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HomeMy WebLinkAboutAnderson Perry & Associates, Inc. -PSA for Citywide Signal Improvements Phase 2 Construction Admin Srvs Local Agency A&E Professiona! Services Cost Plus Fixed Fee Consultant Agreement Agreement Number: 17014 Firm/Organization Legal Name (do not use dba's): Anderson Perry &Associates, Inc. Address Federal Aid Number P.O. Box 1687, Walla Walla, Washington 99362 STPUL-9911(O11) UBI Number Federal TIN or SSN Number 600-337-832 93-0640493 Execution Date Completion Date I 1- l�6 -'12 �-3 t �?�6 1099 Form Required Federal Participation ❑ Yes Q No ❑� Yes ❑ No Project Title Citywide Traffic Signal Improvements - Phase 2 - Construction Administration Services Description of Work This project generally includes the construction of traffic signal and Americans with Disabilities Act (ADA) compliant pedestrian improvements at eleven(11) intersections throughout the City of Pasco, Washington (AGENCY). Anderson Perry & Associates, Inc. (CONSULTANT) will provide pre-construction assistance as outlined in the Scope of Work. In addition,review and redesign of eight(8) ADA ramps by the CONSULTANT is included. ❑ Yes ❑� No DBE Participation Total Amount Authorized: $48,587.70 ❑ Yes Q No MBE Participation Management Reserve Fund: ❑ Yes ❑� No WBE Participation Maximum Amount Payable: ❑ Yes ❑� No SBE Participation Index of Exhibits Exhibit A Scope of Work Exhibit B DBE Participation Exhibit C Preparation and Delivery of Electronic Engineering and Other Data Exhibit D Prime Consultant Cost Computations Exhibit E Sub-consultant Cost Computations Exhibit F Title VI Assurances Exhibit G Certification Documents Exhibit H Liability Insurance Increase Exhibit I Alleged Consultant Design Error Procedures Exhibit J Consultant Claim Procedures Agreement Number: 17014 LocalAgencyA&E Professional Services Cosf Plus Fixed Fee Consultanf Agreement Page 1 of 14 RP�;�p�r n�in�i�n�� THIS AGREEMENT, made and entered into as shown in the "Execution Date"box on page one (1) of this AGREEMENT, between the City of Pasco , hereinafter called the "AGENCY," and the "Firm/Organization Name"referenced on page one (1) of this AGREEMENT, hereinafter called the "CONSULTANT." WHEREAS, the AGENCY desires to accomplish the work referenced in"Description of Work" on page one (1) of this AGREEMENT and hereafter called the "SERVICES;" and does not have sufficient staff to meet the required commitment and therefore deems it advisable and desirable to engage the assistance of a CONSULTANT to provide the necessary SERVICES; and WHEREAS, the CONSULTANT represents that they comply with the Washington State Statutes relating to professional registration, if applicable, and has signified a willingness to furnish consulting services to the AGENCY. NOW, THEREFORE, in consideration of the terms, conditions, covenants, and performance contained herein, or attached and incorporated and made a part hereof, the parties hereto agree as follows: I. General Description of Work The wark under this AGREEMENT shall consist of the above-described SERVICES as herein defined, and necessary to accomplish the completed work for this project. The CONSLTLTANT shall furnish all services, labor, and related equipment and, if applicable, sub-consultants and subcontractors necessary to conduct and complete the SERVICES as designated elsewhere in this AGREEMENT. II. General Scope of Work The Scope of Work and projected level of effort required for these SERVICES is described in Exhibit"A" attached hereto and by this reference made a part of this AGREEMENT. The General Scope of Work was developed utilizing performance based contracting methodologies. III. General Requirements All aspects of coordination of the work of this AGREEMENT with outside agencies, groups, or individuals shall receive advance approval by the AGENCY. Necessary contacts and meetings with agencies, groups, and/or individuals shall be coordinated through the AGENCY. The CONSULTANT shall attend coordination,progress, and presentation meetings with the AGENCY and/or such State, Federal, Community, City, or County officials, groups or individuals as may be requested by the AGENCY. The AGENCY will provide the CONSULTANT sufficient notice prior to meetings requiring CONSULTANT participation. The minimum required hours or days' notice shall be agreed to between the AGENCY and the CONSULTANT and shown in Exhibit"A." The CONSULTANT shall prepare a rnonthly progress report, in a form approved by the AGENCY, which will outline in written and graphical form the various phases and the order of performance of the SERVICES in sufficient detail so that the progress of the SERVICES can easily be evaluated. The CONSiJLTANT, any sub-consultants, and the AGENCY shall comply with all Federal, State, and local laws, rules, codes, regulations, and all AGENCY policies and directives, applicable to the work to be performed under this AGREEMENT. This AGREEMENT shall be interpreted and construed in accordance with the laws of the State of Washington. Agreement Number: 17014 Local Agency A&E Professional Services Cost Plus Fixed Fee Consultanf Agreemenf Page 2 of 14 Ra�;�P�r n2in�i2n2a Participation for Disadvantaged Business Enterprises (DBE) or Small Business Enterprises (SBE), if required, per 49 CFR Part 26, shall be shown on the heading of this AGREEMENT. If DBE firms are utilized at the commencement of this AGREEMENT, the amounts authorized to each firm and their certification number will be shown on Exhibit "B" attached hereto and by this reference made part of this AGREEMENT. If the Prime CONSULTANT is a DBE certified firm they must comply with the Commercial Useful Function (CUF) regulation outlined in the AGENCY's "DBE Program Participation Plan" and perform a minimum of 30% of the total amount of this AGREEMENT. It is recommended, but not required, that non-DBE Prime CONSULTANTS perform a minimum of 30% of the total amount of this AGREEMENT. In the absents of a mandatory DBE goal, a voluntary SBE goal amount of ten percent of the Consultant Agreement is established. The Consultant shall develop a SBE Participation Plan prior to commencing work. Although the goal is voluntary, the outreach efforts to provide SBE maximum practicable opportunities are not. The CONSULTANT, on a monthly basis, shall enter the amounts paid to all firms (including Prime) involved with this AGREEMENT into the wsdot.diversit�compliance.com �ro��ram. Payment information shall identify any DBE Participation. All Reports, PS&E materials, and other data furnished to the CONSULTANT by the AGENCY shall be returned. All electronic files, prepared by the CONSULTANT, must meet the requirements as outlined in Exhibit "C — Preparation and Delivery of Electronic Engineering and other Data." All designs, drawings, specifications, documents, and other work products, including all electronic files, prepared by the CONSULTANT prior to completion or termination of this AGREEMENT are instruments of service for these SERVICES, and are the property of the AGENCY. Reuse by the AGENCY or by others, acting through or on behalf of the AGENCY of any such instruments of service, not occurring as a part of this SERVICE, shall be without liability or legal exposure to the CONSULTANT. Any and all notices or requests required under this AGREEMENT shall be made in writing and sent to the other party by (i) certified mail, return receipt requested, or (ii) by email or facsimile,to the address set forth below: If to AGENCY: If to CONSULTANT: Name: Jacob Sevigny, P.E. Name: Jake Hollopeter, P.E. Agency: City of Pasco Agency: Anderson Perry&Associates, Inc. Address: 525 North 3rd Avenue Address: 214 East Birch Street City: Pasco State: WA Zip: 99301 City: Walla Walla State: WA Zip: 99362 Email: sevignyj@pasco-wa.gov Email: jhollopeter@andersonperry.com Phone: (509)544-4129 Phone: (509) 529-9260 Facsimile: Facsimile: (509) 529-8102 IV. Time for Beginning and Completion The CONSULTANT shall not begin any work under the terms of this AGREEMENT until authorized in writing by the AGENCY. All work under this AGREEMENT shall be completed by the date shown in the heading of this AGREEMENT titled"Completion Date." The established completion time shall not be extended because of any delays attributable to the CONSULTANT, but may be extended by the AGENCY in the event of a delay attributable to the AGENCY, or because of unavoidable delays caused by an act of GOD, governmental actions, or other conditions beyond the control of the CONSULTANT. A prior supplemental AGREEMENT issued by the AGENCY, is required to extend the established completion time. Agreement Number: 17014 Local Agency A&E Professional Services Cost P/us Fixed Fee Consu/tanf Page 3 of 94 AnrPPmpnt RPvicPd 02/n1/2021 V. Payment Provisions The CONSiJLTANT shall be paid by the AGENCY for completed SERVICES rendered under this AGREEMENT as provided hereinafter. Such payment shall be full compensation for SERVICES performed or SERVICES rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete SERVICES, specified in Section II, "Scope of Work". The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31 (www.ecfr.gov). The estimate in support of the Cost Plus Fixed Fee amount is attached hereto as Exhibits "D" and "E"and by this reference made part of this AGREEMENT. A. Actual Costs: Payment for all consulting services for this PROJECT shall be on the basis of the CONSULTANT'S actual cost plus a fixed fee. The actual cost shall include direct salary cost, indirect cost rate, and direct non-salary costs. 1. Direct (RAW) Labor Costs: The Direct (RAW)Labor Cost is the direct salary paid to principals, professional, technical, and clerical personnel for the time they are productively engaged in work necessary to fulfill the terms of this AGREEMENT. The CONSULTANT shall maintain support data to verify the direct salary costs billed to the AGENCY. 2. Indirect Cost Rate (ICR) Costs: ICR Costs are those costs, other than direct costs, which are included as such on the books of the CONSULTANT in the normal everyday keeping of its books. Progress payments shall be made at the ICR rates shown in attached Exhibits "D" and"E" of this AGREEMENT. Total ICR payment shall be based on Actual Costs. The AGENCY agrees to reimburse the CONSULTANT the actual ICR costs verified by audit, up to the Maximum Total Amount Payable, authorized under this AGREEMENT, when accumulated with all other Actual Costs. A summary of the CONSULTANT'S cost estimate and the ICR percentage is shown in E�iibits "D" and "E", attached hereto and by this reference made part of this AGREEMENT. The CONSULTANT (prime and all A&E sub-consultants) will submit to the AGENCY within six(6) months after the end of each firm's I fiscal year, an ICR schedule in the format required by the AGENCY(cost category, dollar expenditures, etc.) for the purpose of adjusting the ICR rate for billings received and paid during the fiscal year represented by the ICR schedule. It shall also be used for the computation of progress payments during the following year and for retroactively adjusting the previous year's ICR cost to reflect the actual rate. The ICR schedule will be sent to Email: ConsultantRates@wsdot.wa.gov. Failure to supply this information by either the prime CONSULTANT or any of their A&E sub-consultants I shall cause the AGENCY to withhold payment of the billed ICR costs until such time as the required information is received and an overhead rate for billing purposes is approved. The AGENCY's Project Manager and/or the Federal Government may perform an audit of the CONSULTANT'S books and records at any time during regular business hours to determine the actual ICR rate, if they so desire. 