessed valuation per capita $ 49,320 Net direct debt per capita $ 206 Direct debt and overlapping debt per capita $ 1,758 Councilmanic debt and other obligations consist of G.O.Bonds Outstanding $ 7,668 State LOCAL Loans 198 T.RA.C.Obligation 283 Airport Fire Station 61 OPEB 1,149 Compensated Absences 1,728 $ 11,087 Voted GO debt: G.O.Bonds Outstanding $ 1,515 $ 1,515 (1)Outstanding debt represents total general obligation debt. (2)Applicable percentage is determined by ratio of assessed valuation of property subject to taxation in the overlapping unit to valuation of property subject to taxation in the reporting unit. Source Franklin County Assessor's Office Franklin County Assessor's website-taxbooklet 123 City of Pasco, 'Washington 2011 Comprehensive AnnuaCginanciaCReport Demographic and Economic Statistics Last Ten Fiscal Years Pasco Tri Cities Franklin County Fiscal Year Per capita Median Median Ended Unemployment personal household household School December 31 Population 1 Population 1 rate 3 Population 1 income 2 income 1 age 3"1 enrollment 4 2002 35,147 131,577 8.5% 52,286 $20,760 $41,817 $28 9,785 2003 38,437 137,987 8.8% 54,907 21,028 42,117 28.47 10,353 2004 41,842 143,472 7.5% 58,576 20,971 41,309 27.40 11,038 2005 45,846 149,776 7.0% 62,572 21,048 42,256 27.00 11,828 2006 49,439 155,439 7.0% 66,371 21,317 43,187 27.00 12,516 2007 52,555 160,145 6.4% 69,582 20,573 49,337 28.66 12,610 2008 54,993 166,933 10.3% 72,230 22,955 44,797 28.20 13,701 2009 57,579 172,169 7.26% 75,111 26,342 43,754 27.40 14,437 2010 59,781 181,756 7.55% 78,163 Not Available 53,355 Not Available 15,427 2011 61,000 184,755 7.75% 80,500 Not Available 53,644 28.53 16,143 State Fiscal Year Per capita Median Ended Average wage Unemployment personal household School December 31 per job 1 rate 1 Population 1 income 1 income 1 enrollment 1 2002 $45,417 7.30% 6,059,316 $39,665 $46,039 Not Available 2003 45,365 7.40% 6,126,885 39,753 46,967 Not Available 2004 45,524 6.20% 6,208,515 41,151 49,585 Not Available 2005 45,586 5.50% 6,298,816 40,818 50,004 Not Available 2006 46,643 4.90% 6,420,258 2,772 53,522 Not Available 2007 47,840 4.50% 6,525,086 44,124 56,141 Not Available 2008 47,342 5.50% 6,608,245 43,553 57,858 Not Available 2009 48,079 9.30% 6,672,159 42,461 55,458 Not Available 2010 Not Available 9.60% 6,724,540 43,564 54,888 138,314,294 2011 Not Available Not Available 6,767,900 Not Available 55,500 140,287,604 SOURCE: I State of Washington Office of Financial Management 2 Washington State University Northwest Income Indicators Project Report-Information is for Franklin County 2002-2008. Office of Finance Management after 2010 3 State of Washington Employment Security Department (Tri Cities Annual Average) 4 Pasco School District(October Enrollment)ftom2002-2010.Office of Financial management 2011 124 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport Principal Employers Current Year and Ten Years Prior Year Ended December 31 Tri Cities 2011 2002 Employer Employees Industry Rank Employees Industry Rank Battelle/PNNL 4,485 Research and development I Not available URS 3,500 Government 2 CH2M Hill 3,260 Government 3 ConAgra(Lamb Weston) 3,057 Agriculture products 4 Bechtel National 2,850 Government 5 Kadlec Medical Center 2,175 Health services 6 Pasco School District 2,065 K-12 Education 7 Washington River Protection 1,686 