3. Direct Non-Salary Costs: Direct Non-Salary Costs will be reimbursed at the Actual Cost to the CONSULTANT. (excluding Meals,which are reimbursed at the per diem rates identified in this section) These charges may include, but are not limited to, the following items: travel,printing, long distance telephone, supplies, computer charges and fees of sub-consultants. Air or train travel will be reimbursed only to economy class levels unless otherwise approved by the AGENCY. The CONSLTLTANT shall comply with the rules and regulations regarding travel costs (excluding air, train, and rental car costs)in accordance with WSDOT's Accounting Manual M 13-82, Chapter 10—Travel Rules and Procedures, and revisions thereto. Air, train, and rental car costs shall be reimbursed in accordance with 48 Code of Federal Regulations (CFR) Part 31.205-46 "Travel Costs." The billing for Direct Non-Salary Costs shall include an itemized listing of the charges directly identifiable with the PROJECT. The CONSULTANT shall maintain the original supporting documents in their office. Copies of the original supporting documents shall be supplied to the AGENCY upon request. All above charges must be necessary for the services provided under this AGREEMENT. Agreement Number: 17014 Local AgencyA&E Professional Services Cost Plus Fixed Fee ConsultantAgreement Page 4 of 94 Ra,.;�p�r o2in�i2n2� 4. Fixed Fee: The Fixed Fee, which represents the CONSULTANT'S profit, is shown in attached Exhibits "D" and "E" of this AGREEMENT. This fee is based on the Scope of Work defined in this AGREEMENT and the estimated person-hours required to perform the stated Scope of Work. In the event the CONSULTANT enters into a supplemental AGREEMENT for additional work, the supplemental AGREEMENT may include provisions for the added costs and an appropriate additional fee. The Fixed Fee will be prorated and paid monthly in proportion to the percentage of work completed by the CONSULTANT and reported in the Monthly Progress Reports accompanying the billings. Any portion of the Fixed Fee earned but not previously paid in the progress payments will be covered in the final payment, subject to the provisions of Section IX entitled "Termination of Agreement." 5. Management Reserve Fund (MRF): The AGENCY may desire to establish MRF to provide the Agreement Administrator with the flexibility to authorize additional funds to the AGREEMENT for allowable unforeseen costs, or reimbursing the CONSULTANT for additional work beyond that already defined in this AGREEMENT. Such authorization(s) shall be in writing and shall not exceed the lesser of$100,000 or 10% of the Total Amount Authorized as shown in the heading of this AGREEMENT. The amount included for the MRF is shown in the heading of this AGREEMENT. This fund may not be replenished. Any changes requiring additional costs in excess of the MRF shall be made in accordance with Section XIII, "Extra Work." 6. Maximum Total Amount Payable: The Maximum Total Amount Payable by the AGENCY to the CONSULTANT under this AGREEMENT shall not exceed the amount shown in the heading of this AGREEMENT. The Maximum Total Amount Payable is comprised of the Total Amount Authorized, and the MRF. The Maximum Total Amount Payable does not include payment for Extra Work as stipulated in Section XIII, "Extra Work."No minimum amount payable is guaranteed under this AGREEMENT. B. Monthly Progress Payments: The CONSULTANT may submit billings to the AGENCY for reimbursement of Actual Costs plus the ICR and calculated fee on a monthly basis during the progress of the work. Such billings shall be in a format approved by the AGENCY and accompanied by the monthly progress reports required under Section III, "General Requirements" of this AGREEMENT. The billings will be supported by an itemized listing for each item including Direct (RAW) Labor, Direct Non-Salary, and allowable ICR Costs to which will be added the prorated Fixed Fee. To provide a means of verifying the billed Direct(RAW)Labor costs for CONSULTANT employees, the AGENCY may conduct employee interviews. These interviews may consist of recording the names, titles, Direct (RAW) Labor rates, and present duties of those employees performing work on the PROJECT at the time of the interview. C. Final Payment: Final Payment of any balance due the CONSULTANT of the gross amount earned will be made promptly upon its verification by the AGENCY after the completion of the work under this AGREEMENT, contingent, if applicable, upon receipt of all PS&E, plans, maps, notes, reports, electronic data and other related documents which are required to be furnished under this AGREEMENT. Acceptance of such Final Payment by the CONSLTLTANT shall constitute a release of all claims for payment, which the CONSiJLTANT may have against the AGENCY unless such claims are specifically reserved in writing and transmitted to the AGENCY by the CONSIJLTANT prior to its acceptance. Said Final Payment shall not, however, be a bar to any claims that the AGENCY may have against the CONSULTANT or to any remedies the AGENCY may pursue with respect to such claims. The payment of any billing will not constitute agreement as to the appropriateness of any item and at the time of final audit; all required adjustments will be made and re$ected in a final payment. In the event that such final audit reveals an overpayment to the CONSULTANT,the CONSULTANT will refund such overpayment to the AGENCY within thirty (30) calendar days of notice of the overpayment. Such refund shall not constitute a waiver by the CONSULTANT for any claims relating to the validity of a finding by the AGENCY of overpayment. The CONSULTANT has twenty (20) working days after receipt of the final POST AUDIT to begin the appeal process to the AGENCY for audit findings. Agreement Number: 17014 Local Agency A&E Professional Services Cost Plus Fixed Fee Consulfant Agreemenf Page 5 of 14 aP,.;�P�r n2inv2n2� D. Inspection of Cost Records: The CONSULTANT and their sub-consultants shall keep available for inspection by representatives of the AGENCY and the United States, for a period of six (6) years after receipt of final payment, the cost records and accounts pertaining to this AGREEMENT and all items related to or bearing upon these records with the following exception: if any litigation, claim or audit arising out of, in connection with, or related to this AGREEMENT is initiated before the expiration of the six (6) year period, the cost records and accounts shall be retained until such litigation, claim, or audit involving the records is completed. An interim or post audit may be performed on this AGREEMENT. The audit, if any, will be performed by the State Auditor, WSDOT's Internal Audit Office and/or at the request of the AGENCY's Project Manager. VI. Sub-Contracting The AGENCY permits subcontracts for those items of SERVICES as shown in Exhibit"A" attached hereto and by this reference made part of this AGREEMENT. The CONSULTANT shall not subcontract for the performance of any SERVICE under this AGREEMENT without prior written permission of the AGENCY. No permission for subcontracting shall create, between the AGENCY and sub-consultant, any contract or any other relationship. Compensation for this sub-consultant SERVICES shall be based on the cost factors shown on Exhibit"E" attached hereto and by this reference made part of this AGREEMENT. The SERVICES of the sub-consultant sha11 not exceed its maximum amount payable identified in each sub- consultant cost estimate unless a prior written approval has been issued by the AGENCY. All reimbursable direct labor, indirect cost rate, direct non-salary costs and fixed fee costs for the sub-consultant shall be negotiated and substantiated in accardance with section V"Payment Provisions"herein and shall be memorialized in a final written acknowledgement between the parties. All subcontracts shall contain all applicable provisions of this AGREEMENT, and the CONSULTANT shall require each sub-consultant or subcontractor, of any tier, to abide by the terms and conditions of this AGREEMENT. With respect to sub-consultant payment, the CONSULTANT shall comply with all applicable sections of the STATE's Prompt Payment laws as set forth in RCW 39.04.250 and RCW 39.76.011. The CONSULTANT, sub-recipient, or sub-consultant shall not discriminate on the basis of race, color, national origin, or sex in the performance of this AGREEMENT. The CONSULTANT shall carry out applicable requirements of 49 CFR Part 26 in the award and administration of DOT assisted contracts. Failure by the CON5ULTANT to carry out these requirements is a material breach of this AGREEMENT, ��hich may result in the termination of this AGREEMENT or such other remedy as the recipient deems appropriate. VII. Employment and Organizational Conflict of Interest The CONSULTANT warrants that they have not employed or retained any company or person, other than a bona fide employee working solely far the CONSULTANT, to solicit or secure this contract, and that it has not paid or agreed to pay any company or person, other than a bona fide employee working solely for the CONSULTANT, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or making of this contract. For breach or violation of this warrant, the AGENCY shall have the right to annul this AGREEMENT without liability or, in its discretion, to deduct from this AGREEMENT price or consideration or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. Any and all employees of the CONSULTANT or other persons while engaged in the performance of any work or services required of the CONSULTANT under this AGREEMENT, shall be considered employees of the CONSULTANT only and not of the AGENCY, and any and all claims that may arise under any Workmen's Agreement Number: 17014 Local AgencyA&E Professional Services Cost Plus Fixed Fee ConsultantAgreemenf Page 6 of 94 RP�;�p�r nvn�i2n2� Compensation Act on behalf of said employees or other persons while so engaged, and any and all claims made by a third party as a consequence of any act or omission on the part of the CONSULTANT's employees or other persons while so engaged on any of the work or services provided to be rendered herein, shall be the sole obligation and responsibility of the CONSULTANT. The CONSULTANT shall not engage, on a full- or part-time basis, or other basis, during the period of this AGREEMENT, any professional or technical personnel who are, or have been, at any time during the period of this AGREEMENT, in the employ of the United States Department of Transportation or the AGENCY, except regularly retired employees, without written consent of the public employer of such person if he/she will be working on this AGREEMENT for the CONSULTANT. VIII. Nondiscrimination During the performance of this AGREEMENT, the CONSLTLTANT, for itself, its assignees, sub-consultants, subcontractors and successors in interest, agrees to comply with the following laws and regulations: • Title VI of the Civil Rights Act of 1964 • Civil Rights Restoration Act of 1987 (42 U.S.C. Chapter 21 Subchapter V § 2000d (Public