Government 8 Mission Support Alliance 1,478 Government 9 Kennewick School District 1,473 K-12 Education 10 Source:TRIDEC Prior years'information is not available. Franklin County 2011 2002 Employer Employees Industry Rank Employees Industry Rank Pasco School District 2,065 K-12 education I Not available Lourdes Health Network 807 Health care 2 Columbia Basin College 766 Conimtnity college 3 Boise Cascade 571 Paper and packaging pProducts 4 Pasco processing 350 Food processor-vegetables 5 City of Pasco 305 City services 6 Reser's Fine Foods 230 Food processor-potatoes 7 Douglas Fruit 210 Fruit packaging 8 Franklin County 190 County services 9 West Communication 180 Call center 10 Source:TRIDEC Prior years'information is not available. 125 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinanciaCReport Non-Agriculture Wage and Salary Workers Employed in Kennewick-Richland-Pasco MSA(000s)ci) Last Ten fiscal Years Fiscal Year Ended Decmeber 31 Employment Sector Oct-2011 Feb-2010 2009 2008 2007 2006 2005 Goods Producing 14,800 12,900 12,900 12,900 12,700 11,900 11,600 Natural resources&mining 7,000 6,100 5,900 6,500 6,600 6,000 5,900 Manufacturing 7,800 6,800 7,000 6,400 6,100 5,800 5,800 Service providing 87,000 82,900 82,900 80,700 78,900 74,800 75,300 Private services providing 68,400 64,800 65,600 63,700 62,500 58,900 59,300 Trade,transportation,warehousing&utilities 17,200 15,200 15,800 16,700 16,800 16,000 14,900 Retail trade 11,700 11,700 12,000 11,700 11,900 11,400 10,600 Financial activities 3,600 3,200 3,300 3,600 3,600 3,500 3,400 Professional&business services 23,500 22,600 22,700 20,600 20,300 18,500 20,600 Administrative&support services 10,700 11,400 11,600 9,400 9,800 9,000 10,000 Education&health services 11,600 10,600 10,700 10,100 9,700 9,200 8,600 Leisure and hospitality 9,300 8,400 8,500 8,600 8,100 7,900 7,900 Food services 6,900 6,100 6,200 6,300 6,000 5,600 5,600 Government 18,600 18,100 17,400 17,000 16,400 16,000 16,000 Federal&State government 4,300 4,100 3,700 37,000 3,700 3,600 3,600 Local government 14,300 14,000 13,700 13,300 12,700 12,400 12,400 Total Non-Agriculture 101,800 95,800 95,800 93,600 91,600 86,700 86,900 Total Private 83,200 77,700 78,400 76,600 75,200 70,700 70,900 (1)Detail may not add to indicated total due to rounding. Excludes proprietors,agriculture,self-employed,unpaid family,domestic workers and military. Includes all full and part-time wage and salary workers receiving pay during the period including the 12th of the month by place of work. Source:Washington State Employment Security Department. 126 City of Pasco, 'Washington 2011 Comprehensive .annual Tinancial Report Building Permits Last Ten Fiscal Years (amounts expressed in thousands) Res idental z Commercial Industrial Total New New Fiscal Year Single Single Ended Family Family Total Total December 31 Permits Value Permits Value Permits Value Permits Value Permits Value 2002 794 $96,000 1,882 100,423 291 $12,571 9 $468 2,182 $113,462 2003 950 116,700 1,984 121,856 284 37,993 6 487 2,274 160,336 2004 1,056 146,031 2,075 151,345 395 43,342 4 1,098 2,474 195,785 2005 1,027 165,638 2,192 170,760 350 38,874 7 2,300 2,549 211,934 2006 744 133,250 1,869 139,835 343 41,064 34 21,384 2,246 202,283 2007 524 106,192 1,576 106,191 269 68,417 41 13,153 1,886 187,761 2008 404 77,891 1,403 82,934 227 17,494 47 22,554 1,677 122,982 2009 476 96,228 1,499 102,110 261 43,189 90 16,799 1,850 162,098 2010 544 111,392 1,908 119,197 234 31,251 45 7,324 2,187 157,772 2011 492 105,577 1,817 113,320 289 16,591 28 3,519 2,134 133,430 SOURCE: 1 City of Pasco website Building Permit History. 