Law 100-259) through 2000d-4a) • American with Disabilities Act of 1990 • Federal-aid Highway Act of 1973 (42 U.S.C. Chapter 126 § 12101 et. seq.) (23 U.S.G Chapter 3 § 324) • 23 CFR Part 200 • Rehabilitation Act of 1973 • 49 CFR Part 21 (29 U.S.C. Chapter 16 Subchapter V § 794) • 49 CFR Part 26 • Age Discrimination Act of 1975 • RCW 49.60.180 (42 U.S.C. Chapter 76 § 6101 et. seq.) In relation to Title VI of the Civil Rights Act of 1964, the CONSULTANT is bound by the provisions of Exhibit"F" attached hereto and by this reference made part of this AGREEMENT, and shall include the attached Exhibit"F" in every sub-contract, including procurement of materials and leases of equipment, unless exempt by the Regulations or directives issued pursuant thereto. IX. Termination of Agreement The right is reserved by the AGENCY to terminate this AGREEMENT at any time with or without cause upon ten (10) days written notice to the CONSULTANT. In the event this AGREEMENT is terminated by the AGENCY, other than for default on the part of the CONSULTANT, a final payment shall be made to the CONSULTANT for actual hours charged and any appropriate fixed fee percentage at the time of termination of this AGREEMENT, plus any direct non-salary costs incurred up to the time of termination of this AGREEMENT. No payment shall be made for any SERVICES completed after ten(10) days following receipt by the CONSLTLTANT of the notice to terminate. If the accumulated payment made to the CONSULTANT prior to Notice of Termination exceeds the total amount that would be due when computed as set forth in paragraph two (2) of this section, then no final payment shall be due and the CONSULTANT shall immediately reimburse the AGENCY for any excess paid. If the services of the CONSULTANT are terminated by the AGENCY for default on the part of the CONSULTANT, the above formula for payment shall not apply. In the event of a termination for default,the amount to be paid to the CONSULTANT shall be determined by the AGENCY with consideration given to the actual costs incurred by the CONSLTLTANT in performing SERVICES to the date of termination, the amount of SERVICES originally required which was satisfactorily completed to Agreement Number: 17014 LocalAgencyA&E Professional Services Cosf Plus Fixed Fee ConsultanfAgreement Page 7 of 14 Rp�;�p�►n2inv2n2� date of termination, whether that SERVICE is in a form or a type which is usable to the AGENCY at the time of termination,the cost to the AGENCY of employing another firm to complete the SERVICES required and the time which may be required to do so, and other factors which affect the value to the AGENCY of the SERVICES performed at the time of termination. Under no circumstances shall payment made under this subsection exceed the amount, which would have been made using the formula set forth in paragraph two (2) of this section. If it is determined for any reason that the CONSULTANT was not in default or that the CONSULTANT's failure to perform is without the CONSULTANT's or its employee's fault or negligence, the termination shall be deemed to be a termination for the convenience of the AGENCY. In such an event, the CONSULTANT would be reimbursed for actual costs and appropriate fixed fee percentage in accordance with the termination for other than default clauses listed previously. The CONSULTANT shall, ��ithin 15 days, notify the AGENCY in v��riting, in the event of the death of any member, partner, or officer of the CONSULTANT or the death or change of any of the CONSULTANT's supervisory and/or other key personnel assigned to the project or disaffiliation of any principally involved CONSULTANT employee. The CONSULTANT shall also notify the AGENCY, in writing, in the event of the sale or transfer of 50% or more of the beneficial ownership of the CONSULTANT within 15 days of such sale or transfer occurring. The CONSULTANT shall continue to be obligated to complete the SERVICES under the terms of this AGREEMENT unless the AGENCY chooses to terminate this AGREEMENT for convenience or chooses to renegotiate any term(s) of this AGREEMENT. If termination for convenience occurs, final payment will be made to the CONSULTANT as set forth in the second and third paragraphs of this section. Payment for any part of the SERVICES by the AGENCY shall not constitute a waiver by the AGENCY of any remedies of any type it may have against the CONSULTANT for any breach of this AGREEMENT by the CONSULTANT, or for failure of the CONSULTANT to perform SERVICES required of it by the AGENCY. Forbearance of any rights under the AGREEMENT will not constitute waiver of entitlement to exercise those rights with respect to any future act or omission by the CONSULTANT. X. Changes of Work The CONSULTANT shall make such changes and revisions in the completed work of this AGREEMENT as necessary to correct errors appearing therein, without additional compensation thereof. Should the AGENCY find it desirable for its own purposes to have previously satisfactorily completed SERVICES or parts thereof changed or revised, the CONSULTANT shall make such revisions as directed by the AGENCY. This work shall be considered as Extra Work and will be paid for as herein provided under section XIII "Extra Work." XI. Disputes Any disputed issue not resolved pursuant to the terms of this AGREEMENT shall be submitted in writing within 10 days to the Director of Public Works or AGENCY Engineer, whose decision in the matter shall be final and binding on the parties of this AGREEMENT; provided however, that if an action is brought challenging the Director of Public Works or AGENCY Engineer's decision, that decision shall be subject to judicial review. If the parties to this AGREEMENT mutually agree, disputes concerning alleged design errors will be conducted under the procedures found in Exhibit"J". In the event that either party deem it necessary to institute legal action or proceeding to enforce any right or obligation under this AGREEMENT, this action shall be initiated in the Superior Court of the State of Washington, situated in the county in which the AGENCY is located. The parties hereto agree that all questions shall be resolved by application of Washington law and that the parties have the right of appeal from such decisions of the Superior Court in accordance with the laws of the State of Washington. The CONSULTANT hereby consents to the personal jurisdiction of the Superior Court of the State of Washington, situated in the county in which the AGENCY is located. Agreement Number: 17014 Local Agency A&E Professiona!Services Cost Plus Fixed Fee Consulfanf Agreement Page 8 of 14 RP�;�P�n2in�i2n2� XII. Legal Relations The CONSULTANT, any sub-consultants, and the AGENCY shall comply with all Federal, State, and local laws, rules, codes, regulations and all AGENCY policies and directives, applicable to the work to be performed under this AGREEMENT. This AGREEMENT shall be interpreted and construed in accordance with the laws of the State of Washington. The CONSLTLTANT shall defend, indemnify, and hold The State of Washington (STATE) and the AGENCY and their officers and employees harmless from all claims, demands, or suits at law or equity arising in whole or in part from the negligence of, or the breach of any obligation under this AGREEMENT by, the CONSLTLTANT or the CONSULTANT's agents, employees, sub consultants, subcontractors or vendors, of any tier, or any other persons for whom the CONSULTANT may be legally liable; provided that nothing herein shall require a CONSULTANT to defend or indemnify the STATE and the AGENCY and their officers and employees against and hold harmless the STATE and the AGENCY and their officers and employees from claims, demands or suits based solely upon the negligence of, or breach of any obligation under this AGREEMENT by the STATE and the AGENCY, their agents, officers, employees, sub-consultants, subcontractors or vendors, of any tier, or any other persons for whom the STATE and/or the AGENCY may be legally liable; and provided further that if the claims or suits are caused by or result from the concurrent negligence of(a)the CONSULTANT or the CONSULTANT's agents, employees, sub-consultants, subcontractors or vendors, of any tier, or any other persons for whom the CONSLTLTANT is legally liable, and(b)the STATE and/or AGENCY, their agents, officers, employees, sub-consultants, subcontractors and or vendors, of any tier, or any other persons for whom the STATE and or AGENCY may be legally liable, the defense and indemnity obligation shall be valid and enfarceable only to the extent of the CONSULTANT's negligence or the negligence of the CONSULTANT's agents, employees, sub-consultants, subcontractors or vendors, of any tier, or any other persons for whom the CONSLTLTANT may be legally liable. This provision shall be included in any AGREEMENT between CONSULTANT and any sub-consultant, subcontractor and vendor, of any tier. The CONSULTANT shall also defend, indemnify, and hold the STATE and the AGENCY and their officers and employees harmless from all claims, demands, or suits at law or equity arising in whole or in part from the alleged patent or copyright infringement or other allegedly improper appropriation or use of trade secrets, patents, proprietary information, know-how, copyright rights or inventions by the CONSULTANT or the CONSULTANT's agents, employees, sub-consultants, subcontractors or vendors, of any tier, or any other persons for whom the CONSLTLTANT may be legally liable, in performance of the Work under this AGREEMENT or arising out of any use in connection with the AGREEMENT of inethods,processes, designs, information or other items furnished or communicated to STATE and/or the AGENCY, their agents, officers and employees pursuant to the AGREEMENT; provided that this indemnity shall not apply to any alleged patent or copyright infringement or other allegedly improper appropriation or use of trade secrets, patents, proprietary information, know-how, copyright rights or inventions resulting from STATE and/or AGENCY's, their agents', officers' and employees' failure to comply with specific written instructions regarding use provided to STATE and/or AGENCY, their agents, officers and employees by the CONSiJLTANT, its agents, employees, sub-consultants, subcontractors or vendors, of any tier, or any other persons for whom the CONSULTANT may be legally liable. The CONSULTANT's relation to the AGENCY shall be at all times as an independent contractor. Notwithstanding any detern�ination by the Executive Ethics Soard or other tribunal, the AGENCY may, in its sole discretion, by written notice to the CONSULTANT terminate this AGREEMENT if it is found after due notice and examination by the AGENCY that there is a violation of the Ethics in Public Service Act, Chapter 42.52 RCW; or any similar statute involving the CONSULTANT in the procurement of, or performance under, this AGREEMENT. The C�NSULTANT specifically assumes potentialliability for actions brought by the CONSULTANT's own employees or its agents against the STATE and/or the AGENCY and, solely for the purpose of this indemnification and defense, the CONSULTANT specifically waives any immunity under the state industrial insurance law, Title 51 RCW. This waiver has been mutually negotiated between the Parties. Agreement Number: 17014 tocalAgencyA&E Professiona!Services Cost Plus Fixed Fee ConsultantAgreement Page 9 of 14 Rp�;�a�r n2m�i2n2� Unless otherwise specified in this AGREEMENT, the AGENCY shall be responsible for administration of construction contracts, if any, on the project. Subject to the processing of a new sole source, or an acceptable supplemental AGREEMENT, the CONSLTLTANT shall provide On-Call assistance to the AGENCY during contract administration. By providing such assistance, the CONSULTANT shall assume no responsibility for: proper construction techniques,job site safety, or any construction contractor's failure to perform its work in accordance with the contract documents. The CONSiJLTANT shall obtain and keep in force during the terms of this AGREEMENT, or as otherwise required, the following insurance with companies or through sources approved by the State Insurance Commissioner pursuant to Title 48 RCW. Insurance Coverage A. Worker's compensation and employer's liability insurance as required by the STATE. B. Commercial general liability insurance written under ISO Form CG 00 O1 12 04 or its equivalent with minimum limits of one million dollars ($1,000,000.00) per occurrence and two million dollars ($2,000,000.00) in the aggregate for each policy period. C. Business auto liability insurance written under ISO Form CG 00 O l 10 O1 ar equivalent providing coverage for any "Auto" (Symbol 1)used in an amount not less than a one million dollar ($1,000,000.00) combined single limit for each occurrence. Excepting the Worker's Compensation Insurance and any Professional Liability Insurance,the STATE and AGENCY, their officers, employees, and agents will be named on all policies of CONSULTANT and any sub- consultant and/or subcontractor as an additional insured (the "AIs"), with no restrictions or limitations concerning products and completed operations coverage. This coverage shall be primary coverage and non-contributory and any coverage maintained by the AIs shall be excess over, and shall not contribute with, the additional insured coverage required hereunder. The CONSULTANT's and the sub-consultant's and/or subcontractor's insurer shall waive any and all rights of subrogation against the AIs. The CONSULTANT shall furnish the AGENCY with verification of insurance and endorsements required by this AGREEMENT. The AGENCY reserves the right to require complete, certified copies of all required insurance policies at any time. All insurance shall be obtained from an insurance company authorized to do business in the State of Washington. The CONSULTANT sha11 submit a verification of insurance as outlined above within fourteen (14) days of the execution of this AGREEMENT to: Name: Jacob Sevigny, P.E. Agency: City of Pasco Address: 525 North 3rd Avenue City: Pasco State: WA Zip: 99301 Email: sevignyj@pasco-wa.gov Phone: (509)544-4129 Facsimile: No cancellation of the foregoing policies shall be effective without thirty (30) days prior notice to the AGENCY. The CONSULTANT's professional liability to the AGENCY, including that which may arise in reference to section IX"Termination of Agreement" of this AGREEMENT, shall be limited to the accumulative amount of the authorized AGREEMENT amount or one million dollars ($1,000,000.00), whichever is greater, unless the limit of liability is increased by the AGENCY pursuant to Exhibit H. In no case shall the C�NSULTANT's professional liability to third parties be limited in any way. Agreement Number: 17014 Local Agency A&E Professional Services Cosf Plus Fixed Fee ConsultantAgreement Page 90 of 94 RP�;�P�r nvn�i2n2� The parties enter into this AGREEMENT for the sole benefit of the parties, and to the exclusion of any third pariy, and no third party beneficiary is intended or created by the execution of this AGREEMENT. The AGENCY will pay no progress payments under section V"Payment Provisions"until the CONSULTANT has fully complied with this section. This remedy is not exclusive; and the AGENCY may take such other action as is available to it under other provisions of this AGREEMENT, or otherwise in law. XIII. Extra Work A. The AGENCY may at any time, by written order, make changes within the general scope of this AGREEMENT in the SERVICES to be performed. B. If any such change causes an increase or decrease in the estimated cost of, or the time required for, performance of any part of the SERVICES under this AGREEMENT, whether or not changed by the order, or otherwise affects any other terms and conditions of this AGREEMENT,the AGENCY shall make an equitable adjustment in the: (1) maximum amount payable; (2) delivery or completi�n schedule, or both; and (3) other affected terms and shall modify this AGREEMENT accordingly. C. The CONSULTANT must submit any "request for equitable adjustment,"hereafter referred to as "CLAIM," under this clause within thirty (30) days from the date of receipt of the written order. However, if the AGENCY decides that the facts justify it,the AGENCY may receive and act upon a CLAIM submitted before final payment of this AGREEMENT. D. Failure to agree to any adjustment shall be a dispute under the section XI "Disputes" clause. However, nothing in this clause shall excuse the CONSLTLTANT from proceeding with the AGREEMENT as changed. E. Notwithstanding the terms and conditions of paragraphs (A.) and (B.) above, the maximum amount payable for this AGREEMENT, shall not be increased or considered to be increased except by specific written supplement to this AGREEMENT. XIV. Endorsement of Plans If applicable, the CONSULTANT shall place their endorsement on all plans, estimates, or any other engineering data furnished by them. XV. Federal Review The Federal Highway Administration shall have the right to participate in the review or examination of the SERVICES in progress. XVI. Certification of the Consultant and the Agency Attached hereto as Exhibit"G-1(a and b)" are the Certifications of the CONSULTANT and the AGENCY, E�ibit "G-2" Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactions, Exhibit"G-3" Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying and Exhibit"G-4" Certificate of Current Cost or Pricing Data. Exhibit"G-3" is required only in AGREEMENT's over one hundred thousand dollars ($100,000.00) and Exhibit"G-4" is required only in AGREEMENT's over five hundred thousand dollars ($500,000.00.) These Exhibits must be executed by the CONSULTANT, and submitted with the master AGREEMENT, and returned to the AGENCY at the address listed in section III "General Requirements" prior to its performance of any SERVICES under this AGREEMENT. Agreement Number: 17014 LocalAgencyA&E Professiona/Services Cost Plus Fixed Fee ConsultanfAgreement Page 11 of 14 RP�;�a�n2in�i2n2� XVII. Complete Agreement This document and referenced attachments contain all covenants, stipulations, and provisions agreed upon by the parties. No agent, or representative of either party has authority to make, and the parties shall not be bound by or be liable for, any statement, representation,promise or agreement not set forth herein. No changes, amendments, or modifications of the terms hereof shall be valid unless reduced to writing and signed by the parties as a supplement to this AGREEMENT. XVIII. Execution and Acceptance This AGREEMENT may be simultaneously executed in several counterparts, each of which shall be deemed to be an original having identical legal effect. The CONSULTANT does hereby ratify and adopt all statements, representations, warranties, covenants, and AGREEMENT's contained in the proposal, and the supporting material submitted by the CONSULTANT, and does hereby accept this AGREEMENT and agrees to all of the terms and conditions thereo£ � XIX. Protection of Confidential Information The CONSIJLTANT acknowledges that some of the material and information that may come into its possession or knowledge in connection with this AGREEMENT or its performance may consist of information that is exempt from disclosure to the public or other unauthorized persons under either chapter 42.56 RCW or other local, state or federal statutes ("State's Confidential Information"). The "State's Confidential Information" includes, but is not limited to, names, addresses, Social Security numbers, e-mail addresses, telephone numbers, financial profiles, credit card information, driver's license numbers, medical data, law enforcement records (or any other information identifiable to an individual), STATE and AGENCY source code or object code, STATE and AGENCY security data, non-public Specifications, STATE and AGENCY non-publicly available data,proprietary software, State security data, or information which may jeopardize any part of the project that relates to any of these types of information. The CONSULTANT agrees to hold the State's Confidential Information in strictest confidence and not to make use of the State's Confidential Information for any purpose other than the performance of this AGREEMENT,to release it only to authorized employees, sub-consultants or subcontractors requiring such information for the purposes of carrying out this AGREEMENT, and not to release, divulge, publish, transfer, sell, disclose, or otherwise make it known to any other party without the AGENCY's express written consent or as provided by law. The CONSULTANT agrees to release such information or material only to employees, sub-consultants or subcontractors who have signed a nondisclosure AGREEMENT, the terms of which have been previously approved by the AGENCY. The CONSIJLTANT agrees to implernent physical, electronic, and managerial safeguards to prevent unauthorized access to the State's Confidential Information. Immediately upon expiration or termination of this AGREEMENT,the CONSULTANT shall, at the AGENCY's option: (i) certify to the AGENCY that the CONSULTANT has destroyed all of the State's Confidential Information; or (ii) returned all of the State's Confidential Information to the AGENCY; or (iii) take whatever other steps the AGENCY requires of the CONSULTANT to protect the State's Confidential Information. As required under Executive Order 00-03,the CONSULTANT shall maintain a log documenting the following: the State's Confidential Information received in the performance of this AGREEMENT; the purpose(s) for which the State's Confidential Infortnation was received; who received, maintained and used the State's Confidential Information; and the final disposition of the State's Confidential Information. The CONSULTANT's records shall be subject to inspection, review, or audit upon reasonable notice from the AGENCY. The AGENCY reserves the right to monitor, audit, or investigate the use of the State's Confidential Information collected, used, or acquired by the CONSULTANT through this AGREEMENT. The monitoring, auditing, or investigating may include, but is not limited to, salting databases. Agreement Number: 17014 Local Agency A&E Professional Services Cost Plus Fixed Fee Consultanf Agreement Page 12 of 14 RP�;�P�r nvn�i2n2� Violation of this section by the CONSLTLTANT or its sub-consultants or subcontractors may result in termination of this AGREEMENT and demand for return of all State's Confidential Information, monetary damages, or penalties. It is understood and acknowledged that the CONSiJLTANT may provide the AGENCY with information which is proprietary and/or confidential during the term of this AGREEMENT. The parties agree to maintain the confidentiality of such information during the