2 Includes single family and mobile home 127 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Full-Time Equivalent City Government Employees by Function Last Ten Fiscal Years Fiscal Year Ended December 31 Function 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 General government 43 44 42 47 47 49 51 52 46 45 Public safety Muni Court 12 12 13 13 13 14 14 14 15 16 Police Officers 48 51 55 62 62 64 66 69 67 67 Civilians 10 10 10 11 12 11 11 11 11 12 Fire Firefighters and officers 31 31 31 34 34 34 34 34 34 33 Ambulance 12 15 15 15 15 15 15 15 16 18 Physical enviroment Utilities Water 16 17 17 17 18 18 20 22 22 22 Sewer 13 14 14 14 14 15 17 18 18 18 Waterprocess reuse 2 3 3 3 3 3 3 3 3 2 Storm water 3 3 4 4 4 4 4 4 4 5 Irrigation 1 1 2 2 2 2 2 2 2 2 Transportation Highways and streets Engineering 13 12 12 13 15 14 14 13 13 13 Maintenance 6 6 6 7 7 7 7 7 7 7 Health and human services 2 2 2 2 2 2 2 2 Economic enviroment 11 10 11 12 12 15 14 17 15 15 Culture and recreation 11 11 14 15 15 16 17 16 16 16 Total 232 240 251 271 275 283 291 299 291 293 Source:Annual Operating Budget 128 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Operating Indicators by Function Last Ten Fiscal Years Fiscal Year Ended December 31 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Function Public Safety Police Violent crime 149 105 142 98 160 150 166 217 183 202 Nonviolent crime 1,545 1,519 1,712 2,021 1,795 1,817 1,688 1,525 1,475 1,609 Calls for service 30,248 31,740 34,556 45,835 46,095 49,191 54,061 55,672 52,116 49,819 Victims per 1000 population 49 43 45 47 41 39 35 32 29 30 Fire&Emergency Medical Service Number of emergency reponse-Fire N/A N/A N/A 416 429 428 233 238 215 278 Number of emergency reponse-EMS N/A N/A N/A 2,462 2,485 2,586 3,316 3,005 3,016 3,337 Total response time-Fire 0 0 Total response time-EMS 1 1 Total other response time 0 Community Development Number ofnew Single Family units 741 872 1,031 1,008 729 518 398 467 530 483 Number ofnew Muli Family units 0 0 1 0 0 0 0 0 8 1 Number ofnew Manufactured units 53 78 25 19 15 6 6 9 14 9 Commercial p emits 300 290 399 357 377 310 274 351 279 317 Construction value(millions) 13.0 38.5 44.4 41.1 62.4 81.6 40.0 60.0 38.6 20.1 Residential permits 1,882 1,984 2,075 2,192 1,869 1,576 1,403 1,499 1,908 1,817 Construction value(millions) 100.4 121.9 151.3 170.8 139.8 106.2 82.9 102.1 119.2 113.3 Utilities Water Bills processed 122,924 134,693 144,627 151,515 165,165 177,195 189,061 194,614 202,136 207,685 New connections 989 1,070 1,331 1,246 838 734 543 631 666 571 Water meters replaced 294 26 43 104 88 75 78 73 1,842 1,900 Source:Various government departments. 