term of this AGREEMENT and afterwards. All materials containing such proprietary and/or confidential information shall be clearly identified and marked as "Confidential" and sha11 be returned to the disclosing party at the conclusion of the SERVICES under this AGREEMENT. The CONSULTANT shall provide the AGENCY with a list of all information and materials it considers confidential and/or proprietary in nature: (a) at the commencement of the term of this AGREEMENT; or (b) as soon as such confidential or proprietary material is developed. "Proprietary and/or confidential information" is not meant to include any information which, at the time of its disclosure: (i) is already known to the other party; (ii) is rightfully disclosed to one of the parties by a third party that is not acting as an agent or representative for the other party; (iii) is independently developed by ar for the other party; (iv) is publicly known; or (v) is generally utilized by unaffiliated third parties engaged in the same business or businesses as the CONSULTANT. The parties also acknowledge that the AGENCY is subject to Washington State and federal public disclosure laws. As such, the AGENCY shall maintain the confidentiality of all such information marked proprietary and/ or confidential or otherwise exempt, unless such disclosure is required under applicable state or federal law. If a public disclosure request is made to view materials identified as "Proprietary and/or confidential information" or otherwise exempt information, the AGENCY will notify the CONSULTANT of the request and of the date that such records will be released to the requester unless the CONSULTANT obtains a court order from a court of competent jurisdiction enjoining that disclosure. If the CONSULTANT fails to obtain the court order enjoining disclosure, the AGENCY will release the requested information on the date specified. The CONSLTLTANT agrees to notify the sub-consultant of any AGENCY communication regarding disclosure that may include a sub-consultant's proprietary and/or confidential information. The CONSULTANT notification to the sub-consultant will include the date that such records will be released by the AGENCY to the requester and state that unless the sub-consultant obtains a court order from a court of competent jurisdiction enjoining that disclosure the AGENCY will release the requested information. If the CONSULTANT and/or sub-consultant fail to obtain a court order or other judicial relief enjoining the AGENCY by the release date, the CONSiILTANT shall waive and release and shall hold harmless and indernnify the AGENCY from all claims of actual or alleged damages, liabilities, or costs associated with the AGENCY's said disclosure of sub-consultants' information. XX. Records Maintenance During the progress of the Work and SERVICES provided hereunder and for a period of not less than six (6)years from the date of final payment to the CONSULTANT, the CONSULTANT shall keep, retain and maintain all "documents"pertaining to the SERVICES provided pursuant to this AGREEMENT. Copies of all "documents" pertaining to the SERVICES provided hereunder shall be made available for review at the CONSULTANT's place of business during normal working hours. If any litigation, claim or audit is commenced, the CONSULTANT shall cooperate with AGENCY and assist in the production of all such documents. "Documents" shall be retained until all litigation, claims or audit findings have been resolved even though such litigation, claim or audit continues past the six (6) year retention period. Far purposes of this AGREEMENT, "documents"means every writing or record of every type and description, including electronically stored information ("ESI"), that is in the possession, control, or custody of the CONSLTLTANT, including, without limitation, any and all correspondences, contracts,AGREEMENT `s, appraisals, plans, designs, data, surveys, maps, spreadsheets, memoranda, stenographic or handwritten notes, reports, records, telegrams, schedules, diaries, notebooks, logbooks, invoices, accounting records, work sheets, charts, notes, drafts, scribblings, recordings, visual displays, photographs, minutes of ineetings, Agreement Number: 17014 LocalAgencyA&E Professional Services Cost Plus Fixed Fee ConsultantAgreement Page 13 of 14 ap�;�p�n2in�i2n2a tabulations, computations, summaries, inventories, and writings regarding confet�ences, conversations or telephone conversations, and any and all other taped, recorded, written, printed or typcd mattcrs af any kind or description; every copy of the foregoing whether or not the original is in the passession, custody, or control of the CONSULTANT, and every eopy of any of the foregoing, whether or not such copy is a copy identical to an original, or whether or not such copy contains any cummentary or notatian whatsoever that does not appear on the original. For purposes of this AGREEMENT, "ESI" means any and all computer data or electronic recorded media of any kind, including'`Native Files", that are stored iri any mectium Crom which i�can be retrieved and examined, either directly or after translation into a reasanably useable form. ESI may include information and/or documentation stored in various software programs such as: Email, �utlook, Word, Excel,Access, Publisher, PowerPoint,Adobe Acrobat, SQL databases, or any other software or electronic communication programs or databases that the CONSULTANT may use in the performance of its operations. ES( may be located on network servers, backup tapes, smart phones, thumb drives, CDs, DVDs, Hoppy disks, work computers, cell phones, laptops or any other electronic device that CONSCILTANT uses in the performance of its Work or SERVICES hereunder, including any personal devices used by the CONSUC,TANT or any sub-consultant at hame. "Native files" are a subset of ESI and refer to the elecfronic format of the application in which such ESI is normally created, viewed, and/or modified. The CONSUi�T.ANT shall include this section XX ``Records Maintenance" in every subcontract it enters inta in relation to this AGREEMENT and bind the sub-consultant to its terms, unless expressly agreed to otherwise in writing by the AGCNCY prior to the execution of such subcontract. In wimess whereof, the parties hereto have executed this AGREEMENT as of the day and year shown in the "Execution Date" box on pabe one (1) of this AGREEMENT. I l � �� —� Signat Date - . �� -/� �� -- ' nature Date � � Any nioc�ificatiarz. change, or reforn2atinn ofthis AGREEAIEfVT.chall rec�t�ire approrcrl as to,fvrnz by tlie Q_fJ�'ice �f the�lttorney Gener•ul. Agreement�Iumher: 17014 Loca!Agency A&E Professional Services Cost P/us Fixed Fee Consultant Agreemenf Page?4 of 74 Revised 02/01/202i Exhibit A Scope of Work Project No. 17014 See attached, Exhibit A- City of Pasco, Washington Construction Administration Services, Citywide Traffic Signal Improvements - Phase 2, Scope of Work. Agreement Number: 17014 Exhibit A-Loca/Agency A&E Professional Services Cost P/us Fixed Fee Consu/tanf Agreement Revised 02/09/2021 Page 9 of 1 EXHIBIT A CITY OF PASCO, WASHINGTON CITYWIDE TRAFFIC SIGNAL IMPROVEMENTS—PHASE 2 CONSTRUCTION ADMINISTRATION SERVICES SCOPE OF WORK BACKGROUND This project generally includes the construction of traffic signal and Americans with Disabilities Act(ADA) compliant pedestrian improvements at eleven (11) intersections throughout the City of Pasco (AGENCY).Anticipated intersections to be improved include: • Court Street& Road 32 • Court Street& Road 36 • Court Street& Road 40 • Sylvester Street&4th Avenue • Sylvester Street&5th Avenue • Sylvester Street& 10th Avenue • Sylvester Street&28th Avenue • Ainsworth Street & 10th Avenue • Argent Road & Road 68 • Argent Road & Road 80 • Argent Road & Road 84 In general, the CONSULTANT will provide pre-construction management for the project including, but not be limited to,the following key components and deliverables: • ADA Design Review and modification • Review and Approve Material Submittals • Review Contractor Proposals for Alternate "Or Equal" Materials • Schedule and Attend Pre-construction Meeting • Complete WSDOT Pre-construction Documentation • Submit Monthly Invoices to the AGENCY for Services Performed DUTIES AND RESPONSIBILITIES OF ANDERSON PERRY&ASSOCIATES, INC. (CONSULTANT) TASK 1- PROJECT ADMINISTRATION The CONSULTANT will oversee project tasks and coordinate with AGENCY representatives to manage the scope, schedule, and budget for the pre-construction services associated with this project. ii/ia/Zozz Anderson Perry&Associates,Inc. https://andersonperrysharepointcom/sires/PascoWA/Projects(6094-275ignallmp.Ph2/OOOContract-Billing/Agreement/Agreement_November/EzhibitA-SOW.docx Page 1 1.1 Contract Administration, In�oicing, and Progress Reports 1. Prepare and submit monthly invoices to the AGENCY. Each invoice will include the date period covered by the invoice,the number of hours worked during the billing period with billing rates shown, expenses and associated markups,the total cost for labor and expenses, and a total amount summarizing labor, expenses, and subconsultant fees. 2. Prepare a Contract Summary Report to accompany the monthly invoices.The Contract Summary Report will list each invoice, including the current invoice with an itemized summary of invoice numbers, dates, and amounts billed for labor, expenses, and subconsultants,as well as the total amounts for each invoice.The Contract Summary Report will also list the total amount billed to date,total amount remaining under the contract, and the contract expiration date. 3. Prepare a brief Project Status Report to accompany the monthly invoices.The Project Status Report will include the date period covered by the report and a brief summary of the work performed during the billing period. 4. Project management. General coordination with the AGENCY, subconsultants, other consultants, and stakeholders,as well as ongoing monitoring of tasks and resources. 5. Maintain all contract-required documentation. Provide copies of project files and records to the AGENCY for audits and public information requests. All final documents will be provided in electronic format as requested. Deliverables ❑ Monthly Invoices, Contract Summary Reports, and Project Status Reports ❑ Project Documentation TASK 2- CONSTRUCTION ADMINISTRATION 2.1 Pre-construction Management and Administration The CONSULTANT will provide pre-construction management and administration services, acting as the AGENCY's representative.Anticipated duties will include the following: • Organize and lead the pre-construction conference and provide meeting minutes. • Receive, review, maintain, and approve all material submittals, requests for information (RFIs) and create ROM and RAM,as required. Copies of all submittal correspondence will be provided to the AGENCY. • Receive, review, and determine the acceptability of any and all schedules provided by the Contractor, including the Progress Schedule, Schedule of Submittals, and Schedule of Values. • Complete WSDOT required construction documentation including DBE, EEO, and Training Goals. Deliverables ❑ Pre-construction Conference Meeting Minutes ❑ Copies of Approved Material Submittals ❑ Copies of all Schedules Provided by the Contractor ❑ Copies of all Written Communications with the Contractor ii/ia/zozz Anderson Perry&Associates,Inc. https://andersonperrysharepoint.com/sites/PasmWA/Projects/6094-27 Signal Imp.Ph2/000 Contra�bBilling/Agreement/Agreement_November/Exhibit A-50 W.docz Page 2 2.2 Traffic Construction Engineering (By DKS ASSOCIATES [SUBCONSULTANT]� DKS (CONSULTANT)will provide engineering support during the construction of the Pasco City-Wide Traffic Signal Improvement Phase 2 project.The CONSULTANT'S scope only covers traffic signals and pavement ma rki ngs. COORDINATION, MEETINGS, AND FIELD VISITS The CONSULTANT will manage the project budget, scope, and contract schedule, invoicing monthly with a progress report. DKS will coordinate with the Construction Management teams,the City of Pasco, and the Contractor on the engineering support during the construction. DKS staff will attend the following meetings virtually or on-site as indicated: • One virtual meeting with the City to discuss changes needed to the plans (virtual) • One pre-construction meeting (virtual) • Up to three signal discussion meetings (virtual) RFIS AND RAMS The CONSULTANT shall review and respond to RFIs, and material/product submittals.The City shall request the CONSULTANT to answer questions, RFIs and submittal reviews.The CONSULTANT will evaluate the need for plan revisions with the City and provide plan revision as agreed. The task assumes the following: • Written responses to RFIs (up to ten RFIs,three hours each, turnaround time will be up to four working days from receipt) • Email responses to informal RFIs (up to ten hours) • Written responses to material submittals (up to eight submittals,three hours each,turnaround time will be up to five working days from receipt) Assumptions ❑ This Scope of Work does not include as-built plans TASK 3- ADA DESIGN VERIFICATION The CONSULTANT will review the existing design drawings and walk the project with the AGENCY prior to construction to determine if any of the ADA ramps as designed need to be reassessed. For any ADA ramps identified as needing reassessment,the CONSULTANT will collect additional survey data and will prepare updated design drawings as needed to ensure compliance with current ADA requirements and Agency preferences. Deliverable ❑ Updated ADA Ramp Design Drawings for Selected ADA Ramps Assumpti�ns ❑ Up to eight (8)ADA Ramps will be modified or redesigned ii/ia/zazz Anderson Perry&Associates,Inc. https://andersonperrysharepoint.com/si[es/PascoWA/Projects/6094275ignallmp.Ph2/OOOContract-Billing/Agreement/A&reement Novem6er/ExhibitA-SOW.docx Page 3 Exhibit B DBE Participation None Agreement Number: 17014 Exhibit B-Loca!Agency A&E Professional Services Cost Plus Fixed Fee Consultant Agreement Revised 02/01/2029 Page 1 of 9 Exhibit C Preparation and Delivery of Electronic Engineering and Other Data In this Exhibit the agency, as applicable, is to provide a description of the format and standards the consultant is to use in preparing electronic files for transmission to the agency. The format and standards to be provided may include,but are not limited to, the following: I. Surveying, Roadway Design& Plans Preparation Section A. Survey Data AutoCAD and other mutually agreed upon formats as may be necessary. B. Roadway Design Files AutoCAD, .pdf, and other mutually agreed upon formats as may be necessary. C. Computer Aided Drafting Files AutoCAD Agreement Number: 17014 Exhibit C-Local Agency A&E Professiona!Services Cosf Plus Fixed Fee Consultant Agreement Revised 02/01/2021 Page'1 of 4 D. Specify the Agency's Right to Review Product with the Consultant Agency may review Consultant's work upon request. E. Specify the Electronic Deliverables to Be Provided to the Agency See information in Exhibit A. F. Specify What Agency Furnished Services and Infonnation Is to Be Provided See information in Exhibit A. Agreement Number: 17014 Exhibit C-Local Agency A&E Professiona/Services Cost Plus Fixed Fee Consu/tant Agreement Revised 02/01/2029 Page 2 of 4 II. Any Other Electronic Files to Be Provided None anticipated. III. Methods to Electronically Exchange Data Electronic data will be exchanged via electronic mail, FTP exchange or other means necessary. Exhibit C-Loca!Agency A&E Professional Services Cost Plus Fixed Fee Consu/tant Agreemenf Revised 02/01/2021 Page 3 of 4 A. Agency Software Suite Microsoft Of�ce Suite, Autodesk Products B, Electronic Messaging System Microsoft Outlook C. File Transfers Format Portable Document Format (.pd fl Exhibit C-Local Agency A&E Professional Services Cost Plus Fixed Fee Consu/tant Agreement Revised 02/01/2021 Page 4 of 4 Exhibit D Prime Consultant Cost Computations See attached Professional Services Cost Computations included as Exhibit D. Agreement Number: 17014 Exhibit D-Loca!Agency A&E Professional Services Cost Plus Fixed Fee Consultant Agreemenf Revised 02/01/2024 Page 9 of 1 OOgpe���n EXHIBIT D �"�".�'"° ..��""� . "'�"`.��.P•,"� CITY OF PASCO, WASHINGTON CITYWIDE TRAFFIC SIGNAL IMPROVEMENTS- PHASE 2 CONSTRUCTION ADMINISTRATION SERVICES CONSULTANT COST COMPUTATIONS Classification Estimated Hours Ran e Avera�e Rate Cost Senior Engineer VII-VIII 5 59-63 $ 60.00 $ 300.00 Senior Engineer V-VI 10 55-58 $ 57.00 $ 570.00 Senior Engineer I-IV 40 48-55 $ 52.00 $ 2,080.00 Engineering Technician II-IV 100 23-27 $ 38.00 $ 3,800.00 Professional Surveyor IV-V 5 44-50 $ 48.00 $ 240.00 Survey Crew Chief I-III 10 26-32 $ 29.00 $ 290.00 Survey Technician II-IV 10 20-25 $ 23.00 $ 230.00 Senior Technician I-IV 40 29-35 $ 33.00 $ 1,320.00 Total Direct Salary Cost(DSC) $ 8,830.00 OVERHEAD (OH Cost- including Salary Additives): OH Rate x DSC of 165.58% X $ 8,830.00 $ 14,620.71 FIXED FEE(FF): FF Rate x DSC of 34.00% X $ 8,830.00 $ 3,002.20 REIMBURSABLES: Equipment, Mileage, and Etc. $ 500.00 Procore Fee ($400/month) $ 800.00 Total Reimbursables $ 1,300.00 Subtotal (Consultant Total): $ 27,752.91 Subconsultant Costs (See Exhibit E): DKS Associates $ 20,834.79 Total Subconsultant Costs $ 20,834.79 TOTAL ENGINEERING SERVICES: $ 48,587.70 u/ls/zozz https://andersonperrysharepoint.comfsites/PascoWA/Projects/6094-275ignal Imp.Ph2/OOOContract-Billing/Agreemen[/Agreement_Novem6er/Exhibit D.xlsx � � �i 15�1111�Of1 ��@ Duveloprn�t C's�.�:� D�p�rtment Of?1ra�tsportation o�x�448'c�oSS�c�� O�ympia,WA 985D4-7408 �345 Linderson Way SW Tumwater,WA 98501-65(3�i 1"iY:1-8�0-833-63$8 vwww.w�dotwa.gov November 13, 2020 Anderson Perry & Associates, Inc. P.O. Box 1107 La Grande, OR 97850 Subject: Acceptance FYE 2019 ICR—Audit Office Review Dear Timothy Cox: Transmitted herewith is the WSDOT Audit Office's memo of "Acceptance" of your firm's FYE 2019 Indirect Cost Rate (ICR) of 165.58% of direct labor (rate includes 1.77% Facilities Capital Cost of Money). This rate will be applicable for WSDOT Agreements and Local Agency Contracts in Washington only. This rate may be subject to additional review if considered necessary by WSDOT. Your ICR must be updated on an annual basis. Costs billed to agreements/contracts will still be subject to audit of actual costs, based on the terms and conditions of the respective agreement/contract. This was not a cognizant review. Any other entity contracting with your �rm is responsible far determining the acceptability of the ICR. If you have any questions, feel free to contact our office at(360) 705-7019 or via email consultantrates�ir wsdot.wa.�ov. Regards; ERIK K. JONSON Contract Services Manager EKJ:ah Exhibit E Sub-consultant Cost Computafions If no sub-consultant participation at this time. The CONSULTANT shall not sub-contract for the performance of any work under this AGREEMENT without prior written permission of the AGENCY. Refer to section VI "Sub-Contracting" of this AGREEMENT. See attached Sub-consultant Cost Computations for DKS Associates, included as Exhibit E. Agreement Number: 17014 Exhibit E-Local Agency A&E Professional Services Cost Plus Fixed Fee Consultanf Agreement Revised OZ/01/2029 Page 1 of 1 wom � r� v � r°'- � LL > m � � M v�i v� n M oMo M � O Y N � a T c ri r co �i v r� N � � N F�- W E � N � ti e� �n e�s � �- 0 0 0 0 o v � a � v, � �n corn � �0 0 O � � � 0�0 (O N N V N ~ d M N' � lR tn w � � O N � N � 00 M N �p o 117 m 7 � � f� 1� � d f� N (O T O ln O t0 �D L � OO M V N h O� M m M I� N I� f0 01 ; � N � � M � N I� � � � 1A fA O O O O O O O O N O O O O O O O O O ' i.� U � c�o r v m rn N m N M O M O (O V N N QS � N' N � V t0 l6 J y> tp � � o o v i N � o') � N 3 �p a N 0 M tp O _ � O A � � L M •�� V N �O O �p a` o 0 U.� � o Ao � .� �ti Q � M o 0 0 U � aUi y H v> W � E � o � � • � � o f/J N � f�j � M yJ '�. � V N c0 O �p W � r 2 ° aW"' rn X = � W ° `o d � a s . �7 C � N u� N T R � N � J y pf �"� y � W tq O U �O d R N ^ T O N � P') N �p = r N M {p L R a � ,A � `m o ad � i.r C1 = 0i r N N � L C � N a` w� T N L N lQ � v � Z Ur ❑ � W N H N y � a � � S s o '> > ` a �a -� N y � � d � (n (C V lL �p O �J,� = d 'C ..�. F I- W � � � a � N A W N � y � F F LL R d '0 0 d � � � .� Z p ?� � � N � ,+-_T' ,+_-�' ui o � a � o � U U - o = � c o A c @ N a ° � O -a o� c '<� a c c m � �n a = O ° o a� 'n o �Q O � � a UU � � K � K ,�, � •O Y q � N N N N � 0 d ❑ I� � � � N Exhibit F - Title V/ Assurances Appendix A & E APPENDIX A During the performance of this contract, the contractor, for itself, its assignees, and successors in interest (hereinafter referred to as the "contractor") agrees as follows: 1. Compliance with Regulations: The contractor(hereinafter includes consultants) will comply with the Acts and the Regulations relative to Non-discrimination in Federally-assisted programs of the U.S. Department of Transportation, (Title of Modal Operating Administration), as they may be amended from time to time,which are herein incorporated by reference and made a part of this contract. 2. Non-discrimination: The contractor,with regard to the work performed by it during the contract, will not discriminate on the grounds of race, color, or national origin in the selection and retention of subcontractors, including procurements of materials and leases of equipment. The contractor will not participate directly or indirectly in the discrimination prohibited by the Acts and the Regulations, including employment practices when the contract covers any activity,project, or program set forth in Appendix B of 49 CFR Part 21. [Include Modal Ope�ating Admi�istration specific program requirements.J 3. Solicitatians for Subcontracts, Including Procurements of Materials and Equipment: In all solicitations, either by competitive bidding, or negotiation made by the contractor for work to be performed under a subcontract, including procurements of materials, or leases of equipment, each potential subcontractor or supplier will be notified by the contractor of the contractor's obligations under this contract and the Acts and the Regulations relative to Non-discrimination on the grounds of race, color, or national�rigin.[Include Modal Operating Administration specific pYogram requi�ements.J 4. Information and Reports: The contractor will provide all information and reports required by the Acts, the Regulations, and directives issued pursuant thereto and will permit access to its books,records, accounts, other sources of information, and its facilities as may be determined by the Recipient or the (Title of Modal Ope��ating AdministYation) to be pertinent to ascertain compliance with such Acts, Regulations, and instructions. Where any information required of a contractor is in the exclusive possession of another who fails or refuses to furnish the information, the contractor will so certify to the Recipient or the (Title of Modal OpeYating AdministYation), as appropriate, and will set forth what efforts it has made to obtain the information. 