129 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport Capital Used by Function Last Ten Fiscal Years Fiscal Year Eaded December 31 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Function Public Safety Police Stations 1 1 1 1 1 1 1 1 1 1 Patrolunits 30 30 30 34 34 35 37 43 43 43 Fire stations 3 3 3 3 3 3 3 3 3 3 Culture and recreation Parks* 40 Parks acreage* 207 Swimming pools 3 3 3 3 3 3 3 3 3 3 Physical emiroment Streets Street(niles) 189 203 212 225 238 302 392 475 619 781 Street lights 2,385 2,613 2,753 2,905 3,074 3,138 3,172 3,222 3,290 3,374 Traffic signals** 33 33 38 42 44 49 Water Water mains(miles) 235 249 259 274 289 292 298 302 306 309 Services(accum.Total) 10,997 12,276 12,983 14,002 15,021 15,335 15,508 15,748 16,081 16,305 Fire hydrants 1,370 1,499 1,595 1,741 1,887 1,916 1,966 1,997 2,036 2,069 Maidmumdaily capacity(M®) 29 29 29 29 29 29 29 29 33 33 Sewer Sanitary sewer(miles) 161.6 175.2 185.3 195.4 206.5 209.5 216.2 219.8 224 226 Maximum daily treatment capacity 7.1 7.1 7.1 7.1 7.1 7.1 7.1 7.1 7.1 (MGD)* Average daily treatment(M®)* 3.2 3.1 3.3 3.6 3.9 4.0 Water Process Reuse Irrigated acres 1,848 1,848 1,848 1,848 1,848 1,848 1,848 1,848 1,848 Total Acres 2,200 2,200 2,200 2,200 2,200 2,200 2,200 2,200 2,200 Storm Water Storm sewer(miles) 34 35 37 39 40 40 40 40 42 43 Number ofcatch basins 1,780 1,987 2,150 2,407 2,664 2,738 2,801 2,878 3,089 3,176 Irrigation Irrigation mains(miles)* 16 29 46 63 67 68 73 80 84 Maxinuxmdaily capacity(thousand of 1,450 1,450 8,950 9,950 12,300 16,100 17,100 17,100 17,100 gallons)* Source:Various government departments. Note:No capital asset indicators are available for the general government function. *prior years not available **some years not available 130 City of Pasco, -Washington 2011 Comprehensive AnnuaC Financial Report STATE REQUIRED SCHEDULES 131 CitVot Pasco, 'Washington 2011 Comprehensive AnnuaCTtinancial Report MCAGNO.0292 SCFIEDULE 9-LONG TERM DEBT For the Year Ended December 31,2011 BARS code for Beginning BARS code for Ending Outstanding ID No. Description Balance Additions Reductions Redemption of del rt Balance DEBT/LIABR ITIFS RELATED TO GOVERNMENTAL FUNDS Councilmanic GO Bonds 850.225152 251.11 2001 LTGO 99&Refund 1994 4,655,000 (4,655,000) 010.905.59151.571050 - 850.225153 251.16 2002 LTGO New&Refund 1995 1,770,000 (120,000) 010.905.59151.571060 1,650,000 850.225153 251.16 2002 LTGO New&Refund 1995 565,000 (105,000) 195.960.59151.571012 460,000 850.225155 2011 LTGO Refund 2001 LTGO - 4,110,000 (65,000) 010.905.59151.571061 4,045,000 Total Councilmanic 6,155,000 Voted-GO Bonds 850.225151 251.14 1999 UTGO Library&Fire Station 900,000 - (100,000) 272.980.59151.571020 800,000 850.225154 251.12 2002 ULTGO Ref Civic Ctr City Ball 1,050,000 (335,000) 273.980.59151.571020 715,000 Total Voted-Capital Facilities 1,515,000 Other Debt '850.226362 263.81 2002 State LOCAL-Animal Control Facililty Land 143,635 (23,572) 010.905.59151.575002 120,063 '850.226364 263.81 2009 State LOCAL-Police Vehicle Computers 127,936 (49,859) 010.905.59151.575004 78,077 '850.226384 263.81 2006 Port Airport Fire Building 72,845 (11,882) 010.905.59151.579092 60,963 '850.226383 263.81 1998 TRAC Loan 368,276 (84,828) 191.961.59151.579090 283,448 Total Other Debt 542,551 850.223150 Compensated Absences(259.11) 1,717,940 1,274,030 (1;253,348) Total Comp Absences 1,738,622 '850.226390 OPEB Related Liabilities(263.93) 582,589 937,477 (370,815) Total OPEB 1,149,251 See Special Assessment Below 569,351 TOTAL GOVERNMENTAL ACTIVITIES PER FOOTNOTE 11,669,775 DEBT/LIABILITIES RELATED TO GOVERNMENTAL FUNDS Revenue Bonds-Nonwted '410.225248 252.11 2002 Rev Bond Water 46.10% 1,857,830 (122,165) 410.760.58241.572010 1,735,665 '410.225248 252.11 2002 Rev Bond Sewer 38.501/. 