5. Sanctions for Noncompliance: In the event of a contractor's noncompliance with the Non- discrimination provisions of this contract, the Recipient will impose such contract sarictions as it or the (Title of Modal Operating AdministNation) may determine to be appropriate, including, but not limited to: a. withholding payrnents to the contractor under the contract until the contractor complies; and/or b. cancelling, terminating, or suspending a contract, in whole or in part. 6. Incorporation of Provisions: The contractor will include the provisions of paragraphs one through six in every subcontract, including procurements of materials and leases of equipment, unless exempt by the Acts,the Regulations and directives issued pursuant thereto. The contractor will take action with respect to any subcontract or procurement as the Recipient or the (Title of Modal Operating Administration) may direct as a means of enforcing such provisions including sanctions for noncompliance. Provided, that if the contractor becomes involved in, or is threatened with litigation by a subcontractor, or supplier because of such direction, the contractor may request the Recipient to enter into any litigation to protect the interests of the Recipient. In addition,the contractor may request the United States to enter into the litigation to protect the interests of the United States. Local Agency A&E Professional Services Cost Agreement Number 17 014 Plus Fixed Fee Consultant Agreement Revised 02/01/2021 Exhibit F - Title Vl Assurances Appendix A & E APPENDIX E During the performance of this contract, the contractor, for itself, its assignees, and successors in interest (hereinafter referred to as the "contractor") agrees to comply with the following non-discrimination statutes and authorities; including but not limited to: Pertinent Non-Discrimination Authorities: • Title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d et seq., 78 stat. 252), (prohibits discrimination on the basis of race, color, national origin); and 49 CFR Part 21. • The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, (42 U.S.C. § 4601), (prohibits unfair treatment of persons displaced or whose property has been acquired because of Federal or Federal-aid programs and projects); • Federal-Aid Highway Act of 1973, (23 U.S.C. § 324 et seq.), (prohibits discrimination on the basis of sex); • Section 504 of the Rehabilitation Act of 1973, (29 U.S.C. § 794 et seq.), as amended, (prohibits discrimination on the basis of disability); and 49 CFR Part 27; • The Age Discrimination Act of 1975, as amended, (42 U.S.C. § 6101 et seq.), (prohibits discrimination on the basis of age); • Airport and Airway Improvement Act of 1982, (49 USC § 471, Section 47123), as amended, (prohibits discrimination based on race, creed, color, national origin, or sex); • The Civil Rights Restoration Act of 1987, (PL 100-209), (Broadened the scope, coverage and applicability of Title VI of the Civil Rights Act of 1964, The Age Discrimination Act of 1975 and Section 504 of the Rehabilitation Act of 1973, by expanding the definition of the terms "programs or activities" to include all of the programs or activities of the Federal-aid recipients, sub-recipients and contractors, whether such programs or activities are Federally funded or not); � Titles II and III of the Americans with Disabilities Act, which prohibit discrimination on the basis of disability in the operation of public entities, public and private transportation systems, places of public accommodation, and certain testing entities (42 U.S.C. §§ 12131-12189) as implemented by Department of Transportation regulations at 49 C.F.R. parts 37 and 38; • The Federal Aviation Administration's Non-discrimination statute (49 U.S.C. § 47123) (prohibits discrimination on the basis of race, color, national origin, and sex); • Executive Order 12898; Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations, which ensures discrimination against minority populations by discouraging programs, policies, and activities with disproportionately high and adverse human health or environmental effects on minority and low-income populations; • Executive Order 13166, Improving Access to Services for Persons with Limited English Proficiency, and resulting agency guidance, national origin discrimination includes discrimination because of limited English proficiency (LEP). To ensure compliance with Title VI, you must take reasonable steps to ensure that LEP persons have meaningful access to your programs (70 Fed. Reg. at 74087 to 74100); • Title IX of the Education Amendments of 1972, as amended, which prohibits you from discriminating because of sex in education programs or acti��ities (20 U.S.C. 1681 et seq). Local Agency A&E Pyofessional Services Agreeinent Number 17 014 Negotiated Houvly Rate Consultant Agreement Revised 02/01/2021 Exhibit G Certification Documents Exhibit G-1(a) Certification of Consultant Exhibit G-1(b) Certification of Citv of Pasco Exhibit G-2 Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactions E�ibit G-3 Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying Agreement Number: 17014 Exhibit G-Loca/Agency A&E Professiona!Services Cost P/us Fixed Fee Consultant Aqreement Revised 02/01/2021 Page 9 of 1 Exhibit G-1(a) Certification of Consultant I hereby certify that 1 am the and duly autharized representative of the firm of Anderson Perry&Associates, Inc. whose address is 214 East Birch Street/ P.O. Box 1687, Walla Walla, Washington 99362 and that neither the above firm nor I have: a) Employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee �vorking solely far me or the above CONSUI,T�NT) to solicit or secure this�1GREEMENT; b) Agreed, as an express or irnplied condition for obtaining this contract, to employ or retain the services of an}`firm or person in conr�ection wiih carryin� oul lhis AGREEMENT; or c) Paid, or agreed to pay,to any firm, organization or person(other than a bona fide em�loyee working solely for me or the above CONSULTANT) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out this AGREEMENT; except as hereby expressly stated (if any); I ackno��vledge that this certificate is to be furnished to the City of Pasco and the Federal i�i�hway Administration_ U.S. Department ofTransportation in connection with this AGR.F,�MENT' involving participation of Federal-aid highway funds, and is subject to applicable State and Federal laws. both criminal and civil. Anderson Pcrry&Associates,Inc. Consultant(Firm Name) � _ _ � I - �8 � �2. __. �_. Sign u e(Authorized Offcial of C sultant) Date Agreement Number: 17�14 Exhibit G-Local Agency R&E Professional Services Cost Plus Fixed Fee Consultant Agreemeni Revised 02/�?/2029 Exhibit G-1(b) Certification of I hereby certify that I am the: Q Agency Official ❑ Other of the City of Pasco , and Anderson Perry&Associates, Inc. or its representative has not been required, directly or indirectly as an express or implied condition in connection with obtaining or carrying out this AGREEMENT to: a) Employ or retain, or agree to employ to retain, any firm or person; or b) Pay, or agree to pay, to any firm,person, or organization, any fee, contribution, donation, or consideration of any kind; except as hereby expressly stated (if any): I acknowledge that this certificate is to be furnished to the City of Pasco and the Federal Highway Administration, U.S. Department of Transportation, in connection with this AGREEMENT involving participation of Federal-aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. , � li� Signature Date Agreement Number: 17014 Exhibif G-Loca/Agency A&E Professional Services Cost Plus Fixed Fee Consu/tanf Agreement Revised 02/01/2021 Exhibit G-2 Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactians I. The prospective primaiy participant certifies to the best of its knowledge and belief, that it and its principals: A. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any Federal department or agency; B. Have not within a three (3)year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection w�ith obtaining, attempting to obtain, ar performing a public (Federal, State, or local)transaction or contract under a public transaction; violation of Federal or State anti-trust statues or commission of embezzlement, theft, forgery, bribery, talsification or destruction of records, making false statements, or receiving stolen property; C. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Pederal, State� or local) with cammission of any of the offenses enumerated in paragraph (1)(b) of this certification; and D. IIave not within a three (3)yc:ar period preceding this application/proposal had one or�nore public transactions (Federal, State and local)terminated for cause or default. II. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. At�derson Perry&Associates, Inc. Consultant(Firm Name) ��-1� -�.�- Sign re(Authorized Official of C sultant) Date Agreement�3umber: 17014 Exhibit G-Loca!Agency A&E Professional Services Cost Plus Fixed Fee Consu/tant Agreement Revised 02/07/2021 Exhibit G-3 Certification Regarding the Restrictions of the Use of Federal Funds far Lvbbying The prospective participant certifies, by signing and submitting this bid or proposal,to the best of his or her knowledge and belief, that: 1. No fiederal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or eulployee of any Federal a��ency,a Member of Cangress, an officer or employee of Congress, or any employee of a Member of Gongress in cannection with the awarding of any Federai contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative AGREEMENT, and the extension; continuation, renewal, amendment, or modification of Pederal contract, grant, loan or cooperative AGIZEEM�NT. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for inliuencing or attemptina to in{luence an oFf cer or employee of any Federal agency, a Member of Gangress, an officer or employee of Congress, or an emplayee of a Member of Congress in connection with this Federal cantract. grant, loan or cooperative AGR��.MENT, the undersigned shall complete and submit Standard Form - LLL, "Disclosure Fonn to Report l.obbying," in accordance with its instructions. This c�rtification is a material representation of f'act upon which reliance was placed when this transaction was made or eniered inta. Submission af this ceriification is a prerec�uisite for making or entering into this transaction imposed vy Section 1352,Title 31, U.S. Code. Any person who fails to file the required cerii('ication shall be subject to a civil penalty ol'nof less than $10,000.0�, and not more than $100,000.00, for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of ihis certif cation be includec3 in all lower tier sub-��ntracts, which exceed$100,0Up, and that all such sub-reeipients shal! certify and disclose accordingly. Anderson Pciry& Associatcs, Inc. Consultant(Firm Name) , --- �1--1$- ��- - Signa (Authorized Official Consultant) Date Agreement�iumber: 17014 Exhi6it G-Local Agency A&E Proiessional Services Cost Plus Fixed Fee Consultanf Agreement Revised 02/09/2021 Exhibit H Liability lnsurance Increase To Be Used Only If Insurance Requirements Are Increased The professional liability limit of the CONSULTANT to the AGENCY identified in Section XII, Legal Relations and Insurance of this Agreement is amended to $ . The CONSULTANT shall provide Professional Liability insurance with minimum per occurrence limits in the amount of$ . Such insurance coverage shall be evidenced by one of the following methods: • Certificate of Insurance. • Self-insurance through an irrevocable Letter of Credit from a qualified financial institution. Self-insurance through documentation of a separate fund established exclusively for the payment of professional liability claims, including claim amounts already reserved against the fund, safeguards established for payment from the fund, a copy of the latest annual financial statements, and disclosure of the investment portfolio for those funds. Should the minimum Professional Liability insurance limit required by the AGENCY as specified above exceed $1 million per occurrence or the value of the contract, whichever is greater,then justification shall be submitted to the Federal Highway Administration (FHWA) for approval to increase the minimum insurance limit. If FHWA approval is obtained, the AGENCY may, at its own cost, reimburse the CONSULTANT for the additional professional liability insurance required. Notes: Cost of added insurance requirements: $ . • Include all costs, fee increase,premiums. • This cost shall not be billed against an FHWA funded project. • For final contracts, include this e�iibit. Agreement Number: 17014 Exhibit H-Local Agency A&E Professional Services Cosf Plus Fixed Fee Consu/fant Agreement Revised 02/01/2021 Page 9 of'1 Exhibit I Alleged Consultant Design Error Procedures The purpose of this exhibit is to establish a procedure to determine if a consultant's alleged design error is of a nature that exceeds the accepted standard of care. In addition, it will establish a uniform method for the resolution andlor cost recovery procedures in those instances where the agency believes it has suffered some material damage due to the alleged error by the consultant. Step 1 Potential Consultant Design Error(s) is Identified by Agency's Project Manager At the first indication of potential consultant design error(s), the first step in the process is for the Agency's project manager to notify the Director of Public Works or Agency Engineer regarding the potential design enor(s). For federally funded projects, the Region Local Programs Engineer should be informed and involved in these procedures. (Note: The Director of Public Works or Agency Engineer may appoint an agency staff person other than the project manager, who has not been as directly involved in the project, to be responsible for the remaining steps in these procedures.) Step 2 Project Manager Dacuments the Alleged Consultant Design Error(s) After discussion of the alleged design error(s) and the magnitude of the alleged error(s), and with the Director of Public Works or Agency Engineer's concurrence, the project manager obtains more detailed documentation than is normally required on the project. Examples include: all decisions and descriptions of work; photographs, records of labor, materials and equipment. Step 3 Contact the Consultant Regarding the Alleged Design Error(s) If it is determined that there is a need to proceed further, the next step in the process is for the project manager to contact the consultant regarding the alleged design error(s) and the magnitude of the alleged error(s). The project manager and other appropriate agency staff should represent the agency and the consultant should be represented by their project manager and any personnel (including sub-consultants) deemed appropriate for the alleged design error(s) issue. Step 4 Attempt to Resolve Alleged Design Error with Consultant After the meeting(s) with the consultant have been completed regarding the consultant's alleged design error(s), there are three possible scenarios: • It is determined via mutual agreement that there is not a consultant design error(s). If this is the case, then the process will not proceed beyond this point. • It is determined via mutual agreement that a consultant design error(s) occurred. If this is the case, then the Director of Public Works ar Agency Engineer, or their representatives, negotiate a settlement with the consultant. The settlement would be paid to the agency or the amount would be reduced from the consultant's agreement with the agency for the services on the project in which the design error took place. The agency is to provide LP, through the Region Local Programs Engineer, a summary of the settlement for review and to make adjustments, if any, as to how the settlement affects federal reimbursements. No further action is required. • There is not a mutual agreement regarding the alleged consultant design errar(s). The consultant may request that the alleged design error(s) issue be forwarded to the Director of Public Works or Agency Engineer for review. If the Director of Public Works or Agency Engineer, after review with their legal counsel, is not able to reach mutual agreement with the consultant,proceed to Step 5. Agreement Number: 17014 Exhibit!-Loca/Agency A&E Professional Services Cost Plus Fixed Fee Consultant Agreement Revised OZ/01/2029 Page 1 of 2 Step 5 Forward Documents to Local Programs For federally funded projects all available information, including costs, should be forwarded through the Region Local Programs Engineer to LP for their review and consultation with the FHWA. LP will meet with representatives of the agency and the consultant to review the alleged design error(s), and attempt to find a resolution to the issue. If necessary, LP will request assistance from the Attorney General's Office for legal interpretation. LP will also identify how the alleged error(s) affects eligibility of project costs for federal reimbursement. • If mutual agreement is reached, the agency and consultant adjust the scope of work and costs to reflect the agreed upon resolution. LP, in consultation with FHWA, will identify the amount of federal participation in the agreed upon resolution of the issue. • If mutual agreement is not reached, the agency and consultant may seek settlement by arbitration or by litigation. Agreement Number: 17014 Exhibif!-Loca!Agency A&E Professional Services Cost Plus Fixed Fee Consulfant Agreement Revised OZ/01/2021 Page 2 of 2 Exhibit J Consultant Claim Procedures The purpose of this exhibit is to describe a procedure regarding claim(s) on a consultant agreement. The following procedures should only be utilized on consultant claims greater than$1,000. If the consultant's claim(s) are a total of$1,000 or less, it would not be cost effective to proceed through the outlined steps. It is suggested that the Director of Public Works ar Agency Engineer negotiate a fair and reasonable price for the consultant's claim(s) that total $1,000 or less. This exhibit will outline the procedures to be followed by the consultant and the agency to consider a potential claim by the consultant. Step 1 Consultant Files a Claim with the Agency Project Manager If the consultant determines that they were requested to perform additional services that were outside of the agreement's scope of work, they may be entitled to a claim. The first step that must be completed is the request for consideration of the claim to the Agency's project manager. The consultant's claim must outline the following: • Summation of hours by classification for each firm that is included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Timeframe of the additional work that was outside of the proj ect scope; • Summary of direct labor dollars, overhead costs,profit and reimbursable costs associated with the additional work; and • Explanation as to why the consultant believes the additional work was outside of the agreement scope of work. Step 2 Review by Agency Persunnel Regarding the Consultant's Claim for Additional Compensation After the consultant has completed step 1, the next step in the process is to forward the request to the Agency's project manager. The project manager will review the consultant's claim and will met with the Director of Public Works or Agency Engineer to determine if the Agency agrees with the claim. If the FHWA is participating in the project's funding, forward a copy of the consultant's claim and the Agency's recommendation for federal participation in the clairn to the WSDOT Local Programs through the Region Local Programs Engineer. If the claim is not eligible for federal participation, payment will need to be from agency funds. If the Agency project manager, Director of Public Works ar Agency Engineer, WSDOT Local Programs (if applicable), and FHWA(if applicable) agree with the consultant's claim, send a request memo, including backup documentation to the consultant to either supplement the agreement, or create a new agreement for the claim.After the request has been approved, the Agency sha11 write the supplement and/or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. No further action in needed regarding the claim procedures. If the Agency does not agree with the consultant's claim, proceed to step 3 of the procedures. Agreement Number: 17014 Exhibit J-Local Agency A&E Professional Services Cost P/us Fixed Fee Consultanf Agreement Revised 02/01/2021 Page 1 of 2 Step 3 Preparation of Support Documentation Regarding Consultant's Claim(s) If the Agency does not agree with the consultant's claim, the project manager shall prepare a summary for the Director of Public Works or Agency Engineer that included the following: • Copy of information supplied by the consultant regarding the claim; • Agency's summation of hours by classification for each firm that should be included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Agency's summary of direct labor dollars, overhead costs,profit and reimbursable costs associated with the additional work; • Explanation regarding those areas in which the Agency does/does not agree with the consultant's claim(s); • Explanation to describe what has been instituted to preclude future consultant claim(s); and • Recommendations to resolve the claim. Step 4 Director of Public Works or Agency Engineer Reviews Consultant Claim and Agency Documentation The Directar of Public Works or Agency Engineer shall review and administratively approve or disapprove the claim, or portions thereof, which may include getting Agency Council or Commission approval (as appropriate to agency dispute resolution procedures). If the project involves federal participation, obtain concurrence from WSDOT Local Programs and FHWA regarding final settlement of the claim. If the claim is not eligible for federal participation, payment will need to be from agency funds. Step 5 Informing Consultant of Decision Regarding the Claim The Director of Public Works or Agency Engineer shall notify (in writing) the consultant of their final decision regarding the consultant's claim(s). Include the final dollar amount of the accepted claim(s) and rationale utilized for the decision. Step 6 Preparation of Supplement or New Agreement for the Consultant's Claim(s) The agency shall write the supplement and/or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. Agreement Number: 17014 Exhibif J-Local Agency A&E Professiona/Services Cost Plus Fixed Fee Consultanf Agreemenf Revised 02/09/2021 Page 2 of 2