1,551,550 (102,025) 410.770.58241.572010 1,449,525 '410.225248 252.11 2002 Rev Bond Irrigation 15.40% 620,620 (40,810) 410.795.58241.572010 579,810 410.225249 252.11 2005 Rev Bond Water 3,565,000 (180,000) 410.760.58241.572010 3,385,000 '410.225250 252.11 2009 Revenue Bond Water Plant 8,840,000 (330,000) 410.760.58241.572010 8,510,000 '410.225252 252.11 2010A 5011.Water New 3,135,000 (115,000) 410.760.58241.572010 3,020,000 '410.225252 252.11 2010A 50%Sewer New 3,135,000 (115,000) 410.770.58241.572010 3,020,000 '410.225252 252.11 2010A Ref98B Water 20.48% 573,440 (136,192) 410.760.58241.572010 437,248 '410.225252 252.11 2010A Ref98B Sewer.88% 24,640 (5,852) 410.770.58241.572010 18,788 '410.225252 252.11 2010A Ref 1998B PWRF 78.641% 2,201,920 (522,956) 410.775.58241.572010 1,678,964 410.225253 252.11 2010T Refund 98A PWRF 1,240,000 (130,000) 410.775.58241.572010 1,110,000 Total Revenue Bonds 24,945,000 External Notes&Loans-Nonwted '410.226380 263.82 Sewer Pollution Control Facility PWTF 95-025 215,057 (43,011) 410.770.58241.579090 172,045 '410.226380 263.82 West Pasco Water System PWTF 95-026 536,876 (107,375) 410.760.58241.579090 429,501 '410.226380 263.82 Riverview Trunk/SE Sewer PW00-043 1,111,404 (111,140) 410.770.58241.579090 1,000,263 '410.226381 263.82 Sewer Treatment Plant Phase l&2SRFLoan 13,198,197 - (1,269,026) 410.770.58241.579090 11,929,171 Total External Loans 13,530,980 Compensated Absences 331,136 417,065 (360,448) 387,753 See Special Assessment Below 1,295,000 TOTAL BUSINESS ACTIVITIFS PER FOOTNOTE 40,158,733 Governmental Special Assessment-Debt w/Commitment 850.225311 253.12 2010 LID 145-A Streetlmprovements 785,129 - (305,129) 245.980.59195.573010 480,000 2011 LID 146&Pension Fund Note - 89,351 - 246.980.59151.579010 89,351 Total Godt Spec Assess w/Commitment 569,351 Business SuecialAssessment-Debtw/Commitment 410.225244 1998C Rev Bond ULID 130&131 110,000 - (110,000) 410.770.58241.572010 - 410.225245 1999 ULID 133&134-Sewer 435,000 (435,000) 410.770.58241.572010 410.225246 2001 ULID 136&137-Sewer 300,000 (300,000) 410.770.58241.572010 - 410.225249 2007 ULID 141&142-Sewer 695,000 (180,000) 410.770.58241.572010 515,000 '410.225250 2009 ULID 143-Sewer 840,000 (60,000) 410.770.58241.572010 780,000 Total Business Spec Assess w/Commitment 1,295,000 132 City of Pasco, 'Washington 2011 Comprehensive AnnuaCThiancialR.eport MCAG NO.0292 SCHEDULE 10-LIMITATION OF INDEBTEDNESS For the Year Faded December 31,2011 Property Valuation for 2011 Taxes* $3,008,528,000 GENERAL PURPOSES Limit of 2.5%of Assessed Value Councilmanic: Capacity(1.5%of Assessed value) 45,127,920 Less: G.O.Bonds Outstanding $6,155,000 Special Assessment Bonds&Notes $569,351 State LOCAL Loans 198,143 T.R.A.C.Obligation 283,447 Airport Fire Station 60,963 Compensated Absences 1,738,622 OPEB 1,149,251 Outstanding Debt 10,154,777 Remaining debt capacity witout a vote 34,973,143 Voter-Approved- Capacity(1.0%of Assessed Value) 30,085,280 Less: G.O.Bonds Outstanding 1,515,000 Outstanding Debt 1,515,000 Remaining debt capacity with a vote 28,570,280 UTILITY PURPOS ES Voter-Approved: Capacity(2.5%of Assessed Value) 75,213,200 Remaining debt capacity-Utility Purpose,voted 75,213,200 OPEN SPACE AND PARK FACILITIES Voter-Approved: Capacity(2.5%of Assessed Value) 75,213,200 Remaining debt capacity-Open Space Park&Facilites,voted 75,213,200 *Source Franklin County Tax Collection Book 133 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport MCAG NO.0292 SCHEDULE 16-S CHEDULE OF EXPENDTFURFS OF FEDERAL AWARDS Fiscal Year Ended December 31,2011 Grantor/ Federal Other Pass- Pass-Through Grantor CFDA Identification Through Direct Program Title Number Number Awards Awards Total US Department of Health&Human Services Pass through Yakima County.Office ofA gin 2&Lone Tenn Care 2011 Aging&Long Term Care-Foot care 93.043 $ 6,856 $ 6,856 2011 Aging&Long Term Care-Foot care 93.044 14,078 14,078 Total US Dept of Health&Human Services 20,934 - 20,934 US Department of Federal Emergency Management Agency 2011-2012 Assisstance to Firefighters(FEMA) 97.044 EMW-2010-FO-03221 67,452 67,452 Total US Department ofFEMA - 67,452 67,452 US Department of Energy 2009-2012 Energy Efficency Conservation(ARRA) 81.128 DE-SCO002086 456,643 456,643 Total US Department of Energy 456,643 456,643 Bonneville Power 2011-2012 Smart hrigation Controller 81.52664 00052664 10,000 10,000 Total Bonneville Power 10,000 10,000 US Department of Housing&Urban Development Community Development Block Grant/Entitlement Grant 14.218 B-10-MC-53-009 791,681 791,681 Community Development Block Grant/Program Income 14.218 2,000 2,000 Pass Through Washington Department of Commerce Neighborhood Stabilization Plan 14.228 08-176401-014 35,613 35,613 Total US Department of Housing&Urban Development 35,613 793,681 829,294 US Department of Justice 2008-2012 Edward Bryne Memorial JAG 16.738 2009-DJ-BX-1308 5,975 5,975 Pass Through from City of Kennewick 2009 Project Safe Neighborhoods 16.609 F09-34023-002 7,471 7,471 2010 Project Safe Neighborhoods 16.609 FIO-34023-002 7,000 7,000 2011-2012 Project Safe Neighborhood 16.609 FII-34023-001 1,466 1,466 Pass Through from Department of Commerce 2010-2011 STOP Violence Against Women 16.588 FIO-31103-141 34,302 34,302 Pass Through from MEFRO Drug Task Force 2011-2012 Edward Byrne Formula(Metro) 16.738 M 11-34021-012 50,291 50,291 2010-2011 Edward Byrne Formula(Metro) 16:738 M 10-34021-012 55,682 55,682 Total US Dept of Justice 156,212 5,975 162,187 National Traffic Safety Administration Pass through Washington Association of Sherrif&Police Commission 2011-2013 Target ZERO Task Force 20.600 CP12-03 6,311 6,311 2009-2011 Target ZERO Task Force 20.600 CP12-03 26,469 26,469 32,780 32,780 US Department of Transportation Lewis Street Over Pass 20.205 STPUS-1-IP-3530(006)&LA-7055 706,706 706,706 Pass through Washington Traffic Safety Commission 2010-2011 CIOT Click-it-or-Ticket(WTSC) 20.602 1,509 1,509 2010-2011 Slow Down or Pay Up(WTSC) 20.600 1,873 1,873 2011-2012 Impaired Driving 20.600 795 795 2010-2011 DHGN DUI Emphasis(WTSC) 20.601 4,041 4,041 Pass through Washington Department of Transportation 2012-2013 Street Overlays(STP) 20.205 STPD-STPUS-HIP-3530(006) 5,913 5,913 Total US Dept.of Transportation 720,837 - 720,837 TOTAL FEDERAL AWARDS EXPENDED: $ 966,376 $1,333,751 $2,300,127 134 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport MCAGNO.0292 CITY OF PAS CO SCHEDULE 16-SCHEDULEOF STATEAND LOCAL FINANCIAL ASSISTANCE Fiscal Year Ended December 31,2011 Grantor/ Federal Other Pass- Pass-Through Grantor CFDA Identification Through Direct Pro ram Title Number Number Awards Awards Total Washington State Senior Citizens Pass through Yakima County.Office ofAging&Long Term Care 2011 Aging&Long Term Care-Foot care MOD NO 1 $ 4,487 $ $ 4,487 Total Washington State Senior Citizens 4,487 4,487 Washington State Traffic Safety Commission 2011 School Zone Flashing Beacons - 120,000 120,000 2011-2013 Target ZERO Task Force CP12-03 15,133 15,133 Total Traffic Safety Co mrission 135,133 135,133 Washington State Department of Transportation Highway Planning&Construction-Lewis St Overpass STPUS-HLP-3530(006)&LA-7055 1,004,337 1,004,337 Total Washington State Department of Transportation 1,004,337 1,004,337 Washington State Department of Ecology 2010-2011 Stomnvater Grant Phase H G1000270 FY 10 43,007 43,007 Columbia Water Supply Project C1200160 2,954 2,954 USBR Irrigation Connection C1200160 4,174 4,174 2010 Stormwater Street Sweeper&Brochure GI 100081 218,823 218,823 Total Washington State Department of Ecology 268,958 268,958 Washington State Patrol 2011-2012 Basic Fire Fighter Training Program C110116GSC 12,000 12,000 Total Washington State Patrol - 12,000 12,000 Washington Department of Commerce 2011-2012 Edward Byrne Formula(Metro) State Portion M l l-34021-012 10,301 10,301 Total Washington Department of Commerce 10,301 - 10,301 Washington State Department of Health&Human Services 2010-2011 EMS Prehospital Participation(Trauma Care) 303-GLA-70,168 - 1,738 1,738 1,738 1,738 TOTAL STATEAND LOCAL ASSISTANCE- $ 14,788 $ 1,422,166 $ 1,436,954 135 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinanciaCReport NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS (SCHEDULE 16) NOTE 1 —BASIS OF ACCOUNTING The Schedule of Financial Assistance is prepared on the same basis of accounting as the City's financial statements. The City uses a modified accrual basis of accounting in all of the related Governmental funds and full accrual in the Proprietary funds. NOTE 2 —PROGRAM COSTS The amounts shown as current year expenditures represent only the federal grant portion of the program costs. Entire program costs, including the City's portion, may be more than shown. NOTE 3 —REVOLVING LOAN—PROGRAM INCOME The City has a revolving loan program for low-income housing. Under this federal pass-through grant, repayments to the City are considered program revenues (income) and loans of such funds to eligible recipients are considered expenditures. No loan funds were disbursed in 2011 for the rehab loan program. The amount of principal and interest received in loan repayments for the year was $49,640. The City also participates in the HUD HOME Program for low-income individuals, which is administered through the City of Richland. Under this federal pass-through grant, the sale of low- income homes by the City is considered program revenues (income) and costs of building homes and purchase of properties are considered expenditures. This program is audited through the City of Richland. 136 City of Pasco, -Washington 2011 Comprehensive .Annual Financial Report MCAG NO. 0292 SCHEDULE 19- LABOR RELATIONS CONSULTANTS For the Year Ended December 31, 2011 Has your government engaged labor relations consultants? X Yes No If yes, please provide the following information for each consultant(s): Name of Firm: Name of Firm: The Wesley Group The Summit Law Name of Consultant: Name of Consultant: Kevin Wesley Otto Klein, consultant Business Address: Business Address: P.O. Box 7164 315 Fifth Avenue South Suite 1000 Kennewick, WA 99336-0616 Seattle, WA 98104 Amount Paid To Consultant During Fiscal Year: Amount Paid To Consultant During Fiscal Year: $22,843.76 $2,610.50 Terms And Consitions, As Applicable, Including: Terms And Consitions, As Applicable, Including: Rates (E.G., Hourly, Etc.): $100 per hour Rates (E.G., Hourly, Etc.): $280 per hour Maximum Compensation Allowed: 0 Maximum Compensation Allowed: 0 Duration Of Services: Various throughout the year. Services Provided: Union Bargaining Assistance Certified Correct this 22nd day of March,2012 to the best of my knowledge and belief; Signature Lynn Jacks n HR r 137 City of Pasco, Washington 2011 Comprehensive AnnualFinancialR.eport MCAGNO.0292 SCHEDULE 21-LOCAL GOVERNMENT RISK ASSUMPTION For the Year Ended December 31,2011 Program Manager: Lynne Jackson Address: 525 N 3rd Ave Pasco Wa 99301 Phone: 509-545-3473 Email: jacksonl @pasco-wa. ooy Yes Does the entity self-insure for any class of risk,including liability,property,health and welfare,unemployment compensation,workers'compensation?(yes or no) Which class of risk does the entity self-insure?(Check all that apply) Liability Property X Health and welfare(medical,dental,prescription) Unemployment compensation Workers'compensation Other-please dscribe Yes Does the entity self-insure as an individual program?(yes or no) No Does the entity allow another separate legal entity into its self-insurance programs(yes or no)For example,employees of a different organization participate in a health and welfare program of a city. If so,list the entity or entities: No Does the entity self-insure as a joint program?(yes or no) If Yes,list the other members) No Does the entity administer its own claims?(yes or no) Yes Does the entity contract with a third party administrator for claims administration?(yes or no) Yes Did the entity receive a claims audit in the last three years,regardless of who administered the claims?(yes or no) Yes Were the program's revenues sufficient to cover the program's expenses(yes or no) No Did the programuse an acturary to determine its liabilities?(yes or no) 138 City of Pasco, 'Washington 2011 Comprehensive AnnualFinancialR.eport MCAGNO.0292 SCHEDULE 21-LOCAL GOVERNMENT RISK ASSUMPTION For the Year Ended December 31,2011 Third Party Administrator Benefit Management,Inc. Contact Kelli Gerstenkorn Address: PO Box 1090,Great Bend,KS 67530 Phone: 800-290-1368 x1052 Email: kaerstenkom&bn*ansas.com Describe each class of risk the governing body has decided to assume as well as the appropriate dollar level involved. Numbers of claims Numbers of claims Total amount of Description of Risk Type received during the paid during the claims paid period period during the period Medical/Rx 21,554 21,692 $3,417,415.83 Dental 1,679 1,629 $341,096.00 139 City of Pasco, 'Washington 2011 Comprehensive AnnuaCTinancialR.eport OUR THANKS TO AN EXCELLENT TEAM We recognize the contributions of the following City of Pasco employees for their contribution to this report. Each member of this team of professionals played a key role in producing this CAFR. Their dedication and teamwork are essential to the success of this report and all of their efforts are hugely appreciated. Richard G. Terway Administrative and Community Service Director Dunyele Mason Financial Services Manager Karen Southwick Accounting Lead Karen Conn Staff Accountant Cora Large Staff Accountant 140